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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering $3,545,000 of EURO STOXX® Banks Index-linked notes due July 28, 2027, fully guaranteed by Morgan Stanley. For each $1,000 face amount, investors receive $1,171.70 at maturity if the final index level is ≥90% of the initial level; otherwise principal is at risk and losses up to the full investment are possible. The Trade Date is June 25, 2026, Original Issue Date June 30, 2026, and the estimated value per note on the Trade Date was $983.40. Payments are unsecured and subject to issuer credit risk.
Morgan Stanley Finance LLC priced Trigger GEARS linked to a basket of international indices with aggregate proceeds of $8,712,870. The securities are five-year, principal-at-risk notes (issue price $10.00; estimated value $9.416) that pay at maturity either $10 or $10 plus a leveraged positive Basket Return (Upside Gearing 1.62), or, if the Final Basket Level is below the Downside Threshold (75 of the Initial Basket Level), a reduced payment proportional to the negative Basket Return. Payments are unsecured, unsubordinated and fully guaranteed by Morgan Stanley; all payments are subject to Morgan Stanley’s credit risk. The Final Valuation Date is June 26, 2031 and Maturity Date is July 1, 2031. The offering is intended for investors willing to forgo current income and accept potential loss of principal in exchange for leveraged upside linked to the specified Underliers.
Morgan Stanley Finance LLC priced a $4,065,000 offering of Trigger Autocallable Contingent Yield Notes, fully and unconditionally guaranteed by Morgan Stanley. The 3-year securities (Trade Date June 26, 2026, Maturity June 29, 2029) pay a contingent quarterly coupon at a 9.10% per annum rate ($0.2275 per Security per quarter) but expose investors to principal loss linked to the least performing of the S&P 500, Russell 2000 and EURO STOXX 50. Coupon and principal protection depend on 70% barriers (Downside Thresholds) of each Initial Underlying Value; if any Underlying is below its threshold at the Final Observation Date, repayment is reduced pro rata to that Least Performing Underlying. Issue Price is $10.00 (minimum investment $1,000); estimated Trade Date value was $9.729. The proceeds will be used for general corporate purposes.
Morgan Stanley Finance LLC priced an Auto-Callable Trigger PLUS linked to the EURO STOXX 50® Index with a stated principal of $1,000 per security and a maturity date of August 5, 2031. The securities pay no regular interest, are principal-at-risk and are fully guaranteed by Morgan Stanley.
If the index closing value on the first determination date (7/26/2027) is at or above the initial index value, the securities will auto-redeem for an early redemption payment of $1,173.60 on 7/29/2027. If not redeemed, maturity payoffs depend on the final index value on 7/31/2031: full principal plus 150% of upside if the final index value is above the initial index value; full principal if the final index value is at or above the downside threshold (80% of the initial index value); otherwise investors suffer a 1-to-1 downside and may lose most or all principal.
Morgan Stanley Finance LLC is offering Performance Leveraged Upside PLUS notes due August 11, 2027, guaranteed by Morgan Stanley. Each PLUS has a $1,000 stated principal amount, provides 150% leveraged upside subject to a maximum payment of $1,430, and exposes investors on a 1:1 basis to downside (principal at risk).
The estimated value on the pricing date is approximately $964.00. The valuation date is August 6, 2027. These unsecured notes pay no interest, are not listed, and could repay less than principal at maturity — including zero — depending on the basket’s final value.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk notes — "Structured Investments Jump Securities with Auto‑Callable Feature" — linked to the S&P® 500 Equal Weight Index with a stated principal amount of $1,000 per security. The securities pay no regular interest, may be automatically redeemed on the first determination date for an early redemption payment of $1,091.50 if the underlier is at or above the call threshold (100% of the initial level), and mature on July 6, 2029. At maturity, if not auto‑redeemed, returns depend on index performance: investors receive principal plus an upside payment when the final level exceeds the initial level (participation rate 125%), receive only principal if the final level is at or above the downside threshold (70% of initial), or suffer a pro rata loss if the final level is below that threshold. All payments are unsecured and subject to Morgan Stanley’s credit risk. The document states an estimated value on the pricing date of approximately $971.50 per security and discloses dealer commissions and a structuring fee included in the issue price.
Morgan Stanley Finance LLC offers market-linked principal-at-risk securities with a $1,000 face amount per security that provide 110% participation in positive Basket performance subject to a capped maximum return of at least 23.00%. The securities include a 10% buffer (threshold 90.00) and can expose investors to up to 90% loss of face amount if the Basket declines below the threshold. The Basket is an unequally weighted mix of the S&P 500 (50%), Nasdaq-100 (15%), EURO STOXX 50 (20%) and the iShares MSCI Emerging Markets ETF (15%). Pricing date is June 30, 2026, estimated value per security on the pricing date is approximately $959.10, and maturity is July 6, 2028. Terms note dealer commissions, potential limited secondary market liquidity, credit risk of Morgan Stanley and material tax uncertainties.
Morgan Stanley Finance LLC is offering market‑linked, principal‑at‑risk securities due July 30, 2027, fully guaranteed by Morgan Stanley. Each security has a $1,000 face amount and a contingent fixed return of at least 34.70% ($347) per face amount if the lowest performing underlying stock closes at or above its 60% threshold. If the lowest performing underlying stock closes below its threshold, holders bear the full downside tied to that stock and may lose more than 40% or their entire principal. The pricing date is July 20, 2026; estimated value on the pricing date is approximately $961.80 per security. Agent commissions and offering price are shown on the cover page.
Morgan Stanley Finance LLC is issuing Structured Investments — Enhanced Dual Directional Buffered Jump Securities due October 18, 2027, fully and unconditionally guaranteed by Morgan Stanley. The notes are principal‑at‑risk, $1,000 stated principal per security, and pay no interest. They include a digital payment of $67.50 per security (6.75%) payable at maturity if the final level meets or exceeds the digital threshold (93.25% of the initial level). The securities provide a 20% buffer (buffer level = 80% of initial level) and a minimum payment at maturity of 20% of stated principal. Estimated value on the pricing date is approximately $984.60 per security. All payments are subject to issuer and guarantor credit risk; holders may lose a significant portion of their principal if the underlier falls below the buffer on the observation date.
Morgan Stanley Finance LLC is offering principal-at-risk, market-linked securities tied to the Class A common stock of CoreWeave, Inc. Each security has a face amount of $1,000 and an estimated value on the pricing date of approximately $960.20.
Key terms: a contingent fixed return of at least 47.00% of face amount (at least $470) will be paid at maturity if the ending price is greater than or equal to a threshold equal to 60% of the starting price; if the ending price is below that threshold investors are exposed on a 1-to-1 basis to declines in the underlying stock. Pricing date is June 30, 2026, calculation day is July 7, 2027 and scheduled maturity is July 12, 2027. Price to public is $1,000 per security; agents may receive commissions up to $23.25 per security. The offering document discloses credit risk of Morgan Stanley, potential limited secondary-market liquidity, hedging conflicts, and uncertain U.S. federal tax treatment.