Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering Contingent Income Memory Buffered Auto-Callable Securities due September 16, 2031, linked to the S&P U.S. Equity Momentum 40% VT 4% Decrement Index. Each security has a $1,000 stated principal amount and is fully and unconditionally guaranteed by Morgan Stanley.
Investors may receive a contingent coupon of 12.75%–13.75% per annum on scheduled dates, but only if the index closes at or above 80% of its initial level (the coupon barrier) on the relevant observation date; missed coupons can be paid later if conditions are met. The notes are automatically called if the index is at or above 100% of its initial level on any redemption determination date.
If not called and at maturity the index is at or above the 85% buffer level, investors receive principal back (plus any due coupons). If the index is below the buffer, principal is reduced 1% for each 1% decline beyond the 15% buffer, subject to a minimum payment of 15% of principal. The estimated value on the pricing date is approximately $902.70 per $1,000, reflecting embedded costs and issuer economics, and all payments are subject to Morgan Stanley’s credit risk.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering unsecured Jump Notes with Auto-Callable Feature due September 15, 2033, each with a $1,000 stated principal amount, linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. The notes pay no interest and all payments depend on Morgan Stanley’s and MSFL’s credit.
The notes may be automatically redeemed on any of six annual determination dates starting September 13, 2027 if the index closing level is at or above the 100% call threshold, paying at least $1,103.50–$1,621.00 per note depending on the year. If not called and the final index level exceeds the initial level, investors receive $1,000 plus 100% of index appreciation; otherwise they receive only $1,000 at maturity.
The issuer’s estimated value on the pricing date is approximately $924.30 per note, below the $1,000 issue price due to offering, structuring and hedging costs. The notes will not be listed on any exchange, secondary liquidity may be limited, and U.S. holders are expected to treat them as contingent payment debt instruments for tax purposes, requiring annual interest accruals.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk Buffered Jump Securities with an auto-call feature maturing on September 16, 2031, linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. Each note has a $1,000 stated principal amount and issue price of $1,000.
The notes may be automatically redeemed quarterly from September 14, 2027 onward if the index closes at or above the call threshold level (100% of the initial level), for early redemption payments that imply approximately 19–20% per annum, ranging from $1,190.00 to as high as $1,934.167–$1,983.333 per $1,000. If held to maturity and the final index level is at or above the call threshold, investors receive $1,950.00–$2,000.00 per security.
If the final level is below the call threshold but at or above the buffer level (85% of initial), investors receive only principal back. Below the buffer, repayment is reduced 1% for each 1% decline beyond the 15% buffer, subject to a minimum payment of 15% of principal. The estimated value on the pricing date is about $905.10 per security, reflecting issuance, selling, structuring and hedging costs, and all payments are subject to Morgan Stanley’s credit risk.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk "Buffered Jump Securities" with an auto-callable feature, due September 16, 2031, linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. Each security has a $1,000 stated principal amount and pays no interest.
The notes may be automatically redeemed starting September 14, 2027 if the index is at or above a call threshold equal to 90% of the initial level, for early redemption payments that step up over time and correspond to returns of approximately 14.00%–15.00% per annum. If held to maturity and the final index level is at or above the call threshold, investors receive a fixed payment of $1,700.00 to $1,750.00 per security; if between the call threshold and a buffer level of 85% of the initial level, they receive only principal back.
Below the 15% buffer, principal is reduced 1% for each 1% index decline beyond the buffer, subject to a minimum payment at maturity of 15% of principal. The estimated value on the pricing date is approximately $904.00 per $1,000 note, reflecting issuance, selling, structuring and hedging costs. The securities are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, subject to its credit risk, with limited liquidity, complex index features and uncertain U.S. tax treatment.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering Buffered Jump Securities with an auto-callable feature linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index, maturing September 16, 2031. Each security has a $1,000 stated principal amount and issue price.
The notes pay no interest and are subject to Morgan Stanley’s credit risk. They may be automatically redeemed on quarterly determination dates starting September 14, 2027 if the index is at or above the call threshold level of 85% of the initial level, for early redemption payments corresponding to about 11.50%–12.50% per annum.
If not called and the final index level is at or above the 15% buffer level (85% of initial), investors receive a fixed payment of $1,575.00 to $1,625.00 per security. If the final level is below the buffer, the payoff is $1,000 × (performance factor + 15%), with a minimum of 15% of principal, exposing holders to 1% loss of principal for each 1% decline beyond the buffer. The estimated value on the pricing date is approximately $902.60 per security, reflecting structuring and hedging costs, and the issuer warns of limited liquidity, potential price discounts in any secondary market, and tax treatment uncertainties.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk Contingent Income Memory Buffered Auto-Callable Securities due September 16, 2031, linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. Each security has a $1,000 stated principal amount and is fully and unconditionally guaranteed by Morgan Stanley.
Investors may receive a contingent coupon at an annual rate between 9.75% and 10.75%, but only on observation dates when the index is at or above a coupon barrier set at 60% of the initial level, with unpaid coupons potentially paid later if the barrier is subsequently met. The notes are auto-callable quarterly from September 2027 if the index is at or above 100% of the initial level, returning principal plus due and unpaid coupons.
If not called, at maturity investors receive full principal only if the final index level is at or above a buffer level of 85% of the initial level. Below that, they lose 1% of principal for each 1% decline beyond the 15% buffer, but with a minimum payment at maturity of 15% of principal. The estimated value on the pricing date is approximately $902 per $1,000 security, reflecting embedded costs. All payments are subject to Morgan Stanley’s credit risk, secondary market liquidity may be limited, and the U.S. tax treatment is uncertain, with potential 30% withholding on coupons for certain non-U.S. holders.
Morgan Stanley, through Morgan Stanley Finance LLC, is offering principal-at-risk Contingent Income Memory Buffered Auto-Callable Securities maturing on September 16, 2031, linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. Each security has a $1,000 stated principal amount and pays no regular fixed interest.
Investors may receive a contingent coupon at an annual rate of 11.00%–12.00%, payable on scheduled coupon dates only if the index closing level on the related observation date is at or above 70% of the initial level. Missed coupons can be “made up” later if a future observation meets the barrier, but can be lost entirely if it never does.
The notes are auto-callable from September 13, 2027; if on any redemption determination date the index is at or above 100% of the initial level, investors receive the $1,000 principal plus the current and any unpaid coupons, and the notes terminate. If held to maturity and not called, investors receive full principal only if the final index level is at or above the 85% buffer level. Below this buffer, the payoff is reduced 1% for each 1% index decline beyond the 15% buffer, but not below a 15% minimum payment of principal. The estimated value on the pricing date is approximately $901.30 per security, and all payments are subject to Morgan Stanley’s credit and limited secondary-market liquidity.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk Contingent Income Memory Buffered Auto-Callable Securities due September 16, 2031, linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. Each security has a $1,000 stated principal amount and issue price of $1,000.
The notes pay a contingent coupon at an annual rate of 10.50% to 11.50% on scheduled coupon dates only if, on the related observation date, the index is at or above a coupon barrier of 75% of the initial level. Unpaid coupons may be paid later if the barrier is met. The notes are subject to automatic early redemption starting September 13, 2027 if the index is at or above 90% of the initial level, in which case investors receive principal plus the coupon and any previously unpaid coupons.
If held to maturity and not called, investors receive full principal only if the final index level is at or above a buffer level of 85% of the initial level. Below this buffer, principal is reduced 1% for each 1% decline beyond the 15% buffer, but not below a minimum payment of 15% of principal. The estimated value on the pricing date is approximately $903.80 per security, reflecting issuance, structuring and hedging costs. All payments depend on the credit of Morgan Stanley and there may be limited or no secondary market. The underlier was established in 2022 and includes a 4% per annum decrement and volatility-targeting strategy.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering fixed income buffered auto-callable securities due September 16, 2031, linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. Each security has a $1,000 stated principal amount and pays a fixed annual coupon of 7.20% to 8.20%, determined on the September 11, 2026 pricing date and paid monthly.
The notes are automatically redeemed at par plus the coupon if, on any monthly redemption determination date from September 13, 2027 onward, the index closes at or above the call threshold level of 100% of the initial level. If not called, at maturity on September 16, 2031 investors receive par plus the final coupon if the final index level is at or above the buffer level of 85% of the initial level. Below the buffer, principal is reduced 1% for each 1% decline beyond the 15% buffer, but not below a minimum payment at maturity of 15% of principal, plus the final coupon. The securities are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, with an estimated value on the pricing date of approximately $918 per $1,000 security, and all payments are subject to Morgan Stanley’s credit risk. Investors do not participate in any index appreciation.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.