Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC priced Enhanced Buffered Jump Securities due April 16, 2027, fully and unconditionally guaranteed by Morgan Stanley. The securities have a stated principal amount of $1,000 per security and an aggregate principal amount of $925,000. The upside payment is $95.70 (9.57%) per security. The securities provide a 10% buffer (buffer level = $172.728) and a downside factor of 1.1111, such that losses beyond the buffer reduce principal by 1.1111% per 1% decline in the underlier. The underlier is the Invesco S&P 500® Equal Weight ETF (RSP). Strike date was March 31, 2026, pricing date April 1, 2026, observation date April 13, 2027 (subject to postponement) and maturity April 16, 2027. Estimated value on the pricing date was $984.00 per security; agent commission was $10 per security.
Morgan Stanley Finance LLC is offering Principal at Risk auto-callable securities tied to Meta Platforms, Inc. class A common stock with a stated principal amount of $1,000 per security and an aggregate principal amount of $809,000. The notes pay a 15.00% per annum contingent coupon on observation dates when the closing level of the underlier is at or above the coupon barrier level. The notes may be automatically redeemed on specified redemption determination dates if the closing level is at or above the call threshold; otherwise full exposure to downside applies at maturity if the final level is below the downside threshold, which equals the coupon barrier (~$399.669 or ~69% of the initial level). All payments are subject to issuer credit risk and the estimated value on the pricing date was $977.00 per security.
Morgan Stanley Finance LLC priced auto-callable principal-at-risk notes linked to the worst performer of the Dow Jones Industrial Average, Nasdaq-100 and Russell 2000. Each $1,000 security was issued at $1,000 with an estimated value of $979.20. The notes pay no interest, may auto-redeem on the first determination date for $1,252.50, and mature on April 5, 2029. If not auto-redeemed, maturity payoffs depend on the worst-performing index: full principal plus a 200% participation on positive worst-underlier returns, return of principal if all underliers are ≥70% of initial levels, or principal loss proportional to declines below 70% (possible total loss). All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced Principal-at-Risk structured notes fully guaranteed by Morgan Stanley with an aggregate principal amount of $2,860,000 and a stated principal amount of $1,000 per security. The notes pay no interest and have an upside payment of $344 (34.40%) if the final level is at or above the downside threshold of 70 (70% of the initial level). If the final level is below 70, the payment equals the stated principal multiplied by the performance factor (final level/initial level), and could be significantly less than principal or zero. The securities are issued as part of MSFL's Global Medium-Term Notes program, are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley. Key dates: strike and pricing date April 1, 2026, original issue date April 7, 2026, observation date April 3, 2028, maturity date April 6, 2028. The estimated value on the pricing date was $974.80 per security, reflecting embedded issuance, structuring and hedging costs borne by investors.
Morgan Stanley Finance LLC priced Principal at Risk notes tied to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500. The offering totals $1,018,000 at a $1,000 issue price per security and an estimated value of $981.20 on the pricing date.
Each security has a stated principal amount of $1,000, an upside payment of $223 (22.30%) if the final level of every underlier is at or above its downside threshold, and a downside threshold equal to 70% of each underlier’s initial level. If any underlier’s final level is below its downside threshold, payment equals principal multiplied by the worst performing underlier’s performance factor and could be zero. Observation date is April 3, 2028 and maturity is April 6, 2028. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced a contingent income auto-callable note offering fully and unconditionally guaranteed by Morgan Stanley with an aggregate principal amount of $355,000 at a $1,000 issue price per security. The notes pay a 9.60% annual contingent coupon, are linked to the worst performing of the Dow Jones Industrial Average, Nasdaq-100 Technology Sector and Russell 2000, and mature on April 4, 2031. Coupons are payable only if each underlier is at or above its coupon barrier (80% of initial level) on observation dates; early automatic redemption can occur if each underlier is at or above its call threshold (95% of initial level) on a redemption determination date. If any underlier is below its downside threshold (75%) at maturity, principal is reduced pro rata to the performance of the worst performing underlier, and could be zero. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced a series of principal-at-risk Trigger PLUS notes due April 4, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of $978. The notes return 216.50% leverage on any S&P 500® Futures Excess Return Index appreciation measured from the initial level of 531.12 (strike date April 1, 2026). If the final level on the observation date (April 1, 2031) is at or above 70% of the initial level (downside threshold 371.784), investors receive principal at maturity; if below that threshold, investors lose 1% of principal for each 1% decline in the index and could lose their entire investment. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced Principal-at-Risk callable contingent income securities linked to the worst-performing of the Nasdaq-100, Russell 2000 and S&P 500. Each security has a $1,000 stated principal amount and an issue price of $1,000. A contingent coupon of 8.10% per annum may be paid on each observation date only if the closing level of each underlier is at or above its coupon barrier (approximately 65% of its initial level). If not redeemed, maturity payment returns principal only if every underlier is at or above its downside threshold (also ~65% of initial); otherwise investors suffer a loss equal to the percentage decline of the worst-performing underlier. Securities are unsecured obligations of MSFL, fully guaranteed by Morgan Stanley, and are subject to issuer credit risk and early redemption determined by a risk neutral valuation model.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes due October 6, 2027, fully guaranteed by Morgan Stanley. The securities have a stated principal amount of $1,000 per security and an aggregate offering size of $903,000.
Payment at maturity depends on the worst performing of the Dow Jones Industrial Average, the Nasdaq-100 Index® and the Russell 2000® Index. If the worst performing underlier is at or above a 70% downside threshold of its initial level, holders receive principal plus a fixed upside payment of $152 (15.20%). If the worst performing underlier is below its downside threshold, holders suffer losses pro rata (1% loss for each 1% decline), with no minimum payment.
The document shows an estimated value on the pricing date of $969.90 per security and a sales commission of $20 per security; proceeds to the issuer are $980 per security. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC priced a series of principal-at-risk, auto-callable notes (fully guaranteed by Morgan Stanley) with an aggregate principal amount of $2,978,000 and a stated principal amount of $1,000 per security. The securities are linked to the worst performing of the Dow Jones Industrial, Nasdaq-100 and Russell 2000 indices and feature automatic early redemption starting on April 8, 2027 if each underlier meets its 100% call threshold.
If not auto-redeemed, maturity is April 5, 2029. Payments: early redemption payments are fixed ($1,184 on April 13, 2027 and $1,368 on April 6, 2028); maturity can pay $1,552 if all underliers ≥ call thresholds, return principal if all ≥ 70% downside thresholds, or suffer a loss equal to the percentage decline of the worst performing underlier (principal could be zero). Estimated value on pricing date was $982.10 per security. All payments are subject to Morgan Stanley’s credit risk; these securities do not pay interest and do not participate in upside beyond the fixed payments.