Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk Contingent Income Buffered Auto-Callable Securities due September 6, 2029, linked to the worst performer of the Nasdaq-100® Technology Sector Index℠ and the S&P 500® Index.
The notes pay a 10.00% per annum contingent coupon only if on each observation date both indices are at or above 80% of their initial levels; otherwise no coupon is paid. Starting February 26, 2027, the notes are automatically redeemed if on a redemption determination date both indices are at or above 100% of their initial levels, returning principal plus the applicable coupon. At maturity, if not previously redeemed, investors receive principal back only if both final index levels are at or above the 80% buffer level; otherwise repayment is reduced 1% for each 1% decline of the worst index beyond the 20% buffer, but not below 20% of principal. The estimated value on the pricing date is approximately $988.50 per $1,000 security, and all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering unsecured, auto-callable structured notes due September 7, 2029 linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. The notes pay no interest and return at least the $1,000 stated principal amount at maturity, subject to Morgan Stanley’s credit risk.
The notes are automatically redeemed if, on specified semiannual determination dates starting September 14, 2027, the index is at or above a 100% call threshold, paying fixed amounts that imply about 9.55% per annum, such as $1,095.50 on the first call date and up to $1,238.75 on the fourth. If not called and the final index level is at or above the threshold, investors receive $1,286.50 per note at maturity under the illustrative terms; otherwise they receive only principal.
The estimated value on the pricing date is about $976.50 per note, below the $1,000 issue price, reflecting issuance, structuring and hedging costs. The notes are not listed, secondary liquidity may be limited, and returns are capped with no participation in index gains beyond the fixed payouts. All payments depend on Morgan Stanley’s creditworthiness.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering 2‑year Callable Contingent Income Securities linked to the worst performing of the S&P 500, Russell 2000 and Nasdaq‑100 indices, fully and unconditionally guaranteed by Morgan Stanley and issued under its global medium‑term notes shelf.
Each $1,000 security pays a contingent quarterly coupon at 10.72% per year (about $26.80 per quarter) only if, on every index business day in the observation period, all three indices stay at or above 70% of their initial levels (the coupon barrier). Beginning December 9, 2026, the notes are callable quarterly in whole, solely if a risk neutral valuation model indicates it is economically rational for Morgan Stanley to redeem.
If not called, at maturity on September 8, 2028 investors receive principal back plus any final coupon only if each index is at or above 70% of its initial value (the downside threshold. Otherwise, payment is $1,000 multiplied by the worst index’s performance ratio, which can be less than 70% of principal and may be zero, so principal is fully at risk and investors do not participate in any index upside.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk Callable Contingent Income Securities due August 7, 2028, linked to the worst performer of the Nasdaq-100, Russell 2000 and S&P 500 indices, in $1,000 denominations and fully and unconditionally guaranteed by Morgan Stanley.
The notes pay an 8.00% per annum contingent coupon only if on each observation date all three indices are at or above 70% of their initial levels; otherwise no coupon is paid for that period. Starting December 7, 2026, the issuer may redeem the notes on scheduled redemption dates if a risk neutral valuation model shows calling is economically rational for it.
If not redeemed and, on the final observation date, each index is at or above 60% of its initial level, investors receive full principal plus any final contingent coupon. If any index is below 60%, repayment is reduced 1% for each 1% decline of the worst-performing index, potentially to zero. The notes are unsecured obligations subject to Morgan Stanley’s and MSFL’s credit risk. The estimated value on the pricing date is approximately $973.10 per $1,000 note, reflecting issuance, selling, structuring and hedging costs, and U.S. tax treatment is complex and uncertain, with possible 30% withholding on coupons for many non-U.S. investors.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering market-linked, principal-at-risk securities due August 31, 2029, linked to an unequally weighted basket of five equity indices (EURO STOXX 50® 40%, Nikkei 225 25%, FTSE® 100 17.5%, Swiss Market Index 10%, S&P®/ASX 200 7.5%). The notes are auto-callable on September 2, 2027 if the basket is at or above the 100 starting level, paying a call amount of at least $1,101 per $1,000 face amount (a ≥10.10% premium), after which no further payments occur.
If not called, maturity payoff depends on basket performance: for gains, investors receive 125% of positive basket return; for declines up to 10%, they receive the $1,000 face amount; for declines beyond 10%, principal is reduced, with losses of up to 90% possible. The basket threshold level is 90 (a 10% buffer). The securities pay no interest and provide no dividends from the underlying indices. All payments are subject to Morgan Stanley’s credit. The issuer estimates each security’s value on the pricing date at about $957.90, below the $1,000 issue price, reflecting issuing, selling, structuring and hedging costs, and dealer commissions of up to $25.75 per security.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk “Jump Securities with Auto-Callable Feature” due September 10, 2032, linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index. Each note has a $1,000 stated principal amount and pays no interest.
The notes may be automatically redeemed on scheduled determination dates starting September 13, 2027 if the index closing level is at least 85% of its initial level, for early redemption payments that begin at $1,180 and step up over time, targeting about 18% per annum. If not called and the final index level is at least 85% of initial, investors receive $2,080 at maturity. If the final level is between 60% and 85% of initial, only principal is returned. If the final level is below 60%, repayment is reduced 1% for each 1% index decline, potentially to zero.
The notes are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, and all payments are subject to Morgan Stanley’s credit risk. The estimated value on the pricing date is about $939 per $1,000 note. The underlying index is new, uses leverage, targets volatility and applies a 4% per annum decrement, and much of its history is hypothetical back-tested data. Liquidity, secondary market pricing and U.S. tax treatment are described as uncertain and potentially adverse.
Morgan Stanley (MS), via Morgan Stanley Finance LLC, is offering callable fixed-income structured notes due September 22, 2027, linked to the worst performer of the Nasdaq‑100, Russell 2000 and S&P 500 indices. The notes pay a fixed annual coupon of at least 11.75%, with monthly payments, but principal is at risk and investors do not participate in any index appreciation.
Beginning on March 22, 2027, the issuer may redeem the notes early on specified monthly dates at par plus the coupon if a risk neutral valuation model indicates early redemption is economically rational for Morgan Stanley. If not called, and if every index stays at or above 70% of its initial level on all trading days, investors receive full principal at maturity plus the final coupon. If any index ever closes below its downside threshold and the worst performing index finishes below its initial level, repayment is reduced 1% for each 1% decline in that worst index, down to zero. The notes are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, with an estimated value of about $986.70 per $1,000 note on the pricing date.
Morgan Stanley (MS), via Morgan Stanley Finance LLC, is offering Contingent Income Memory Auto‑Callable Securities due September 8, 2031, linked to the S&P 500 Futures 40% Intraday 4% Decrement VT Index. Each note has a $1,000 stated principal amount and an original issue price of $1,000, with an estimated value on the pricing date of approximately $907.10 per security.
The notes pay a contingent coupon at 14.00% per annum, only if the index closing level on an observation date is at or above a coupon barrier set at 70% of the initial level; unpaid coupons may be “memoried” and paid later if a future observation meets the barrier. The notes are automatically redeemed at par plus applicable coupons if, on any monthly redemption determination date starting September 3, 2027, the index is at or above the 100% call threshold.
If not called and at maturity the final index level is at or above a 70% downside threshold, investors receive par plus any due coupons; if below that threshold, repayment is reduced one‑for‑one with the index decline, potentially to zero. The notes are unsecured obligations of Morgan Stanley Finance LLC, fully and unconditionally guaranteed by Morgan Stanley, and all payments are subject to the credit risk of both entities. The underlier itself is highly engineered, includes a 4.0% per annum decrement, uses leverage and volatility targeting, and has limited live history (established August 30, 2024).
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering unsecured market-linked notes due October 5, 2032, linked to the S&P 500® Index and fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount, pays no interest and is not listed on any exchange.
At maturity, investors receive $1,000 plus a supplemental redemption amount equal to $1,000 × index percent change × 100% participation, capped at $587.50 per note, for a maximum payment of $1,587.50 (158.75% of principal). If the index is flat or down, investors receive only the $1,000 principal, assuming Morgan Stanley meets its obligations.
The estimated value on the pricing date is approximately $947.60 per note, reflecting issuing, selling, structuring and hedging costs and Morgan Stanley’s pricing models. The notes carry the credit risk of Morgan Stanley and MSFL, offer no dividends or voting rights in S&P 500® stocks, and may have limited or no secondary market liquidity.