Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC priced a preliminary offering of structured, principal‑at‑risk notes due April 28, 2027, fully guaranteed by Morgan Stanley. The securities have a $1,000 stated principal amount and pay no interest; maturity payout is tied to the worst performing of the Russell 2000, S&P 500 and Nasdaq‑100 Technology Sector indices.
If the worst performing underlier is at or above an 80% buffer level on the observation date (April 23, 2027), holders receive principal plus an upside payment of $102.50 per security (10.25%). If the worst underlier is below the buffer, holders suffer a loss equal to the full decline beyond the 20% buffer, subject to a minimum payment of 20% of principal. The estimated value on the pricing date was approximately $980.60 per security.
Morgan Stanley Finance LLC is offering principal‑at‑risk, auto‑callable notes linked to the VanEck® Gold Miners ETF, with a stated principal amount of $1,000 per security and a contingent annual coupon of 13.00%. The notes may automatically redeem on specified observation dates beginning September 24, 2026 if the underlier meets the call threshold; maturity is September 29, 2027
Coupons are paid only when the underlier’s closing level on each observation date is at or above the coupon barrier (65% of the initial level). If not auto‑redeemed and the final level is below the downside threshold (65% of the initial level), investors suffer pro rata principal loss (payment = principal × final/initial). All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering Dual Directional Buffered Jump Securities due April 12, 2029, fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000, an upside payment of $180 (18%), an absolute return participation rate of 375%, a buffer of 20%, and a minimum payment at maturity of 20%.
Payment at maturity depends on the S&P 500® closing level on the observation date April 9, 2029. The estimated value on the pricing date is approximately $976.60. All payments are subject to Morgan Stanley's credit risk. Securities will be sold to certain fee-based advisory accounts.
Morgan Stanley Finance LLC is offering principal-at-risk buffered participation securities due March 18, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and a participation rate of 100%.
Payoff is linked to the worst performing of the Dow Jones Industrial Average and the S&P 500®. A 25% buffer applies: if the worst performing underlier closes at or above 75% of its initial level the investor receives principal; declines beyond the buffer reduce principal dollar-for-dollar, subject to a minimum payment at maturity of 25% of stated principal. The document shows an estimated value on the pricing date of approximately $933.60 per security. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC offers principal‑at‑risk, contingent income auto‑callable securities linked to United Parcel Service Class B stock. The notes have a $1,000 stated principal amount per security, issue date March 16, 2026, and maturity March 16, 2028. The securities pay a contingent coupon at an annual rate of 13.50% only if the underlier meets the coupon barrier on observation dates; the coupon barrier and downside threshold are each 65% of the initial level. Automatic early redemption can occur on specified redemption determination dates beginning September 11, 2026. If not redeemed and the final level is below the downside threshold, investors suffer losses proportionate to the underlier's decline, possibly losing the entire principal. Estimated value on the pricing date was approximately $969.20 per security. All payments are subject to Morgan Stanley's credit risk and the securities do not participate in upside of the underlier.
Morgan Stanley Finance LLC sets terms for contingent income auto-callable securities linked to Micron Technology common stock. Each note has a $1,000 face amount, 29.50% per annum contingent coupon, maturity September 13, 2027, and an estimated value on the pricing date of approximately $967.00.
Automatic early redemption can occur on specified dates if the underlier meets the call threshold of $311.456 (80% of the initial level). Coupons are paid only when the underlier is at or above the coupon barrier of $233.592 (60%). At maturity, if the final level is below the downside threshold of $194.66 (50%), principal is reduced pro rata and could be zero; investors do not participate in upside appreciation. All payments are subject to issuer credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, fixed-income buffered auto-callable securities due March 25, 2031 with an issue price of $1,000 per security. The securities pay a fixed coupon of 7.00% per annum and may be automatically redeemed beginning on the first redemption determination date of March 22, 2027 if the closing level of the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index is greater than or equal to the call threshold (100% of the initial level) on a redemption determination date.
If not called, the payment at maturity depends on the final level on the observation date of March 20, 2031: investors receive the stated principal if the final level is at or above the buffer level (85% of the initial level); if below the buffer, principal is reduced by 1% for each 1% decline beyond the 15% buffer, subject to a minimum payment at maturity of 15% of stated principal. The preliminary estimated value on the pricing date is approximately $926.50 per security. All payments are subject to Morgan Stanley Finance LLC and Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering Buffered PLUS notes linked to the iShares® Semiconductor ETF (SOXX), with a stated principal amount of $1,000 per security. The securities are unsecured obligations of MSFL, fully guaranteed by Morgan Stanley, and do not pay interest.
The securities provide 200% leveraged upside subject to a $1,275 maximum payment (127.50% of principal), a 10% buffer (buffer level = 90% of the initial level) and a 10% minimum payment at maturity. Key dates: strike date March 12, 2026, original issue date March 17, 2026, observation date May 12, 2027, maturity date May 17, 2027.
The estimated value on the pricing date was approximately $962.70 per security. All payments are subject to the issuer and guarantor credit risk; losses can exceed the buffer if the underlier falls below the buffer level.
Morgan Stanley Finance LLC is offering Buffered PLUS principal-at-risk notes fully and unconditionally guaranteed by Morgan Stanley that reference the EURO STOXX 50® Index. Each security has a stated principal amount of $1,000, matures on March 17, 2031 and is payable based on the index performance.
If the final level exceeds the initial level, investors receive principal plus a leveraged upside equal to 117.25% of the index appreciation. If the final level is between the buffer level (65% of the initial level) and the initial level, investors receive the stated principal. If the final level is below the buffer level, investors lose 1% of principal for each 1% decline beyond the buffer, subject to a minimum payment at maturity of 35% of the stated principal. The estimated value on the pricing date was approximately $930.60 per security.
Morgan Stanley Finance LLC is offering principal-at-risk notes due April 30, 2027, fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and a fixed upside payment of $90 (9%) if the final levels of both underliers meet or exceed their downside thresholds. The securities are linked to the worst performing of the Russell 2000® Index and the S&P 500® Index, with a downside threshold equal to 63% of each initial level. If the worst performing underlier finishes below its threshold, the payment at maturity equals the stated principal multiplied by that underlier’s performance factor, and investors may lose some or all principal. The estimated value on the pricing date is approximately $989.50 per security. All payments are subject to issuer and guarantor credit risk.