Director at Morgan Stanley (NYSE: MS) granted 1,309.777 RSUs, now holds 41,842.588 shares

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Morgan Stanley director Mary L. Schapiro received an equity award of 1,309.777 shares of Common Stock on June 1, 2026. The award consists of restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which convert into Common Stock on a 1-to-1 basis.

These shares were granted as compensation at no cash cost per share. Following this award, Schapiro directly holds a total of 41,842.588 shares of Morgan Stanley Common Stock. The filing does not report any open-market purchases or sales, only this grant/award acquisition.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider SCHAPIRO MARY L

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	1,309.777	$0.00	--

Holdings After Transaction: Common Stock — 41,842.588 shares (Direct, null)

Footnotes (1)

[object Object]

Key Figures

RSU grant size: 1,309.777 shares Price per share for grant: $0.0000 per share Shares held after transaction: 41,842.588 shares +2 more

5 metrics

RSU grant size 1,309.777 shares Restricted stock units of Common Stock granted June 1, 2026

Price per share for grant $0.0000 per share Stated transaction price for RSU grant

Shares held after transaction 41,842.588 shares Total direct holdings following the grant

RSU conversion ratio 1 to 1 Each restricted stock unit converts into one share of Common Stock

Transaction code A (grant/award acquisition) Indicates equity award, not open-market trade

Key Terms

Restricted stock units, Directors' Equity Capital Accumulation Plan, Common Stock

3 terms

Restricted stock units financial

"Restricted stock units granted under the Morgan Stanley Directors' Equity"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Directors' Equity Capital Accumulation Plan financial

"granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan"

Common Stock financial

"which are convertible into shares of Common Stock at a ratio of 1 to 1"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

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Form 4 Insider Transactions: What Each Field Means →

06/02/2026 - 05:05 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

SCHAPIRO MARY L

(Last)

(First)

(Middle)

C/O MORGAN STANLEY

1585 BROADWAY

(Street)

NEW YORK

10036

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
MORGAN STANLEY [ MS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	06/01/2026		A⁽¹⁾		1,309.777	A	$0	41,842.588	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1.

Remarks:

	/s/ Martin M. Cohen, Attorney-in-Fact	06/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Morgan Stanley (MS) disclose for Mary L. Schapiro?

Morgan Stanley disclosed a stock grant to director Mary L. Schapiro. She received 1,309.777 restricted stock units of Common Stock as a grant under the Directors' Equity Capital Accumulation Plan, representing compensation rather than an open-market purchase or sale.

How many Morgan Stanley (MS) shares does Mary L. Schapiro hold after this Form 4?

After the transaction, Mary L. Schapiro directly holds 41,842.588 shares. This total reflects her updated direct ownership of Morgan Stanley Common Stock after receiving the 1,309.777-share restricted stock unit grant reported in the filing.

Was the Morgan Stanley (MS) Form 4 transaction a stock purchase or sale?

The Form 4 transaction was neither an open-market purchase nor a sale. It reports a grant of 1,309.777 restricted stock units to director Mary L. Schapiro as compensation, with a stated price per share of $0.0000.

What are the terms of the restricted stock units granted by Morgan Stanley (MS)?

The restricted stock units convert into Common Stock on a 1-to-1 basis. According to the footnote, these RSUs were granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan and are exchangeable for an equal number of Common Stock shares.

Does the Morgan Stanley (MS) Form 4 indicate any derivative securities for Mary L. Schapiro?

The Form 4 does not list any remaining derivative securities for Schapiro. The derivative summary section is empty, and the reported transaction involves only non-derivative Common Stock through a restricted stock unit grant.