Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk Callable Contingent Income Securities due March 2, 2028, linked to the worst performer of the Nasdaq-100, Russell 2000 and S&P 500 indices. Each security has a stated principal amount and issue price of $1,000.
The notes pay a contingent coupon at an annual rate of 11.90% only if on each observation date all three indices are at or above their coupon barrier levels, set at 70% of their initial levels. The downside threshold levels are also 70% of the initial levels. Investors do not participate in any index appreciation.
Beginning December 2, 2026, the notes are callable in whole on specified redemption dates if a risk neutral valuation model indicates early redemption is economically rational for the issuer; once redeemed, no further payments are made. If the notes are not redeemed and any index finishes below its downside threshold, the maturity payment is reduced 1% for each 1% decline of the worst-performing index, potentially to zero. The securities are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, with an estimated value on the pricing date of approximately $991.50 per security.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering floating rate notes due September 2, 2033, fully and unconditionally guaranteed by Morgan Stanley. Each note has a stated principal amount and issue price of $1,000.
Interest is paid quarterly in arrears at a variable rate equal to daily compounded SOFR over each quarter plus 0.93%, subject to a minimum interest rate of 0.10% per annum, using a 30/360 day-count. The base rate is set on each interest payment period end-date (or a rate cut-off date for the final period). The notes are unsecured obligations subject to Morgan Stanley’s credit risk, will not be redeemable prior to maturity, and will not be listed on any securities exchange, so secondary market liquidity may be limited.
The estimated value on the pricing date is approximately $983.70 per note (within $50.70 of that estimate), reflecting issuance, structuring and hedging costs borne by investors. Proceeds will be used for Morgan Stanley’s general corporate purposes.
Morgan Stanley (MS), via Morgan Stanley Finance LLC, is offering unsecured, principal-at-risk market-linked securities fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 face amount, is priced to the public at $1,000 with agent commissions of $25.75 and proceeds to the issuer of $974.25 per security. The current estimated value on the pricing date is approximately $957.90 per security, reflecting issuance, selling, structuring and hedging costs borne by investors.
The notes mature on August 31, 2029, unless automatically called on September 2, 2027 if the unequally weighted international equity Basket is at or above its starting level. If called, investors receive a fixed call payment of at least $1,101 per security (at least 10.10% return) and no further payments. If not called, at maturity investors receive: leveraged upside of 125% of any positive Basket return; full principal back if the Basket finishes between 90 and 100; or downside exposure beyond a 10% buffer, with potential loss of up to 90% of principal. The Basket allocates 40% to EURO STOXX 50, 25% to Nikkei, 17.5% to FTSE 100, 10% to Swiss Market Index and 7.5% to S&P/ASX 200. The securities pay no interest or dividends and all payments are subject to Morgan Stanley’s credit risk.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk Contingent Income Memory Auto-Callable Securities due September 13, 2027, linked to the State Street® Financial Select Sector SPDR® ETF (XLF) under its global medium-term note program. Each security has a $1,000 stated principal amount and pays a contingent coupon at an annual rate of 8.00%, but only if XLF’s closing level on an observation date is at or above the coupon barrier of $48.210, which is 82.75% of the initial level of $58.26. Missed coupons may be paid later if the barrier is met on a future observation date.
The notes are automatically redeemed if, on any redemption determination date starting November 27, 2026, XLF’s level is at or above the call threshold of $58.26 (100% of the initial level), paying back principal plus the current and any unpaid coupons. If not called, and on the final observation date XLF is at or above the downside threshold of $48.210, investors receive principal plus any due coupons. If the final level is below the downside threshold, the maturity payment is $1,000 × (final level / initial level), resulting in a loss of 1% of principal for each 1% decline in XLF, potentially down to zero. The estimated value on the pricing date is approximately $987.60 per security, and all payments are subject to the credit risk of MSFL and Morgan Stanley.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk Enhanced Trigger Jump Securities linked to the SPDR® Gold Trust (GLD) under its medium-term note program. Each note has a $1,000 stated principal amount, pays no interest, and is fully and unconditionally guaranteed by Morgan Stanley.
At maturity on September 13, 2027, if GLD’s final level on the September 8, 2027 observation date is at or above the downside threshold of $379.188 (90% of the initial level of $421.32), investors receive $1,000 plus a fixed upside payment of $145.50 (a 14.55% return), regardless of how much GLD has risen. If the final level is below the threshold, investors lose 1% of principal for each 1% decline in GLD, with no minimum payment; the entire investment can be lost.
The issue price is $1,000 per note, including placement agent fees of up to $10 per $1,000 and other issuing, selling, structuring and hedging costs. Morgan Stanley estimates the value on the pricing date at approximately $983.90 per security. All payments depend on the credit of Morgan Stanley Finance LLC and Morgan Stanley, and the notes involve complex risks, including GLD and gold market volatility, limited liquidity, tax uncertainty and conflicts of interest.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk Callable Contingent Income Securities due December 1, 2027, linked to the worst performing of the Nasdaq-100 Index, Russell 2000 Index and S&P 500 Index. Each security has a $1,000 stated principal amount and pays a contingent coupon at 10.80% per annum only if on each observation date the closing level of every index is at or above its coupon barrier level.
The initial index levels set on August 26, 2026 are 29,224.52 for NDX, 3,005.900 for RTY and 7,675.70 for SPX. For each index, the coupon barrier and downside threshold are 70% of the initial level
Beginning December 2, 2026, the issuer may redeem the notes on specified monthly dates at par plus any due coupon, but only if a risk neutral valuation model indicates early redemption is economically rational for Morgan Stanley. The estimated value on the pricing date is approximately $986.60 per $1,000, reflecting issuance, structuring and hedging costs. All payments are unsecured obligations of Morgan Stanley Finance LLC, fully and unconditionally guaranteed by Morgan Stanley, and are subject to the credit risk of Morgan Stanley.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is issuing fixed rate callable notes due August 28, 2034, in an aggregate principal amount of $250,000, fully and unconditionally guaranteed by Morgan Stanley. Each note has a stated principal amount and issue price of $1,000 and pays a fixed annual interest rate of 5.200%, with semi-annual interest payments on February 28 and August 28, beginning February 28, 2027, using a 30/360 day-count convention.
The notes are callable in whole, but not in part, on specified redemption dates (August 28, 2027 and February 28, 2028) at 100% of principal plus accrued interest, if a risk neutral valuation model indicates that redemption is economically rational for the issuer. Payments at maturity will be principal plus accrued and unpaid interest. The notes will not be listed on any securities exchange, and all payments are subject to the credit risk of Morgan Stanley and MSFL.
The price to the public is $1,000 per note, including embedded costs for issuing, selling, structuring and hedging; the estimated value on the pricing date is $973.90 per note. Agent’s commissions are $10 per note, resulting in total proceeds to MSFL of $247,500, to be used for general corporate purposes. The issuer highlights early redemption risk, limited liquidity, potential price declines from interest rate and credit spread changes, and that MSFL, as a finance subsidiary, has no independent operations or assets apart from its guarantee by Morgan Stanley.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering $671,000 of fixed rate callable notes due August 27, 2032, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 principal amount and pays fixed interest of 5.000% per annum, with semi-annual payments each February 27 and August 27.
The issuer may redeem the notes in whole (not in part) on August 27, 2027 or February 27, 2028 at 100% of principal plus accrued interest, but only if a risk neutral valuation model indicates early redemption is economically rational for the issuer. The notes are not listed on any exchange and secondary liquidity may be limited. The estimated value on the pricing date is $979.20 per note, below the $1,000 issue price, reflecting commissions and structuring and hedging costs borne by investors. All payments depend on the credit of Morgan Stanley Finance LLC and Morgan Stanley; a default could result in loss of some or all of the investment.
MORGAN STANLEY (MS), via Morgan Stanley Finance LLC, is offering $4,543,000 of Digital S&P 500® Index-Linked Notes due September 21, 2027, fully and unconditionally guaranteed by Morgan Stanley. The notes pay no interest and are principal-at-risk unsecured obligations.
For each $1,000 note, if the S&P 500® final level on the September 17, 2027 determination date is at least 90% of the initial level of 7,677.28, investors receive a capped payoff of $1,087.10 (108.71% of face). If the index falls more than 10%, the payoff declines linearly with a buffer rate of approximately 111.11%, down to zero if the index falls to zero, so investors can lose their entire investment.
The price to the public is $1,000 per note, including a 1.09% sales commission, with net proceeds of $989.10 per note for general corporate purposes and hedging. Morgan Stanley’s estimated value on the trade date (August 25, 2026) is $984.70 per note, below the issue price, and the notes will not be listed on any exchange, with secondary trading, if any, made by an affiliate on a limited basis.