Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Chairman and CEO Edward Pick reported equity compensation activity in company stock. He acquired 60,897 shares of common stock at a price of $0.0000 per share as a grant or award, based on the company’s achievement of pre-established average return on tangible common equity performance criteria for a performance stock unit award originally granted on January 18, 2023.
On the same date, 33,731 shares of common stock were disposed of at $176.5900 per share to satisfy tax withholding obligations upon conversion of that performance stock unit award. After these transactions, he held 639,028.764 shares of common stock directly, plus additional indirect holdings of 4,298.477 shares through a 401(k) plan and 104,963 shares through a grantor retained annuity trust.
Morgan Stanley Finance LLC is offering $3,800,000 of Trigger GEARS linked to the Invesco S&P 500® Equal Weight ETF (RSP). The Securities have an Issue Price of $10 and an estimated Trade Date value of $9.667 per Security. They mature on February 21, 2031 and require you to hold to maturity for the contingent repayment feature.
The Securities provide an Upside Gearing of 1.23: if the Underlying Share Return is >0, payment at maturity = $10 + [$10 × (Return × 1.23)]. The Downside Threshold is $152.68 (approximately 75% of the Initial Price of $203.57); if the Final Price is below that threshold, holders are exposed to losses proportionate to the negative Underlying Share Return. No interest or dividends are paid; all payments are subject to issuer credit risk.
Morgan Stanley Finance LLC priced a preliminary supplement for auto-callable, principal-at-risk securities linked to the worst performing of the Dow Jones Industrial Average and the S&P 500® Index. Each security has a $1,000 stated principal amount and an issue price of $1,000.
Strike and pricing dates are February 27, 2026, with original issue date March 4, 2026 and maturity on March 4, 2031. The estimated value on the pricing date is approximately $948.40. Call threshold levels are set at 100% of initial levels and downside thresholds at 90%. Scheduled early redemption payments rise by determination date up to $1,336, and the payment at maturity can be $1,420 if both underliers meet call thresholds; conversely, losses occur if the worst performing underlier falls below its downside threshold.
Morgan Stanley Finance LLC is offering contingent income memory securities due March 7, 2030, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and a contingent coupon at an annual rate of 9.30%.
Contingent coupons are paid only if each underlier closes at or above its coupon barrier on each observation date; coupon barrier levels are 80% of initial levels and downside threshold levels are 70% of initial levels. At maturity the stated principal is returned only if every underlier is at or above its downside threshold; otherwise payment equals principal × performance factor of the worst performing underlier, exposing investors to full principal loss tied to the worst underlier.
Morgan Stanley Finance LLC is offering callable contingent income securities due January 31, 2030 that are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an issue price of $1,000.
The securities pay a contingent quarterly coupon at an annual rate of 8.03% (approximately $20.075 per quarter) only if each of the MSCI EAFE®, Russell 2000® and S&P 500® indices closes at or above its respective coupon barrier (70% of initial) on the observation dates. Beginning September 11, 2026, the issuer may call the securities on quarterly redemption dates if a risk-neutral valuation model indicates redemption is economically rational. At maturity investors face principal risk tied to the worst-performing index with a downside threshold at 60% of initial; payments could be less than $600 or zero.
Morgan Stanley Finance LLC issues contingent income auto-callable securities linked to MGM Resorts International common stock. Each security has a $1,000 stated principal amount and an annual contingent coupon of 14.90%, payable only if observation-date levels meet the coupon barrier.
The notes may automatically redeem on specified redemption determination dates if the underlier meets the call threshold; if not redeemed, maturity payment depends on the final level relative to a 70% downside threshold and could result in full loss of principal. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced Structured Investments Buffered Participation Securities due March 1, 2029 linked to a four-component basket and fully guaranteed by Morgan Stanley. The securities have a stated principal amount of $1,000, a participation rate of 100%, a buffer level of 80 (a 20% buffer), a maximum payment at maturity of $1,397, and a minimum payment at maturity of 20%.
Key dates: Strike date: February 26, 2026, Pricing date: February 26, 2026, Original issue date: March 3, 2026, Observation date: February 26, 2029 ("subject to postponement for non-trading days and certain market disruption events"). The estimated value on the pricing date is approximately $975.80 per security. Payments at maturity depend solely on the basket final level on the observation date; if final level is below the buffer, losses occur at a 1% loss per 1% decline beyond the buffer.
Morgan Stanley Finance LLC offers $500,000 aggregate principal of Structured Investments Enhanced Buffered Jump Securities due March 5, 2027. Each security has a $1,000 stated principal amount, an estimated value of $970.70 on the pricing date, a fixed $675 upside payment if the worst performing underlier meets its buffer, and a 20% buffer with a 1.25 downside factor. Payments depend on the worst performing of DELL class C, HOOD class A, and NVDA common stock and are fully and unconditionally guaranteed by Morgan Stanley; all payments remain subject to the issuers credit risk.
Morgan Stanley Finance LLC issues contingent income memory auto-callable notes due March 9, 2029. Each note has a $1,000 stated principal and a contingent annual coupon of 8.60% payable only when all three underliers meet coupon barrier levels on observation dates.
The notes reference the XLE Fund, the NDXT Index and the RTY Index; automatic early redemption can occur on scheduled redemption determination dates if each underlier is at or above its call threshold (100% of initial level). Coupon barrier levels are 70% of initial level and downside thresholds are 60% of initial level, so principal is at risk if the worst performing underlier falls below its downside threshold.
Morgan Stanley Finance LLC priced a $1,000,000 issuance of structured, principal-at-risk notes fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an upside payment of $435 (43.50%) if the worst performing underlier finishes at or above its buffer.
The securities are linked to the worst performing of Dell Technologies Inc. (Class C), Robinhood Markets, Inc. (Class A) and NVIDIA Corporation common stock, have a strike date February 17, 2026, a pricing date February 18, 2026, an observation date March 2, 2027 and a maturity date March 5, 2027. The buffer is 30%, the downside factor is 1.4286 and there is no minimum payment at maturity; investors can lose their entire principal. The estimated value on the pricing date was $969.40 per security and agent fees were $10 per security.