Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Trigger Performance Leveraged Upside Securities (Trigger PLUS) due July 27, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount and is linked to the worst performer among the Nasdaq-100 Index, S&P 500 Index and Vanguard Information Technology ETF.
The notes pay no interest and do not guarantee principal. If the final level of the worst performing underlier is above its initial level, investors receive principal plus a leveraged upside payment equal to 162% of that underlier’s percentage gain. If the worst performer ends between its initial level and its downside threshold at 70% of initial, investors receive only principal. If it finishes below its downside threshold, repayment is reduced 1% for every 1% decline, with no minimum payment; the investment can be lost entirely.
The aggregate principal amount is $1,245,000, issue price is $1,000 per note, and the estimated value on the pricing date is $977.70, reflecting embedded costs. The securities are unsecured obligations subject to Morgan Stanley’s and MSFL’s credit risk and may have limited or no secondary market liquidity.
Morgan Stanley Finance LLC is offering principal-at-risk structured notes linked to the Class A common stock of Space Exploration Technologies Corp., fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and pays a 25.00% per annum contingent coupon only when the underlying stock closes at or above a coupon barrier on scheduled observation dates, with missed coupons potentially paid later if the barrier is subsequently met.
The notes are auto-callable beginning October 30, 2026: if on any redemption determination date the stock closes at or above the 100% call threshold level, investors receive early redemption of principal plus the current and any unpaid coupons, and the notes terminate. If held to August 7, 2029 and not called, full principal is repaid only if the final stock level is at or above the 55% downside threshold; otherwise, repayment is reduced 1% for each 1% decline in the stock, potentially to zero.
The original issue price is $1,000 per security, including a $20 sales commission and structuring and hedging costs, while the estimated value on the pricing date is approximately $951.30. The underlying stock has a short trading history, with a closing level of $115.07 on July 24, 2026, and all payments on the notes are subject to the credit risk of Morgan Stanley Finance LLC and Morgan Stanley.
Morgan Stanley Finance LLC is offering Contingent Income Memory Auto-Callable Securities due August 16, 2032, linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index and fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and is a principal-at-risk, unsecured obligation.
Investors may receive a contingent coupon at 17.80% per annum, paid on scheduled coupon dates only if the underlier’s closing level on the related observation date is at or above the coupon barrier level of 80% of the initial level; missed coupons may be paid later if the barrier is subsequently met. The notes are automatically redeemed if, on any redemption determination date starting August 11, 2027, the underlier is at or above the call threshold level of 100% of the initial level, returning principal plus the applicable coupon and any unpaid coupons.
If not called and the final underlier level on August 11, 2032 is at or above the downside threshold level of 60% of the initial level, investors receive principal plus any due coupons. If the final level is below this threshold, the maturity payment equals principal multiplied by the performance factor, resulting in a loss of 1% of principal for each 1% underlier decline and possibly losing the entire investment. The estimated value on the pricing date is approximately $934.40 per security, reflecting issuing, selling, structuring and hedging costs, and secondary market liquidity may be limited. All payments depend on Morgan Stanley’s creditworthiness.
Morgan Stanley Finance LLC is offering Callable Contingent Income Securities due February 1, 2029, fully and unconditionally guaranteed by Morgan Stanley. These principal-at-risk notes are linked to the worst performing of three indices: the Nasdaq-100® Technology Sector Index℠, the Russell 2000® Index and the S&P 500® Index.
Investors receive a 10.00% per annum contingent coupon only if, on each observation date, the closing level of every index is at or above its coupon barrier, set at 60% of its initial level. If any index is below its barrier on an observation date, no coupon is paid for that period, and investors may receive few or no coupons over the term.
Beginning November 3, 2026, the issuer may redeem the notes on specified monthly redemption dates at par plus any due coupon, but only if a risk neutral valuation model indicates early redemption is economically rational for Morgan Stanley. If not called, and on the final observation date each index is at or above its downside threshold, set at 50% of its initial level, investors receive principal back plus any final coupon. If any index finishes below its downside threshold, repayment is reduced 1% for every 1% decline of the worst-performing index, potentially to zero.
The notes are unsecured obligations of MSFL, guaranteed by Morgan Stanley, and all payments are subject to their credit risk. The estimated value on the pricing date is approximately $981.70 per $1,000 note, reflecting embedded costs and a rate advantageous to the issuer. Liquidity may be limited, and secondary prices are expected to be below the issue price.
Morgan Stanley Finance LLC is offering principal-at-risk Jump Securities maturing August 3, 2029, linked to the worst performing of Amazon, Meta and Microsoft common stocks, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and pays no interest.
The notes auto-call on August 12, 2027 if each stock’s closing level on August 9, 2027 is at least 100% of its initial level, returning an early redemption payment of $1,600 per security. If not called, at maturity investors receive $1,000 plus a 300% participation in the gain of the worst performer if all three finish above their initial levels, only $1,000 if all remain at or above 70% of initial levels, and a loss matching the full decline of the worst performer if any finishes below 70%, potentially down to zero.
The estimated value on the pricing date is about $940.10 per $1,000 security, reflecting structuring and hedging costs and Morgan Stanley’s funding spread. Investors face the credit risk of Morgan Stanley and MSFL, limited liquidity, complex tax treatment, volatility in the underliers and no diversification benefit despite exposure to three stocks.
Morgan Stanley Finance LLC is offering Lookback Entry Trigger PLUS notes linked to the Class A common stock of Space Exploration Technologies Corp., fully and unconditionally guaranteed by Morgan Stanley. The notes pay no interest and expose investors to principal-at-risk.
Each security has a $1,000 stated principal amount, a pricing date of July 31, 2026, original issue date of August 5, 2026 and matures on August 3, 2028. The initial level is the lowest closing level of the underlier during an observation period from the pricing date through October 30, 2026. At maturity, if the final level exceeds the initial level, investors receive principal plus 200% of any gain, capped at a maximum payment of $1,617.50 per security (161.75% of principal.
If the final level is at or below the initial level but at or above the downside threshold of 75% of the initial level, investors receive only principal back. If the final level is below the downside threshold, repayment equals principal multiplied by the performance factor, resulting in 1% loss of principal for each 1% decline, with no minimum payment. The estimated value on the pricing date is approximately $941 per security, reflecting issuing, selling, structuring and hedging costs and Morgan Stanley’s credit spreads.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk Contingent Income Auto-Callable Securities linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index, maturing on August 6, 2032, with a stated principal amount of $1,000 per security.
The notes pay a contingent coupon at 22.00% per annum, only if on each observation date the index is at or above a coupon barrier set at 70% of the initial level. The notes are automatically redeemed at par plus the contingent coupon if, on any redemption determination date from February 3, 2027 onward, the index is at or above a call threshold equal to 100% of the initial level.
If not called, at maturity investors receive principal back only if the final index level is at or above a downside threshold of 50% of the initial level; otherwise, repayment is reduced one-for-one with the index decline and can fall to zero. The estimated value on the pricing date is approximately $961.90 per security, below the $1,000 issue price, reflecting issuance and hedging costs. The issuer highlights significant risks including potential loss of the entire investment, possibility of receiving few or no coupons, limited liquidity, sensitivity to Morgan Stanley’s credit, and uncertain U.S. tax treatment. The underlier is a relatively new, volatility-targeted, 4% decrement index using equity futures and has limited live history.
Morgan Stanley Finance LLC is offering Enhanced Trigger Jump Securities due September 16, 2027, linked to the worst performing of the Russell 2000 Index and the S&P 500 Index, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount and issue price of $1,000, with an estimated value on the pricing date of approximately $989.30 per security.
The notes pay no interest and offer an upside payment of $116 (11.60% of principal) if the final level of each index is at or above its downside threshold level of 75% of its initial level. If either index finishes below its threshold, repayment is reduced 1% for each 1% decline of the worst-performing index, with no minimum payment, so the entire investment can be lost. The payoff depends only on the worst performer at the single observation date on September 13, 2027.
Key risks include principal at risk, capped upside, exposure to small-cap volatility via the Russell 2000, issuer and guarantor credit risk, limited and dealer-driven secondary market liquidity, and uncertain U.S. federal tax treatment, including potential future changes affecting derivative contracts.
Morgan Stanley Finance LLC is offering Contingent Income Memory Auto-Callable Securities due August 5, 2031, linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index and fully guaranteed by Morgan Stanley. Each security has a stated principal amount and issue price of $1,000, with an estimated value on the pricing date of approximately $938.40 per security.
Investors may receive a contingent coupon at 14.15% per annum, but only for periods when the index’s closing level on the relevant observation date is at or above a coupon barrier level of 65% of the initial level; missed coupons can be paid later if this condition is subsequently met. The notes are subject to automatic early redemption on scheduled determination dates if the index is at or above a call threshold of 100% of the initial level, in which case investors receive principal plus the applicable contingent coupon and any previously unpaid coupons, and the securities terminate.
If the notes are not redeemed early, and on the final observation date the index is at or above the downside threshold level of 60% of the initial level, investors receive full principal plus any due contingent coupon; if it is below that level, repayment is reduced in proportion to the index decline, and the maturity payment can fall to zero. The notes do not participate in any upside of the index, expose investors to the issuer’s and guarantor’s credit risk, and may have limited or no secondary market liquidity.
Morgan Stanley Finance LLC is offering Contingent Income Auto-Callable Securities due February 9, 2028, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and issue price and references the Russell 2000 Index, S&P 500 Index and State Street SPDR S&P Regional Banking ETF.
Investors may receive a 9.20% per annum contingent coupon, paid only if on each observation date all three underliers are at or above their coupon barrier levels set at 70% of initial levels. The notes are automatically called, starting November 4, 2026, if all underliers are at or above 100% of initial levels, paying principal plus the applicable coupon.
If not called, and at maturity all underliers are at or above their downside threshold levels (70% of initial), investors receive principal plus any final coupon. If any underlier finishes below its downside threshold, repayment of principal is reduced one-for-one with the worst-performing underlier and can fall to zero. The estimated value on the pricing date is about $969.40, and all payments are subject to Morgan Stanley’s credit risk.