Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering $1,975,000 of Callable Contingent Income Securities, at $1,000 per security, due May 30, 2031. The notes are linked to the worst performing of the Dow Jones Industrial Average, Nasdaq-100 Index and Russell 2000 Index and are fully and unconditionally guaranteed by Morgan Stanley.
The notes pay a contingent coupon of 10.25% per annum only if on each observation date all three indices are at or above their coupon barrier levels (75% of their initial levels). Principal is at risk: if at maturity any index is below its downside threshold (60% of its initial level), the redemption amount is reduced 1% for each 1% decline of the worst index, potentially to zero. The issuer may redeem the notes early on scheduled redemption dates if a risk neutral valuation model indicates it is economically rational for Morgan Stanley to do so, after which no further payments are made. The estimated value on the pricing date is $981 per security, below the $1,000 issue price, and investors face Morgan Stanley credit risk and limited liquidity.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is issuing market-linked notes due August 28, 2031, linked to the iShares MSCI EAFE ETF. Each note has a $1,000 stated principal amount, issue price $1,000, with a total offering of $325,000, and pays no periodic interest.
At maturity, if the ETF’s final level on August 25, 2031 is above the initial level of $108.03, investors receive principal plus 100% of the ETF’s price appreciation, capped at a maximum payment of $1,788 per note (178.80% of principal). If the final level is at or below the initial level, investors receive only principal back. The notes are unsecured obligations of Morgan Stanley Finance LLC, fully and unconditionally guaranteed by Morgan Stanley, will not be listed on any exchange, and had an estimated value on the pricing date of $967.20 per note due to issuance, structuring and hedging costs.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering 2‑year callable contingent income securities linked to the worst performing of the S&P 500, Russell 2000 and Nasdaq‑100 indices, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount and issue price, but principal is at risk.
The notes pay a contingent quarterly coupon at an annual rate of 11.10% (about $27.75 per quarter per $1,000) only if, on every index business day in the period, each index stays at or above 75% of its initial level (the coupon barrier). From September 3, 2027, the issuer may redeem the notes quarterly at par plus any due coupon, but only if a risk neutral valuation model indicates calling is economically rational for the issuer, not based directly on index performance.
If not redeemed and on the final observation date (August 31, 2028) each index is at or above 75% of its initial level (the downside threshold), holders receive par plus any final coupon. If any index is below its threshold, repayment is $1,000 multiplied by the index performance factor of the worst index, so investors can lose more than 25% and up to all of principal. The estimated value on the pricing date is approximately $969.40 per note, below the issue price due to selling, structuring and hedging costs. All payments are subject to Morgan Stanley’s and MSFL’s credit risk.
MORGAN STANLEY (MS), via Morgan Stanley Finance LLC, is offering principal-at-risk Callable Contingent Income Securities due September 6, 2028, linked to the worst performing of the Nasdaq-100® Technology Sector Index, the Russell 2000® Index and the S&P 500® Index and fully guaranteed by Morgan Stanley.
The notes have a $1,000 stated principal amount and pay a 9.00% per annum contingent coupon only if on each observation date all three indices close at or above their coupon barrier levels, set at 70% of their initial levels. If any index is below its barrier on an observation date, no coupon is paid for that period.
Beginning March 3, 2027, the issuer may redeem the notes on specified monthly redemption dates at par plus any due coupon, but only if a risk neutral valuation model indicates early redemption is economically rational for Morgan Stanley. If not redeemed, at maturity investors receive par plus any final coupon if every index is at or above its downside threshold level, set at 65% of its initial level; otherwise the payoff equals $1,000 multiplied by the worst index’s performance factor, exposing investors to a 1% loss of principal for each 1% decline, down to zero. All payments depend on Morgan Stanley’s credit and the estimated value on the pricing date is approximately $960 per $1,000 note.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering $10,716,000 of Digital S&P 500® Index-Linked Notes due February 16, 2028 under its global medium-term note program. The notes are unsecured, principal-at-risk instruments fully and unconditionally guaranteed by Morgan Stanley and pay no interest.
The payoff depends on the S&P 500® Index level on February 14, 2028 versus the initial level of 7,652.86. If the final level is at or above 87.50% of the initial level (the Threshold Level of 6,696.2525), investors receive a fixed Maximum Settlement Amount of $1,137 per $1,000 note (113.70% of face). If the index falls more than 12.50%, maturity payment is reduced linearly using a Buffer Rate of approximately 114.29%, and investors can lose up to their entire principal.
The notes are sold at $1,000 per note with no agent commissions; the issuer’s estimated value on the trade date is $997.90 per note, reflecting structuring and hedging costs and use of an internal funding rate. The notes are not listed on any exchange, have no redemption feature, and secondary market liquidity depends on Morgan Stanley & Co. LLC, which may but is not obligated to make a market. All payments are subject to Morgan Stanley’s and MSFL’s credit risk.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk “Jump Securities with Auto-Callable Feature” due September 5, 2031, linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. Each security has a stated principal amount and issue price of $1,000, with an estimated value on the pricing date of approximately $936.30 per security.
The notes may be automatically redeemed quarterly (after the first year) if the index closing level is at or above a call threshold set at 85% of the initial level, for fixed early redemption payments that imply about 19.50% per annum, ranging from $1,195.00 on the first determination date to $1,926.25 on the 16th. If held to maturity and the final index level is at or above the call threshold, investors receive $1,975.00 per security; if it is between the call threshold and a downside threshold of 60% of the initial level, they receive only the $1,000 principal; below the downside threshold, repayment is reduced 1% for each 1% decline in the index, potentially to zero.
The securities pay no interest, do not participate in any upside of the index beyond the fixed payouts, and are unsecured obligations of MSFL fully and unconditionally guaranteed by Morgan Stanley. All payments depend on Morgan Stanley’s credit, and the issuer highlights limited liquidity, potential secondary market discounts, complex tax treatment as prepaid financial contracts, and risks specific to the relatively new, volatility-targeted decrement index.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk Jump Securities with an auto-call feature due September 5, 2031, linked to the S&P 500® Futures Excess Return Index. Each security has a $1,000 stated principal amount and issue price and is fully and unconditionally guaranteed by Morgan Stanley.
The note may be automatically redeemed on September 8, 2027 if the underlier’s closing level on September 3, 2027 is at least 107% of the initial level, paying an early redemption amount of $1,156 per security. If not called, at maturity investors receive $1,000 plus a 300% participation rate on any positive underlier return; $1,000 if the final level is between 75% and 100% of the initial level; or a loss of 1% of principal for each 1% decline in the underlier below 75% of the initial level, down to zero. The estimated value on the pricing date is about $973.90 per $1,000, reflecting issuance, structuring and hedging costs and Morgan Stanley’s funding rate. All payments depend on Morgan Stanley’s and MSFL’s credit.