Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC priced Principal-at-Risk, contingent income auto-callable securities linked to the worst performing of the Dow Jones Industrial, the Nasdaq-100 and the Russell 2000. Each security has a $1,000 stated principal amount and a $1,000 issue price. The notes pay a contingent coupon at an annual rate of 9.00% on each coupon payment date only if the closing level of each underlier is at or above its coupon barrier on the related observation date; otherwise no coupon is paid. Automatic early redemption can occur beginning on April 27, 2027 if all underliers meet call thresholds (95% of initial levels). If not redeemed, maturity is May 1, 2031, with principal returned only if every underlier is at or above its downside threshold (70% of initial levels); otherwise payment equals the stated principal multiplied by the performance factor of the worst performing underlier, which can result in a significant loss or zero recovery. The securities are unsecured obligations of MSFL, fully guaranteed by Morgan Stanley, and are subject to Morgan Stanley credit risk, limited secondary-market liquidity, and uncertain U.S. federal tax treatment.
The issuer, Morgan Stanley Finance LLC, is offering Market Linked Securities — contingent fixed return and contingent downside principal-at-risk securities linked to the lowest performing of the Nasdaq-100, Russell 2000 and S&P 500 indices maturing April 14, 2027. The aggregate face amount is $700,000 and the face amount per security is $1,000. The securities pay a contingent fixed return of 15.60% (equal to $156 per $1,000) if the lowest performing underlying’s ending level is greater than or equal to its threshold level (79% of its starting level); otherwise the maturity payment equals $1,000 plus the underlying return of the lowest performing underlying, exposing investors to more than a 21% loss and potentially a total loss. The estimated value on the pricing date is $985.20 per security. Pricing date is April 2, 2026, original issue date April 8, 2026, and calculation day is scheduled for April 9, 2027. The securities are fully guaranteed by Morgan Stanley, do not pay interest or dividends, and are subject to Morgan Stanley credit risk, liquidity constraints, hedging activity by affiliates, and uncertain U.S. federal tax treatment.
Morgan Stanley Finance LLC priced a structured, variable-income, auto-callable note due May 1, 2031 linked to the worst-performing stock among Netflix, Broadcom, Amazon and Alphabet. Each note has a stated principal amount of $1,000, a variable coupon of 0.25% (lower) or 8.75% (higher), and an estimated value on the pricing date of approximately $943.40 per note. The notes pay the higher coupon for an interest period only if each underlier is at or above its coupon barrier level on the related observation date, and they will be automatically redeemed early if all underliers meet their call threshold on a redemption determination date. Payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley, and all payments remain subject to the issuer’s credit risk.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering Structured Investments: Variable Income Auto-Callable Notes due May 1, 2031. Each note has a $1,000 original issue price and an estimated value of approximately $936.50 on the pricing date. The notes pay a variable coupon each period: a higher coupon of 11.00% per annum or a lower coupon of 0.25% per annum, determined on observation dates by whether each of four underliers meets its coupon barrier (75% of initial level). The notes are linked to the worst performing of Broadcom, Oracle, Palantir and Micron, carry an automatic early redemption feature beginning with a redemption determination date of April 28, 2027 if all underliers meet call thresholds (90% of initial level), and return the stated principal at maturity if not redeemed. All payments are unsecured and subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering principal‑at‑risk, market‑linked securities linked to the EURO STOXX 50® Index that are auto‑callable on annual calculation days and mature on May 3, 2029. Each security has a face amount of $1,000; the estimated value on the pricing date is $951.40 (±$45.00). If the index closes at or above the starting level on a calculation day, the securities will be called for preset call payments; if not called, the maturity payment equals $1,000×(ending level/starting level), exposing investors to a 1:1 downside. Pricing date is April 30, 2026 and original issue date is May 5, 2026. The securities do not pay interest, do not participate in index upside beyond call premiums, and are subject to Morgan Stanley credit and liquidity risks.
Morgan Stanley Finance LLC offers principal-at-risk, auto-callable securities due May 5, 2031 linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $921.70.
The securities may be automatically redeemed on scheduled determination dates beginning May 7, 2027 for fixed early redemption payments that imply returns of ~25.50% per annum; if not auto-redeemed, maturity payouts are $2,275.00 if the final level meets the call threshold, $1,000 if the final level is at or above the downside threshold (60% of the initial level), or a loss proportional to index decline below that downside threshold. The underlier is subject to a 4.0% per annum daily decrement and limited operating history.
Morgan Stanley Finance LLC priced a $1,050,000 aggregate issue of market-linked, principal-at-risk securities due April 14, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each $1,000 face amount security offers a $50 contingent fixed return (5.00%) if the lowest-performing index is at or above a 59% threshold of its starting level on the April 9, 2027 calculation day. The estimated value on the pricing date was $964.40 per security.
Morgan Stanley Finance LLC priced contingent income auto-callable notes linked to the worst performing of the Dow Jones Industrial Average, Nasdaq-100 and Russell 2000. Each note has a $1,000 stated principal and an estimated value on the pricing date of approximately $951.10. The notes pay a contingent coupon of 8.60% per annum on scheduled coupon dates only if each underlier meets its coupon barrier (75% of initial level) on the related observation date. The notes are automatically redeemed early if all underliers meet their call threshold (90% of initial level) on a redemption determination date, and mature on May 1, 2031. If not automatically redeemed, principal repayment at maturity depends on the worst performing underlier relative to its downside threshold (70% of initial level), and investors may lose up to their entire principal. All payments are subject to Morgan Stanley Finance LLC credit risk and guaranteed by Morgan Stanley.
Morgan Stanley Finance LLC is offering structured, variable‑coupon auto‑callable notes due May 1, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount and pays either a 0.25% or 8.00% annual coupon per interest period depending on observation‑date tests tied to three equity underliers (PLTR, UNH, ORCL). The notes are linked to the worst‑performing underlier, can be automatically redeemed early beginning with the redemption determination date on April 28, 2027, and have an estimated value on the pricing date of approximately $947.00 per note.
Morgan Stanley Finance LLC is offering Contingent Income Auto-Callable Notes due April 7, 2031, linked to the worst performing of NVIDIA, Tesla and Palantir common stock. The notes are issued at $1,000 per note with an aggregate principal amount of $723,000 and an estimated value on the pricing date of $946.90 per note.
The notes pay a contingent coupon at an annual rate of 8.30% only if, on each observation date, the closing level of each underlier is at or above its coupon barrier (about 75% of the initial level). The notes will be automatically redeemed early if, on a redemption determination date beginning April 2, 2027, the closing level of each underlier is at or above its call threshold (100% of initial level). All payments are unsecured and subject to Morgan Stanley's credit risk.