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Morgan Stanley (NYSE: MS) director Thomas Glocer receives new stock awards

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Morgan Stanley director Thomas H. Glocer received equity awards in the form of company stock. On June 1, 2026, he acquired 512.004 shares of Common Stock at an indicated value of $209.9594 per share and 1,309.777 additional shares at no stated price.

These awards relate to restricted and deferred stock units under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into Common Stock on a 1-to-1 basis. Following the transactions, he directly holds 124,037.788 shares of Morgan Stanley Common Stock.

Positive

  • None.

Negative

  • None.
Insider GLOCER THOMAS H
Role null
Type Security Shares Price Value
Grant/Award Common Stock 1,309.777 $0.00 --
Grant/Award Common Stock 512.004 $209.9594 $108K
Holdings After Transaction: Common Stock — 124,037.788 shares (Direct, null)
Footnotes (1)
  1. Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1.
Stock award at stated value 512.004 shares Common Stock acquired at $209.9594 per share on June 1, 2026
Stock award at no price 1,309.777 shares Common Stock acquired with $0.0000 stated price on June 1, 2026
Indicated award price $209.9594 per share Value used for one Common Stock grant on June 1, 2026
Post-transaction holdings 124,037.788 shares Direct Morgan Stanley Common Stock held after reported awards
Total awarded shares 1,821.781 shares Sum of 512.004 and 1,309.777 Common Stock shares granted
Restricted stock units financial
"Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Deferred stock units financial
"Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers"
Deferred stock units are promises from a company to give an employee shares of stock at a future date, often after certain conditions are met or after leaving the company. They function like a form of delayed compensation, allowing employees to earn shares over time. For investors, they represent potential future ownership in the company, but do not provide immediate voting rights or dividends until the shares are actually received.
Directors' Equity Capital Accumulation Plan financial
"granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan"
Common Stock financial
"convertible into shares of Common Stock at a ratio of 1 to 1"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
GLOCER THOMAS H
(Last)(First)(Middle)
C/O MORGAN STANLEY
1585 BROADWAY
(Street)
NEW YORK NEW YORK 10036
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
MORGAN STANLEY [ MS ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/01/2026A(1)1,309.777A$0124,037.788D
Common Stock06/01/2026A(2)512.004A$209.9594124,549.792D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1.
2. Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1.
Remarks:
/s/ Martin M. Cohen, Attorney-in-Fact06/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Morgan Stanley (MS) director Thomas H. Glocer report?

Thomas H. Glocer reported receiving equity awards in Morgan Stanley Common Stock. On June 1, 2026, he acquired 512.004 shares at $209.9594 per share and 1,309.777 additional shares at no stated price, reflecting compensation rather than open-market purchases.

How many Morgan Stanley shares does Thomas H. Glocer hold after this Form 4?

After these awards, Thomas H. Glocer directly holds 124,037.788 shares of Morgan Stanley Common Stock. This figure includes the newly acquired shares reported in the Form 4 and represents his direct ownership position following the June 1, 2026 equity grants.

What types of equity awards did Morgan Stanley (MS) grant to Thomas H. Glocer?

The awards consist of restricted stock units and deferred stock units under the Morgan Stanley Directors' Equity Capital Accumulation Plan. According to the footnotes, both types of units are convertible into shares of Morgan Stanley Common Stock at a 1-to-1 ratio when they settle.

Were Thomas H. Glocer’s Morgan Stanley (MS) transactions open-market buys or compensation grants?

The transactions were compensation-related grants, not open-market buys. They are coded as “A” for grant, award, or other acquisition and described as restricted and deferred stock units awarded under Morgan Stanley’s Directors' Equity Capital Accumulation Plan, then reflected as Common Stock.

What is the role of the Morgan Stanley Directors' Equity Capital Accumulation Plan in this Form 4?

The plan is the source of Glocer’s equity awards. Footnotes state restricted and deferred stock units were granted under the Directors' Equity Capital Accumulation Plan and are convertible into Morgan Stanley Common Stock on a 1-to-1 basis, providing stock-based compensation for board service.