Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is issuing structured notes linked to the worst-performing of Broadcom, JPMorgan Chase and Microsoft common stocks, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount, with an aggregate principal of $514,000, maturing on July 21, 2031.
Investors may receive a 10.75% per annum contingent coupon, payable monthly only if on each observation date all three stocks close at or above their coupon barrier levels, set at 75% of their initial levels. The notes are automatically redeemed at par plus the applicable coupon if on any redemption determination date all three stocks are at or above their 100% call threshold levels.
If the notes are not called, investors receive the full principal at maturity, plus the final contingent coupon if conditions are met; there is no downside to principal from stock performance, but all payments are subject to Morgan Stanley’s credit risk. The notes are offered at $1,000 per note, with an estimated value on the pricing date of $974.20, will not be listed on any exchange, and are intended for fee-based advisory accounts.
Morgan Stanley Finance LLC is issuing Jump Securities with an auto-callable feature due April 20, 2028, fully and unconditionally guaranteed by Morgan Stanley. The notes are linked to the worst performing of the Russell 2000® Index and the State Street® Technology Select Sector SPDR® ETF and are principal-at-risk securities that pay no interest.
The notes are issued at $1,000 per security with an aggregate principal amount of $2,347,000; the dealer-estimated value on the pricing date is $971.30 per security. Automatic early redemption can occur starting October 16, 2026 if the closing level of both underliers is at or above their call threshold levels (95% of initial levels: 2,825.839 for the RTY Index and $168.644 for the XLK Fund), paying call amounts that correspond to an annualized return of about 15.00%.
If not redeemed early, maturity payment per $1,000 is: $1,262.50 if both final levels are at or above their call thresholds; $1,000 if either is below its call threshold but both are at or above their downside thresholds (70% of initial levels: 2,082.197 and $124.264); or $1,000 × the performance factor of the worst performer if either finishes below its downside threshold, exposing investors to full downside in that underlier. All payments depend on Morgan Stanley’s credit.
Morgan Stanley Finance LLC is issuing Buffered Jump Securities with Auto-Callable Feature due July 19, 2029, linked to the worst performing of the Dow Jones Industrial Average and the S&P 500 Index, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and issue price, with an aggregate principal amount of $755,000.
The notes may be automatically redeemed on July 28, 2027 for $1,100 per security if on July 23, 2027 each index closes at or above its initial level. If held to maturity and not called, investors receive: principal plus an upside payment if each final index level exceeds its initial level (with a 198% participation rate on the worst performer); principal only if neither index breaches its 15% buffer; or a loss of 1% of principal for each 1% decline of the worst performer beyond the buffer, subject to a minimum payment of 15% of principal.
The initial levels are 52,552.97 for the Dow Jones Industrial Average and 7,533.77 for the S&P 500 Index, with buffer levels at 85% of those values. The estimated value on the pricing date is $986.00 per security, below the issue price due to issuance, structuring and hedging costs. The securities pay no interest, are unsecured, expose investors to the downside of the worst performing index beyond the buffer, and all payments depend on Morgan Stanley’s credit.
Morgan Stanley Finance LLC is issuing Dual Directional Jump Securities with Auto-Callable Feature, linked to the S&P 500® Futures Excess Return Index, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount and an aggregate issuance of $1,000,000.
The notes are principal-at-risk, pay no interest, and may be automatically redeemed starting July 23, 2027 if the index is at or above the 603.07 call threshold, for fixed payments of $1,100 or $1,200 on the first two determination dates. If held to July 21, 2031 and not called, investors receive: enhanced upside of 125% of index gains above the 603.07 initial level; or, for index declines down to the 422.149 downside threshold, a positive payoff based on the absolute decline, capped at a 30% gain; or, for levels below the downside threshold, a loss of 1% of principal for each 1% index decline, potentially down to zero.
The estimated value on the pricing date is $940 per $1,000 note, reflecting issuance, selling, structuring and hedging costs. All payments are subject to the credit risk of Morgan Stanley Finance LLC and Morgan Stanley.
Morgan Stanley Finance LLC is offering $5,250,000 of Enhanced Trigger Jump Securities linked to the S&P 500® Index, fully and unconditionally guaranteed by Morgan Stanley. These principal-at-risk notes pay no interest and do not guarantee any return of principal.
Each security has a stated principal amount and issue price of $1,000$987.10. If on the August 16, 2027 observation date the S&P 500® closing level is at or above the downside threshold level of 6,057.92 (80% of the initial level of 7,572.40), investors receive $1,000 plus a fixed upside payment of $90.50 per security, a 9.05% return.
If the final index level is below the downside threshold, the maturity payment is $1,000 multiplied by the performance factor (final level / initial level), producing a 1% loss of principal for each 1% index decline and potentially zero recovery. The securities are unsecured obligations subject to the credit risk of MSFL and Morgan Stanley, may have limited or no secondary market liquidity, and involve complex U.S. tax and Section 871(m) considerations.
Morgan Stanley Finance LLC is offering Step-Up Jump Notes with Auto-Callable Feature due July 22, 2033, linked to the Morgan Stanley Amplitude Index and fully and unconditionally guaranteed by Morgan Stanley. The notes pay no interest and return principal at maturity, subject to issuer credit risk.
The notes are issued at $1,000 per note, in an aggregate principal amount of $100,000, with an estimated value on the pricing date of $892.80 per note. They may be automatically redeemed starting July 16, 2027 for fixed call payments rising from $1,160 to $1,960 per note if the index meets call thresholds. If not called and the final index level exceeds the initial level of 205.83, investors receive principal plus 100% of index appreciation; otherwise only principal is repaid.
Morgan Stanley Finance LLC is offering Trigger Performance Leveraged Upside Securities (Trigger PLUS), principal-at-risk notes fully and unconditionally guaranteed by Morgan Stanley, in an aggregate principal amount of $260,000 at $1,000 per security.
The notes mature on July 21, 2031 and are linked to the worst performance of the EURO STOXX 50 Index and the iShares MSCI Emerging Markets ETF. If the final level of each underlier exceeds its initial level, investors receive principal plus a leveraged upside payment equal to 263% of the appreciation of the worst performer. If either underlier finishes at or below its initial level but both remain at or above 80% of their initial levels, only principal is repaid.
If the final level of either underlier falls below its downside threshold, investors lose 1% of principal for each 1% decline of the worst performer, with no minimum payment; the payoff can be zero. The estimated value on the pricing date is $944.50 per security, below issue price, and all payments are subject to Morgan Stanley’s and MSFL’s credit risk.
An affiliate associated with Morgan Stanley (MS) filed a notice to sell common stock under Rule 144. The planned transaction covers up to 4,040 shares of common stock, with an aggregate market value of $869,044.40, to be sold for cash on or after July 20, 2026 on the NYSE. The filing also lists a prior sale during the past three months of 2,775 shares of common stock on April 20, 2026 for total proceeds of $531,204.38.
Morgan Stanley Finance LLC is issuing Contingent Income Memory Auto-Callable Securities due July 19, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 principal amount within a total offering of $1,187,000, linked to the worst performer of the Nasdaq‑100 Index, Russell 2000 Index and State Street SPDR S&P Regional Banking ETF.
Investors may receive a contingent coupon at 8.50% per annum on scheduled payment dates, but only if on the related observation date the closing level of each underlier is at or above its coupon barrier, set at 70% of the initial level. Missed coupons can be paid later (“memory” feature) if a future observation meets the barrier condition.
The notes are auto‑callable quarterly from January 19, 2027: if all underliers are at or above 100% of initial, investors receive principal plus the current and any unpaid coupons, and the notes terminate. If held to maturity and all final levels are at or above the 60% downside threshold, principal is repaid (plus any due coupons). If any underlier finishes below its downside threshold, repayment is reduced 1% for each 1% decline of the worst performer, potentially to $0.
The securities are unsecured, subject to the credit risk of Morgan Stanley Finance LLC and Morgan Stanley. The estimated value on the pricing date is $955.80 per $1,000 note, reflecting embedded costs and hedging; secondary market prices are expected to be lower than the issue price.
Morgan Stanley Finance LLC is offering Jump Notes with an auto-callable feature due July 19, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount and is linked to the worst performer among Alphabet Class A, Meta Class A and Microsoft common stock.
The notes pay no interest. They are automatically redeemed on July 22, 2027 for $1,142 per note if on July 19, 2027 each stock is at or above its call threshold (90% of its initial level). If not called, at maturity investors receive principal plus a 125% participation in the appreciation of the worst performing stock if all three finish above their initial levels; otherwise they receive only principal. Initial levels are $354.46 for Alphabet, $664.54 for Meta and $401.10 for Microsoft. The estimated value on the pricing date is $970.80 per note, reflecting issuance, structuring and hedging costs. The notes are unsecured, not exchange-listed, subject to Morgan Stanley’s credit risk, and treated as contingent payment debt instruments for U.S. tax purposes.