Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC issues contingent-income principal-at-risk notes totaling $1,315,000, fully and unconditionally guaranteed by Morgan Stanley. The notes have a $1,000 stated principal amount per security, an estimated value of $982.00 on pricing, and a 10.10% annual contingent coupon payable only if each index closes at or above its coupon barrier on each observation date. Payment at maturity returns the stated principal only if each underlier is at or above a 70% downside threshold of its initial level; otherwise the payment equals the stated principal multiplied by the worst-performing underlier's performance factor, potentially resulting in a significant loss of principal.
The securities link to the S&P 500 (SPX initial level 6,582.69), Nasdaq-100 Technology Sector (NDXT initial level 12,012.88) and Russell 2000 (RTY initial level 2,530.042), carry issuer credit risk, and are sold to fee-based advisory accounts at a public price of $1,000 (proceeds to issuer $995 per security after agent activity).
Morgan Stanley Finance LLC priced $500,000 aggregate of structured notes — Principal at Risk securities with a $1,000 stated principal amount per security, fully and unconditionally guaranteed by Morgan Stanley. The securities are linked to the worst performing of the S&P 500®, Nasdaq-100® and Russell 2000® indices.
The notes can auto‑call on specified determination dates beginning April 6, 2027, for rising fixed early redemption payments (up to $1,470.25). If not called, maturity payoffs depend on index outcomes: $1,513.00 if all indices meet call thresholds, $1,000 if all are above 70% of initial levels, or a loss equal to the percentage decline of the worst performing index (principal at risk).
Morgan Stanley Finance LLC prices Callable Contingent Income Securities linked to the worst performing of the Dow Jones Industrial, Nasdaq-100 Technology Sector and Russell 2000. The notes have a $1,000 stated principal amount, pay a contingent coupon of 11.15% per annum on each period only if all three underliers meet coupon barrier levels, are callable beginning April 7, 2027 based on a risk-neutral valuation model, and mature on January 7, 2031. If the final level of the worst performing underlier is below its 60% downside threshold, principal is reduced pro rata by that underlier’s performance and could be zero. All payments are subject to MS and MSFL credit risk.
Morgan Stanley Finance LLC priced a $400,000 aggregate offering of Principal at Risk Contingent Income Auto-Callable Securities due April 5, 2029, issued at $1,000 per security.
The notes pay a contingent coupon at an annual rate of 10.00% on observation dates when each underlier meets its coupon barrier (70% of initial). Automatic early redemption occurs if each underlier meets its call threshold (100% of initial) on a redemption determination date. At maturity, if any underlier is below its downside threshold (50% of initial), principal is reduced proportionally to the worst performing underlier; investors may lose up to their entire principal. The offering is unsecured obligations of MSFL and fully guaranteed by Morgan Stanley; all payments remain subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC issues Structured Investments: Contingent Income Buffered Auto-Callable Securities due April 5, 2029. The offering consists of $8,254,000 aggregate principal of $1,000 principal amount securities, fully and unconditionally guaranteed by Morgan Stanley. The notes pay a contingent coupon of 11.50% per annum on observation dates only if both underliers meet coupon barrier levels, feature automatic early redemption if both underliers meet call thresholds on a redemption determination date, and return principal at maturity only if each underlier is at or above an 80% buffer; otherwise investors lose 1% of principal for each 1% decline in the worst performing underlier beyond the 20% buffer, subject to a 20% minimum payment at maturity. All payments are subject to MSFL and Morgan Stanley credit risk.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is issuing principal-at-risk auto-callable notes linked to Palantir Technologies Inc. Class A stock. Each security has a stated principal amount of $1,000, an issue price of $1,000, an estimated value on the pricing date of $986.70 and matures on October 7, 2027.
The securities pay a contingent coupon at an annual rate of 22.05% on coupon payment dates only if the closing level of Palantir is at or above the coupon barrier ($81.653, 55% of the initial level) on the related observation date. The notes are automatically redeemed if the closing level on any redemption determination date is at or above the call threshold ($148.46, 100% of the initial level), beginning with the first redemption determination date of July 2, 2026. If not called, repayment at maturity depends on the final level: if final level is below the downside threshold ($81.653), holders lose 1% of principal for each 1% decline in the underlier and could receive nothing.
Morgan Stanley Finance LLC priced a $6,317,000 offering of Dual Directional Buffered Participation Securities due May 6, 2027, linked to the S&P 500® Index and fully and unconditionally guaranteed by Morgan Stanley.
The securities have a $1,000 stated principal amount, a pricing/strike date of April 2, 2026, an observation date of May 3, 2027, and an estimated value on the pricing date of $989.40 per security. Returns depend on the index closing level on the observation date: investors can receive upside participation up to a $1,075 maximum payment (107.50% of principal), a 20% buffer (buffer level = 80% of initial level), and a minimum payment at maturity of 20% of principal. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC offers Principal-at-Risk Contingent Income Memory Securities linked to the worst performing of the S&P 500®, Nasdaq-100® Technology Sector and Russell 2000®. The offering totals $1,745,000 in aggregate principal at $1,000 per security with an original issue date of April 8, 2026.
The notes pay a contingent coupon at an annual rate of 9.00% on scheduled coupon dates only if each underlier meets its coupon barrier (≈80% of initial level) on the related observation date; unpaid coupons may be paid later only if observation-date conditions are met. At maturity on April 7, 2031, if every underlier is at or above its downside threshold (≈70% of initial level) investors receive stated principal; otherwise the payment equals the stated principal multiplied by the performance factor of the worst performing underlier, exposing investors to full principal loss. All payments are subject to MSFL and Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced contingent income memory auto-callable securities linked to Alphabet Inc. Class A common stock. The securities have a $1,000 stated principal amount and aggregate principal of $285,000, issue price $1,000, and an estimated value of $971.70 on the pricing date. They pay a contingent coupon at an annual rate of 11.00% only if the underlier meets the coupon barrier on observation dates and feature automatic early redemption if the underlier meets the call threshold of $295.77 on any redemption determination date. If not auto‑redeemed, maturity payment depends on the final closing level versus the downside threshold of $207.039 (70% of initial level), exposing investors to full downside (1% loss per 1% decline) and potential loss of principal. All payments are subject to issuer/guarantor credit risk and withholding rules described herein.
Morgan Stanley Finance LLC priced a principal-at-risk structured note offering fully guaranteed by Morgan Stanley. The offering consists of Buffered Jump Securities due April 5, 2029 linked to the worst performing of the Nasdaq-100 Technology Sector, the Russell 2000 and the S&P 500. Each security has a stated principal amount of $1,000, an original issue price of $1,000 and an estimated value on the pricing date of $976.20. The notes feature an automatic early redemption test beginning on April 9, 2027 with four possible early redemption payments and a maturity payoff that offers a fixed positive return if all underliers meet call thresholds, principal protection within a 10% buffer, or downside exposure equal to 1% per 1% decline beyond the buffer, subject to a 10% minimum payment at maturity.