Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC is issuing principal-at-risk Enhanced Trigger Jump Securities linked to the State Street® Consumer Discretionary Select Sector SPDR® ETF. Each note has a $1,000 stated principal amount, with $500,000 aggregate principal and an issue price of $1,000 per security.
At maturity on February 9, 2029, if the ETF’s final level is at or above the downside threshold of $94.392 (80% of the $117.99 initial level), holders receive $1,000 plus a fixed upside payment of $295, a 29.50% return. If the final level is below the threshold, repayment is $1,000 multiplied by the performance factor (final level divided by initial level), so investors lose 1% of principal for each 1% decline, up to a complete loss.
The notes pay no interest, are unsecured obligations of MSFL fully and unconditionally guaranteed by Morgan Stanley, and will not be listed on any exchange. The estimated value on the pricing date is $976.70 per security, reflecting issuer costs and an internal funding rate, and secondary market prices may be lower. The securities carry issuer credit risk, potential limited liquidity, sector concentration risk in consumer discretionary stocks, and complex U.S. federal income tax treatment.
Morgan Stanley Finance LLC offers a Preliminary Pricing Supplement for Buffered PLUS Principal at Risk Securities due February 18, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $982.90.
Payoff is tied to the worst performing of three underliers — the iShares MSCI EAFE ETF (EFA), iShares MSCI Emerging Markets ETF (EEM) and the Nikkei Stock Average (NKY). If the worst performing underlier appreciates, investors receive principal plus a 210% leverage on that appreciation. A buffer of 15% (buffer level = 85% of the initial level) protects against losses up to that amount; if the worst underlier falls below the buffer, investors lose 1% for each 1% decline beyond the buffer, subject to a minimum payment at maturity of 15% of principal.
Morgan Stanley Finance LLC priced principal-at-risk callable notes linked to Amazon.com common stock. Each note has a stated principal amount of $1,000, an annual fixed coupon of 8.25%, a first redemption date of February 17, 2027 and maturity on February 17, 2028.
If not called, repayment at maturity depends on the final closing level of the underlier on the observation date: if the final level is at or above a downside threshold equal to 60% of the initial level, investors receive principal; if below, principal is multiplied by final/initial level, exposing investors to full downside (principal could be zero). The notes are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley, and all payments are subject to issuer credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk Dual Directional Jump Securities due March 2, 2029 linked to the worst performing of Microsoft, Alphabet (Class A) and NVIDIA common stock. Each security has a stated principal amount of $1,000, an early redemption payment of $1,500 on the first determination date and an upside participation rate of 300%.
The securities pay no regular interest, are unsecured obligations of MSFL and are unconditionally guaranteed by Morgan Stanley. Automatic early redemption is determined on March 2, 2027. If not called, payout at maturity depends on the worst performing underlier versus its initial level and a downside threshold of 60% of initial level; losses can be 1% for each 1% decline and could result in a total loss of principal. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced Principal at Risk Trigger Jump Securities linked to the common stock of EMCOR Group, Inc. with a stated principal amount of $1,000 per security and an aggregate principal amount of $469,000.
The securities have an initial level of $764.35 (strike date February 6, 2026), an upside payment of $515 per security (51.50% of principal), a downside threshold of $573.263 (approximately 75% of the initial level), an observation date of February 7, 2028 and a maturity date of February 10, 2028.
At maturity the payout is: principal plus the upside payment if the final level is >= initial level; principal only if the final level is >= downside threshold but < initial level; otherwise holders lose an amount proportional to the decline in the underlier, with no minimum payment. All payments are subject to Morgan Stanley and MSFL credit risk.
Morgan Stanley Finance LLC prices principal‑at‑risk notes tied to Amazon.com, Inc. stock
The offering is unsecured and fully guaranteed by Morgan Stanley, with an issue price of $1,000 per security and an estimated value on the pricing date of approximately $979.90. The notes have an initial level of $208.72 (closing on February 9, 2026), a downside threshold of $156.54 (75% of the initial level), an upside payment of $156.70 (15.67% of principal) and a maturity on March 12, 2027 after an observation date of March 9, 2027. If the final level is below the threshold, investors lose 1% of principal for each 1% decline in the underlier; there is no minimum payment. Commissions of up to $10.42 per $1,000 stated principal are disclosed and proceeds to the issuer are shown as $989.58 per security.
Morgan Stanley Finance LLC is issuing callable contingent income securities linked to Best Buy Co., Inc. common stock, with a total aggregate principal amount of $446,000 and a stated principal amount of $1,000 per security. The notes pay a contingent coupon at 15.00% per year, but only when the Best Buy share price on an observation date is at or above the coupon barrier level of $39.676, which is 56.35% of the initial level of $70.41.
Beginning August 11, 2026, the notes may be called in whole at certain dates if a risk-neutral valuation model indicates it is economically rational for Morgan Stanley to redeem, in which case investors receive principal plus any due coupon and no further payments. At maturity on February 10, 2028, if not redeemed and Best Buy’s final level is at or above the same downside threshold level of $39.676, investors get back principal plus any final coupon; otherwise, they lose 1% of principal for each 1% decline in the stock from the initial level, potentially losing their entire investment. The securities are unsecured obligations of Morgan Stanley Finance LLC, fully and unconditionally guaranteed by Morgan Stanley, with an estimated value on the pricing date of $978.10 per security, below the $1,000 issue price.
Morgan Stanley Finance LLC is issuing $496,000 of callable contingent income securities linked to Ford Motor Company stock, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, matures on February 10, 2028, and is part of the Series A Global Medium-Term Notes program.
Investors may receive a contingent coupon at an annual rate of 14.05%, paid only if Ford’s share price on each observation date is at or above the $8.28 coupon barrier, which is 60% of the $13.80 initial level. The same $8.28 level serves as the downside threshold: if the final level on the February 7, 2028 observation date is below this threshold and the notes have not been called, the maturity payment is reduced 1% for every 1% decline in Ford’s stock from the initial level, potentially to zero.
The notes can be redeemed early in whole, but not in part, on specified redemption dates starting August 11, 2026, if a risk-neutral valuation model indicates it is economically rational for the issuer to call them. The estimated value on the pricing date is $990.20 per security, reflecting issuing, selling, structuring and hedging costs and an internal funding rate that is advantageous to the issuer. Payments depend entirely on Morgan Stanley’s and MSFL’s credit and the notes will not be listed on any exchange, so liquidity may be limited.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $2,054,000 of Buffered Jump Securities with an auto-call feature linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index, maturing February 11, 2031, at $1,000 issue price per security.
The notes can be automatically redeemed starting February 12, 2027 if the index is at or above the 1,256.92 call threshold, paying fixed step-up amounts up to $1,926.25. If held to maturity and the index is at or above the threshold, investors receive $1,975.00; if between the 1,068.382 buffer level and the threshold, they receive principal only.
If the final index level falls below the buffer, principal is reduced 1% for each 1% decline beyond the 15% buffer, subject to a minimum payment of 15% of principal. The estimated value on the pricing date is $911.80 per $1,000, and the notes pay no interest and carry full issuer and guarantor credit risk.
Morgan Stanley Finance LLC is issuing Jump Securities with an auto-callable feature linked to the worst performer of the Dow Jones Industrial Average, Nasdaq-100® Technology Sector Index and Russell 2000® Index. Each security has a $1,000 stated principal amount and total issuance of $3,760,000, with an original issue price of $1,000 and an estimated value on the pricing date of $960.20.
The note can be automatically redeemed on February 19, 2027 for $1,200 per security if each index is at or above its initial level on the first determination date. If held to February 9, 2029 and not called, investors receive principal plus a leveraged upside payment at a 170% participation rate based on the appreciation of the worst-performing index, principal only if all final levels stay at or above 70% of their initial levels, or a loss of 1% of principal for each 1% decline in the worst performer below that threshold, potentially down to zero.
The securities pay no interest, are unsecured obligations of MSFL fully guaranteed by Morgan Stanley, are not listed on any exchange and may have limited liquidity. The structure embeds issuance, selling and hedging costs, so the estimated value is lower than the issue price, and holders are fully exposed to Morgan Stanley’s credit risk.