Morgan Stanley (MS) CLO Grossman sells and transfers over 24,000 shares

Rhea-AI Filing Summary

Morgan Stanley Chief Legal/Admin Officer Eric F. Grossman reported two transactions in the company’s common stock dated January 20, 2026. He sold 21,555 shares at a weighted average price of $184.0008 per share, in multiple trades within a price range of $184.00 to $184.02. After this sale, he held 171,005.085 shares.

On the same date, Grossman also reported a transaction coded "G" for 2,495 shares of common stock at a reported price of $0, which reduced his holdings to 168,510.085 shares directly owned. He has committed to provide detailed trade breakdowns to Morgan Stanley, its security holders, or the SEC staff upon request.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

GROSSMAN ERIC F

(Last) (First) (Middle)

C/O MORGAN STANLEY

1585 BROADWAY

(Street)

NEW YORK NY 10036

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
MORGAN STANLEY [ MS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Legal/Admin Officer

3. Date of Earliest Transaction (Month/Day/Year)
01/20/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/20/2026		S		21,555	D	$184.0008(1)	171,005.085	D
Common Stock	01/20/2026		G		2,495	D	$0	168,510.085	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $184.00 to $184.02, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Remarks:

	/s/ Martin M. Cohen, Attorney-in-Fact	01/22/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did Morgan Stanley (MS) report for Eric F. Grossman?

Eric F. Grossman reported a sale of 21,555 shares of Morgan Stanley common stock at a weighted average price of $184.0008 and a separate transaction coded "G" for 2,495 shares at $0 on January 20, 2026.

How many Morgan Stanley (MS) shares does Eric F. Grossman own after these Form 4 transactions?

After the 21,555-share sale, Eric F. Grossman owned 171,005.085 shares of Morgan Stanley common stock, and following the additional 2,495-share transaction coded "G", he directly owned 168,510.085 shares.

What was the price range for Eric F. Grossman’s sale of Morgan Stanley (MS) shares?

The 21,555 Morgan Stanley shares were sold at a weighted average price of $184.0008, with individual trades executed in a price range from $184.00 to $184.02, inclusive.

What does the transaction code "S" mean in Eric F. Grossman’s Morgan Stanley Form 4?

In this Form 4, the transaction code "S" indicates that Eric F. Grossman sold shares of Morgan Stanley common stock, specifically 21,555 shares on January 20, 2026.

What is notable about the "G" transaction in the Morgan Stanley (MS) Form 4?

The Form 4 shows a transaction coded "G" for 2,495 shares of Morgan Stanley common stock at a reported price of $0, which reduced Eric F. Grossman’s directly owned shares to 168,510.085.

Did Eric F. Grossman offer to provide details on the individual Morgan Stanley (MS) trade prices?

Yes. He undertook to provide Morgan Stanley, its security holders, or SEC staff with full information on the number of shares sold at each separate price within the $184.00 to $184.02 range upon request.