Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC priced a structured, principal-at-risk note offering guaranteed by Morgan Stanley with an aggregate principal amount of $842,000 and a stated principal amount of $1,000 per security. The securities are auto-callable and linked to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500.
Issue price was $1,000 per security with an estimated value on the pricing date of $959.70. The securities may pay fixed early redemption amounts on specified determination dates and otherwise expose investors to full downside below the downside threshold of 70% of each initial level.
Morgan Stanley Finance LLC priced a $1,611,000 issuance of market-linked principal-at-risk securities, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 face amount; the offering pays a contingent fixed return of 6.00% ($60) if the lowest-performing index on the calculation day is at or above its threshold.
The estimated value on the pricing date was $964.90 per security. If the lowest-performing underlying closes below its threshold (64% of its starting level) on the calculation day, holders will suffer losses greater than 36%, possibly losing the entire principal. Pricing date: April 2, 2026; calculation day: April 9, 2027; maturity: April 14, 2027.
Morgan Stanley Finance LLC priced $1,000,000 of Principal at Risk securities due May 6, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and pays no interest. Payment at maturity depends on the worst performing of the S&P 500, Nasdaq-100 and Russell 2000, with a fixed $126.50 upside payment if the worst performing underlier finishes at or above its 70% downside threshold; otherwise holders lose in proportion to the decline of the worst performing underlier.
Morgan Stanley Finance LLC prices Principal-at-Risk, auto-callable structured notes linked to the worst-performing of the DJIA Futures Excess Return Index and the S&P 500 Futures Excess Return Index. The securities have a $1,000 stated principal amount, an aggregate principal amount of $365,000 and a 310% participation rate for upside at maturity. An automatic early redemption test occurs on April 6, 2027 (first determination date) with an early redemption payment of $1,200 per security. If not auto‑redeemed, maturity is April 5, 2030; at maturity investors may receive principal plus an upside payment, only principal, or a reduced payment tied to the worst performing underlier (losses of 1% per 1% decline below the downside threshold). All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and remain subject to issuer credit risk.
Morgan Stanley Finance LLC priced Auto-Callable Principal-at-Risk securities linked to the worst performing of the SPDR® Gold Trust (GLD) and the iShares® Silver Trust (SLV). Each security has a $1,000 stated principal amount and an original issue price of $1,000. The securities pay no regular interest and carry automatic early redemption if both underliers meet their call threshold on a determination date, producing fixed early redemption payments that escalate across eight scheduled dates. If not called, maturity payoffs range from a fixed positive payment of $1,915 (if both underliers meet call thresholds) to repayment of principal or a loss tied to the worst performing underlier, with a downside threshold at 70% of initial levels. Estimated value on the pricing date is approximately $952.40 per security; all payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC offers Principal at Risk auto-callable securities tied to the Class A common stock of Meta Platforms, Inc. with an aggregate principal amount of $1,313,000 (1,313 securities at $1,000 each). The notes pay a contingent coupon at an annual rate of 12.90% on scheduled coupon dates only if the underlier’s closing level meets the coupon barrier level ($344.676, 60% of the initial level). The notes are subject to automatic early redemption if the underlier’s closing level meets or exceeds the call threshold ($574.46, 100% of the initial level) on specified redemption determination dates; early redemption shortens the term and pays the stated principal plus any payable contingent coupons. If not called and the final level is below the downside threshold ($344.676), principal at maturity is reduced pro rata by the performance factor (final level/initial level), and could be significantly less than the stated principal or zero. All payments are unsecured and subject to the credit risk of Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley. Key dates: strike and pricing date April 2, 2026, original issue date April 7, 2026, final observation date October 4, 2027, maturity date October 7, 2027. The estimated value on the pricing date was $977.20 per security; issue price is $1,000 with $15 dealer commission per security.
Morgan Stanley Finance LLC is offering autocallable principal-at-risk notes linked to a weighted basket of global indices and fully guaranteed by Morgan Stanley. The Trade Date is April 7, 2026, Settlement April 10, 2026, and Maturity April 12, 2029. Each Security has an Issue Price of $10.00 and an estimated Trade Date value of $9.552.
The notes are automatically callable on annual Observation Dates beginning April 14, 2027 if the Basket Closing Level is at or above the Initial Basket Level; hypothetical Call Return Rates are 11.60% to 12.60% per annum (actual rate set on the Trade Date). If not called, repayment at maturity equals $10 plus the Basket Return, so investors bear full downside of the Basket and may lose some or all principal; all payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced buffered, auto-callable principal-at-risk notes linked to the worst performing of the Dow Jones Industrial Average and the S&P 500® Index. Each security has a stated principal amount of $1,000, a participation rate of 188%, a 20% buffer and a minimum payment at maturity of 20%. The securities pay no interest, can be automatically redeemed on the first determination date for an early redemption payment of $1,100, and mature on April 12, 2029. Investors bear issuer credit risk and full downside exposure to the worst performing underlier beyond the buffer amount; the estimated value on the pricing date was approximately $975.90 per security.
Morgan Stanley Finance LLC offers structured, principal-at-risk notes due April 13, 2029 linked to the worst performing of the NDXT (Nasdaq-100 Technology), RTY (Russell 2000) and SPX (S&P 500) indices with a stated principal amount of $1,000 per security.
The securities pay a contingent coupon at an annual rate of 7.50% on each coupon payment date only if each underlier is at or above its coupon barrier (80% of initial) on the observation date, feature automatic early redemption if all underliers meet a 90% call threshold on a redemption determination date, and provide a buffer of 20% with a minimum payment at maturity of 20 of principal; estimated value on the pricing date was approximately $959.60.
Morgan Stanley Finance LLC priced a contingent‑income, principal‑at‑risk auto‑callable note linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index with a $1,000 stated principal per security and an aggregate offering of $750,000. The notes pay a 15.30% annual contingent coupon on scheduled observation dates if the underlier is at or above the coupon barrier (70% of the initial level). The securities are automatically redeemed early if the underlier is at or above the call threshold (the initial level) on any redemption determination date; at maturity investors receive principal only if the final level is at or above the downside threshold (60% of initial), otherwise payment is the stated principal multiplied by the performance factor and could be significantly less or zero. All payments are subject to MSFL credit risk and the estimated value on the pricing date was $949.70 per security.