Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC offers principal-at-risk, auto-callable notes fully and unconditionally guaranteed by Morgan Stanley, with a stated issue price of $1,000 per security and an estimated value on the pricing date of approximately $964.50.
The securities reference the S&P 500® Index, have a strike and pricing date of March 26, 2026, an original issue date of March 31, 2026, a first determination date of April 5, 2027 (automatic early redemption if the index is ≥ the call threshold), and a maturity date of March 29, 2029. The call threshold equals 100% of the initial level, the downside threshold equals 75% of the initial level, the fixed early redemption payment is $1,085, and the participation rate will be at least 150%. All payments are subject to the issuer's and guarantor's credit risk.
Morgan Stanley Finance LLC prices a preliminary offering of Dual Directional Trigger PLUS securities due March 31, 2031, linked to the worst performing of the Dow Jones Industrial, Russell 2000® and S&P 500® indices. Each security has a stated principal amount of $1,000.
Payment at maturity depends on the worst performing underlier: investors may receive a leveraged upside if all underliers finish above their initial levels, a capped positive return when the worst underlier declines but stays at or above 60% of its initial level, or suffer proportional principal loss if the worst underlier falls below that threshold. The estimated value on the pricing date is approximately $930.70 per security; the leverage factor will be set between 125.50% and 140.50% and the absolute return participation rate is 50%.
Morgan Stanley Finance LLC is offering Structured Investments — Buffered Jump Securities with an aggregate principal amount of $1,060,000 at a $1,000 stated principal amount per security. The securities are linked to the Nasdaq-100 Index with an initial level of 25,034.37 and a buffer of 10% (buffer level 22,530.933).
The notes carry a participation rate of 125%, an automatic early redemption feature on the first determination date (March 5, 2027) with an early redemption payment of $1,108.50, and a maturity date of March 2, 2028. The estimated value on the pricing date is $974.00 and the issue price is $1,000 (agent commission $17.50 per security). These are principal‑at‑risk securities and are fully and unconditionally guaranteed by Morgan Stanley.
Morgan Stanley Finance LLC offers a Dual Directional Trigger PLUS due April 5, 2029. The notes, fully guaranteed by Morgan Stanley, are principal-at-risk securities linked to the worst performing of the Nasdaq-100 and Russell 2000 indices and sold at a stated issue price of $1,000 per security.
The payout depends on the worst performing underlier: (1) if both final levels exceed initial levels, investors receive principal plus a leveraged upside (leverage factor set on pricing date between 126%–141%); (2) if the worst underlier is down but not below a 70% downside threshold, investors may receive principal plus an absolute-return payment with a 50% participation rate (effectively capped at 15% positive return in described scenarios); (3) if the worst underlier falls below its 70% threshold, investors lose principal on a 1%-for-1% basis, potentially to zero. The estimated value on the pricing date is approximately $968.60 per security. The securities are sold to fee-based advisory accounts and include distributor structuring fees of up to $6.25 per security.
Morgan Stanley Finance LLC priced contingent income securities with an aggregate principal amount of $1,378,000. The notes, fully and unconditionally guaranteed by Morgan Stanley, pay a contingent coupon of 7.70% per annum on scheduled coupon dates only if each underlier closes at or above its coupon barrier on the related observation date. The securities are linked to the worst performing of EEM, SPY and EFA, mature on March 1, 2029, and use coupon barrier and downside threshold levels equal to 70% of each underlier’s initial level. If any underlier is below its downside threshold at maturity, principal is reduced pro rata to the performance of the worst performing underlier. The estimated value on the pricing date was $973.30 per security.
Morgan Stanley Finance LLC offers Trigger Autocallable GEARS linked to the EURO STOXX 50® Index. The securities have a $10.00 principal amount per security, an expected Trade Date of March 13, 2026, an Observation Date of March 22, 2027, and a stated Maturity Date of March 17, 2031. If the Observation Date Closing Level is at or above the Autocall Barrier (100% of the Initial Level) the securities will be automatically called and pay the principal plus a Call Return based on a 16.00% per annum Call Return Rate. If not called, positive Underlying Return is multiplied by an Upside Gearing (1.50–1.75) to determine the payout; if the Final Level is below the Downside Threshold (75% of the Initial Level) holders may lose a significant portion or all principal. All payments are subject to MSFL/Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced contingent-income, memory auto-callable notes linked to Microsoft Corporation common stock, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, an estimated value on the pricing date of approximately $963.30, an expected contingent coupon of at least 10.00% per annum, and a term from March 19, 2026 to March 21, 2029.
The notes pay contingent coupons only when the closing level of the underlier on observation dates equals or exceeds a coupon barrier set at 75% of the initial level, may be automatically redeemed early if the underlier closes at or above a call threshold equal to the initial level, and expose holders to loss of principal at maturity if the final level is below a downside threshold of 75% of the initial level.
Morgan Stanley Finance LLC is offering Dual Directional Trigger PLUS notes due April 4, 2030 linked to the worst performing of the Nasdaq-100® Technology Sector and the Russell 2000® Index. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $960.40.
At maturity the payout depends on the worst performing underlier: full principal plus a leveraged upside if both underliers finish higher; a capped positive absolute-return payment (capped effectively at 15%) if declines remain above the 70% downside threshold; or a loss equal to the percentage decline (1% loss per 1% decline) if the worst underlier finishes below its downside threshold. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC prices principal-at-risk, auto-callable structured notes linked to the worst performing of the S&P 500® and Russell 2000®. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of approximately $970.10.
The securities can be automatically redeemed on the first determination date of April 5, 2027 if each underlier is at or above its call threshold (100% of initial level); the early redemption payment is set between $1,168.50 and $1,178.50. If not redeemed, maturity is April 5, 2029. At maturity investors either receive principal plus an upside payment (participation rate 150%) if both underliers finish above initial levels, return of principal if both are at or above downside thresholds (75% of initial), or a loss equal to the percentage decline of the worst performing underlier (potentially full loss).
Morgan Stanley Finance LLC is offering Dual Directional Buffered Participation Securities due April 4, 2030, fully guaranteed by Morgan Stanley. Each note has a stated principal amount of $1,000, an estimated value on the pricing date of approximately $969, and an original issue date of April 6, 2026.
The payout is tied to the S&P 500® Index with a 100% upside participation rate subject to a $1,520 maximum upside payment (152% of principal). A 15% buffer applies: if the index on the observation date (scheduled April 1, 2030) is between the initial level and 85% of that level, investors receive principal plus an absolute-return credit (absolute return participation rate 100%), effectively capped at 15%. If the final level is below the buffer, investors lose 1% of principal for each 1% decline beyond the buffer, subject to a minimum payment at maturity equal to 15 of principal.
These are principal-at-risk notes that pay no interest, expose holders to Morgan Stanley credit risk, include tax-treatment uncertainty, and are intended for investors willing to forgo current income and accept the risk of significant principal loss.