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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Trigger GEARS, long-datedprincipal-at-risk securities due July 1, 2036, fully and unconditionally guaranteed by Morgan Stanley. The offering comprises $7,785,800 at a $10.00 issue price per Security (minimum 100 Securities), with an estimated Trade Date value of $8.951 per Security. The Securities link returns to a weighted basket of international indices (EURO STOXX 50, Nikkei 225, FTSE 100, SMI, S&P/ASX 200) and feature an Upside Gearing of 1.83 and a Downside Threshold of 65% of the Initial Basket Level. At maturity the payout is: $10 + [$10 × (Basket Return × 1.83)] if the Basket Return > 0; if the Basket Return ≤ 0 and Final Basket Level ≥ Downside Threshold the investor receives $10; if Final Basket Level < Downside Threshold the investor suffers a loss proportional to the negative Basket Return. Payments are subject to issuer credit risk; there is no interim interest or dividends, and investors may lose a significant portion or all of principal.
Morgan Stanley Finance LLC prices $20,925,000 of S&P 500® index-linked notes due August 9, 2027. The notes have a Face Amount of $1,000 per note, are linked to the S&P 500® Index, and are fully and unconditionally guaranteed by Morgan Stanley.
Payment at maturity depends on the Underlier Return measured from the Strike Date June 23, 2026 to the Determination Date August 5, 2027. If the Final Underlier Level is ≥ the Threshold Level of 6,628.914 (90% of the Initial Underlier Level), each note will pay the Maximum Settlement Amount of $1,102.60. If the Final Underlier Level is below the Threshold Level, the Cash Settlement Amount is reduced by a formula using the Buffer Rate (≈ 111.11%), and investors can lose some or all principal. The estimated value on the Trade Date was $988.80 per note.
Morgan Stanley Finance LLC offered $15,090,000 of Digital iShares® Expanded Tech-Software Sector ETF‑Linked Notes due July 19, 2027, fully and unconditionally guaranteed by Morgan Stanley. The notes return is linked to the iShares Expanded Tech‑Software ETF from the June 25, 2026 trade date to the July 15, 2027 determination date and pays either a capped $1,159.50 per $1,000 face amount if the final underlier level is ≥85% of the initial level, or a downside cash payment that can result in partial or total loss of principal if the underlier declines by more than 15%.
The Original Issue Price is $1,000 per note, the estimated value on the trade date is $980.70 per note, and the offering bears dealer compensation and hedging costs disclosed on the cover.
Morgan Stanley Finance LLC offers $3,050,000 aggregate Face Amount of Digital iShares® Expanded Tech-Software Sector ETF‑Linked Notes due July 28, 2027, fully guaranteed by Morgan Stanley. The notes pay no interest and return at maturity depends on the iShares Expanded Tech‑Software Sector ETF (Bloomberg: IGV) performance from the Trade Date: June 25, 2026 to the Determination Date: July 26, 2027. Each $1,000 Face Amount will pay $1,161.00 if the Final Underlier Level is ≥85% of the Initial Underlier Level ($84.76). If the Final Underlier Level is <85% of the Initial Underlier Level, the cash payment declines per the stated formula and could be less than the Face Amount, including 0%. Estimated value on the Trade Date is $978.50 per note. All payments are subject to issuer credit risk and the offering includes agent commissions of 1.36%.
Morgan Stanley Finance LLC is offering $3,545,000 of EURO STOXX® Banks Index-linked notes due July 28, 2027, fully guaranteed by Morgan Stanley. For each $1,000 face amount, investors receive $1,171.70 at maturity if the final index level is ≥90% of the initial level; otherwise principal is at risk and losses up to the full investment are possible. The Trade Date is June 25, 2026, Original Issue Date June 30, 2026, and the estimated value per note on the Trade Date was $983.40. Payments are unsecured and subject to issuer credit risk.
Morgan Stanley Finance LLC priced Trigger GEARS linked to a basket of international indices with aggregate proceeds of $8,712,870. The securities are five-year, principal-at-risk notes (issue price $10.00; estimated value $9.416) that pay at maturity either $10 or $10 plus a leveraged positive Basket Return (Upside Gearing 1.62), or, if the Final Basket Level is below the Downside Threshold (75 of the Initial Basket Level), a reduced payment proportional to the negative Basket Return. Payments are unsecured, unsubordinated and fully guaranteed by Morgan Stanley; all payments are subject to Morgan Stanley’s credit risk. The Final Valuation Date is June 26, 2031 and Maturity Date is July 1, 2031. The offering is intended for investors willing to forgo current income and accept potential loss of principal in exchange for leveraged upside linked to the specified Underliers.
Morgan Stanley Finance LLC priced a $4,065,000 offering of Trigger Autocallable Contingent Yield Notes, fully and unconditionally guaranteed by Morgan Stanley. The 3-year securities (Trade Date June 26, 2026, Maturity June 29, 2029) pay a contingent quarterly coupon at a 9.10% per annum rate ($0.2275 per Security per quarter) but expose investors to principal loss linked to the least performing of the S&P 500, Russell 2000 and EURO STOXX 50. Coupon and principal protection depend on 70% barriers (Downside Thresholds) of each Initial Underlying Value; if any Underlying is below its threshold at the Final Observation Date, repayment is reduced pro rata to that Least Performing Underlying. Issue Price is $10.00 (minimum investment $1,000); estimated Trade Date value was $9.729. The proceeds will be used for general corporate purposes.
Morgan Stanley Finance LLC priced an Auto-Callable Trigger PLUS linked to the EURO STOXX 50® Index with a stated principal of $1,000 per security and a maturity date of August 5, 2031. The securities pay no regular interest, are principal-at-risk and are fully guaranteed by Morgan Stanley.
If the index closing value on the first determination date (7/26/2027) is at or above the initial index value, the securities will auto-redeem for an early redemption payment of $1,173.60 on 7/29/2027. If not redeemed, maturity payoffs depend on the final index value on 7/31/2031: full principal plus 150% of upside if the final index value is above the initial index value; full principal if the final index value is at or above the downside threshold (80% of the initial index value); otherwise investors suffer a 1-to-1 downside and may lose most or all principal.
Morgan Stanley Finance LLC is offering Performance Leveraged Upside PLUS notes due August 11, 2027, guaranteed by Morgan Stanley. Each PLUS has a $1,000 stated principal amount, provides 150% leveraged upside subject to a maximum payment of $1,430, and exposes investors on a 1:1 basis to downside (principal at risk).
The estimated value on the pricing date is approximately $964.00. The valuation date is August 6, 2027. These unsecured notes pay no interest, are not listed, and could repay less than principal at maturity — including zero — depending on the basket’s final value.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk notes — "Structured Investments Jump Securities with Auto‑Callable Feature" — linked to the S&P® 500 Equal Weight Index with a stated principal amount of $1,000 per security. The securities pay no regular interest, may be automatically redeemed on the first determination date for an early redemption payment of $1,091.50 if the underlier is at or above the call threshold (100% of the initial level), and mature on July 6, 2029. At maturity, if not auto‑redeemed, returns depend on index performance: investors receive principal plus an upside payment when the final level exceeds the initial level (participation rate 125%), receive only principal if the final level is at or above the downside threshold (70% of initial), or suffer a pro rata loss if the final level is below that threshold. All payments are unsecured and subject to Morgan Stanley’s credit risk. The document states an estimated value on the pricing date of approximately $971.50 per security and discloses dealer commissions and a structuring fee included in the issue price.