Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC issued a preliminary pricing supplement for principal-at-risk, contingent income auto-callable securities linked to Workday, Inc. class A common stock. The notes have a $1,000 stated principal per security, an estimated value of approximately $969.60 on the pricing date, a 17.50% per annum contingent coupon, automatic early redemption mechanics on specified dates, and a final observation date of April 7, 2028 with maturity on April 12, 2028. Coupons are paid only if the underlier meets the coupon barrier (50% of the initial level) on each observation date; the downside threshold is also 50% of the initial level. If the final level is below the downside threshold, payment at maturity equals the stated principal multiplied by the performance factor and could be significantly less than principal or zero. All payments are unsecured and subject to MSFL and Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering structured, non‑interest paying Jump Notes due May 3, 2029, linked to the Class A common stock of Meta Platforms, Inc. The notes are issued at a stated principal amount of $1,000 per note and are fully and unconditionally guaranteed by Morgan Stanley. At maturity investors receive the stated principal plus a fixed upside payment of $252 (25.20%) if the final level of the underlying is greater than or equal to the initial level; otherwise investors receive only the stated principal. The notes are unsecured, will not pay interest, are not listed, and all payments are subject to Morgan Stanley’s credit risk. The dealer-estimated value on the pricing date is approximately $975.80 per note.
Morgan Stanley Finance LLC priced contingent income, memory auto-callable notes linked to the worst performing of the Russell 2000® and S&P 500®, with a stated principal amount of $1,000 per security and a contingent coupon at an annual rate of 10.48%. The securities can auto‑redeem on scheduled redemption determination dates if both underliers meet call thresholds; otherwise payments depend on observation‑date barriers and final downside thresholds set at approximately 70% of initial levels. The estimated value on the pricing date was approximately $985.20 per security, and all payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent income memory auto-callable securities linked to the common stock of Blackstone Inc. Each security has a stated principal amount of $1,000 and is fully and unconditionally guaranteed by Morgan Stanley. The notes mature on April 5, 2029 and may be automatically redeemed beginning after the first redemption determination date of October 2, 2026. The securities pay a contingent coupon at an annual rate of 14.25% on coupon payment dates only if the underlier meets the coupon barrier. The initial level was $113.05; the coupon barrier and downside threshold are $56.525 (50% of initial level). Estimated value on the pricing date was approximately $964.70. These are principal-at-risk notes: if the final level is below the downside threshold, investors lose in proportion to the underlier’s decline and could lose their entire investment.
Morgan Stanley Finance LLC offers Autocallable Notes linked to the Russell 2000® Index due April 12, 2029. The notes are unsecured obligations of MSFL, guaranteed by Morgan Stanley, and pay a fixed Call Return if the Index closes at or above the Initial Level on annual Observation Dates beginning April 14, 2027. If not called and the Final Level is below the Initial Level, principal is reduced proportionately to the Index decline; there is no participation in upside beyond the fixed Call Returns. The Issue Price is $10.00 per security, the estimated Trade Date value is approximately $9.622, and the minimum investment is $1,000.
Morgan Stanley Finance LLC is offering Autocallable Notes linked to the S&P 500® Index due April 12, 2029, fully and unconditionally guaranteed by Morgan Stanley. The Issue Price is $10.00 per Security (minimum investment $1,000) and the estimated value on the Trade Date is approximately $9.600 per Security. The securities are automatically called if the Observation Date Closing Level on any annual Observation Date beginning April 14, 2027 is equal to or greater than the Initial Level; Call Return Rates will be set on the Trade Date in the range 10.10%–11.10% per annum. If the notes are not called and the Final Level on the Final Observation Date is below the Initial Level, holders will suffer a principal loss proportionate to the negative Underlying Return at maturity on April 12, 2029. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes—the Buffered Jump Securities with Auto-Callable Feature—fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000, an estimated value on the pricing date of approximately $960.60, and an issue price of $1,000 (agent commission $15, proceeds to issuer $985).
The securities reference a four-stock basket (APO, BX, OWL, ARES), have a call threshold of 100 and a buffer level of 80. If the first determination date test is met, an automatic early redemption pays $1,317.50 on the early redemption date. At maturity the payout depends on final performance: upside participation is 125%; losses beyond the 20% buffer are multiplied by a 1.25 downside factor, and there is no minimum payment. All payments are subject to issuer credit risk and U.S. federal tax treatment is uncertain.
Morgan Stanley Finance LLC issued a $3,408,000 series of Trigger PLUS notes due April 4, 2031, linked to the worst performing of Invesco QQQ Trust, Series 1 (QQQ) and VanEck® Semiconductor ETF (SMH). Each security has a stated principal of $1,000 and an original issue price of $1,000. The securities pay at maturity based on the worst performing underlier: if that underlier finishes above its initial level you receive principal plus a 173.25% leveraged upside on the appreciation; if the worst performing underlier finishes between its initial level and its downside threshold (70% of the initial level) you receive principal; if the worst performing underlier finishes below the downside threshold you lose 1% of principal for each 1% decline, with no minimum payment. The estimated value on the pricing date was $972.50. All payments are subject to Morgan Stanley's credit risk and the securities do not pay interest.
Morgan Stanley Finance LLC priced a Trigger PLUS principal-at-risk note program backed by a $575,000 aggregate issuance (575 securities) at $1,000 each. The notes mature on April 6, 2032 and are linked to the S&P 500® Futures Excess Return Index (SPXFP).
Key economic terms: initial level 531.12, leverage factor 213.25%, downside threshold 371.784 (70% of initial). At maturity investors may receive leveraged upside, full principal if index ≥70% of initial, or a pro rata principal loss if below 70%. Estimated value on the pricing date was $935.00 per security; selling concessions totaled $32.50 per security.
Morgan Stanley Finance LLC priced a principal-at-risk, auto-callable structured note guaranteed by Morgan Stanley linked to the worst performing of the Invesco QQQ Trust (QQQ) and the VanEck Semiconductor ETF (SMH).
Terms: $1,000 stated principal per security, issue price $1,000, estimated value $992.10, aggregate $5,090,000. Automatic early redemption can occur on the first determination date for an early redemption payment of $1,312.50; maturity payoff depends on worst-underlier performance with a 200% participation rate for upside and a 70% downside threshold.