Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing contingent income auto-callable securities due June 22, 2028 linked to the Global X Uranium ETF. Each security has a $1,000 stated principal amount and issue price, with an aggregate principal amount of $581,000.
Investors may receive a 16.25% per annum contingent coupon, paid only if on each observation date the ETF’s closing level is at or above the coupon barrier of $23.466, which is 60% of the $39.11 initial level. The notes are automatically redeemed if on a redemption determination date the ETF is at or above the $39.11 call threshold (100% of the initial level), paying principal plus the coupon for that period. If not called and the final level is at or above the downside threshold of $23.466, principal is repaid; if below, repayment is reduced in proportion to the ETF’s decline and can fall to zero. The estimated value on the pricing date is $967.40 per security, and all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is issuing Callable Contingent Income Buffered Securities due January 21, 2027, fully and unconditionally guaranteed by Morgan Stanley, with an aggregate principal amount of $13,015,000 and a stated principal amount of $1,000 per security.
The notes are linked to the worst performer of the SPDR Gold Trust (GLD), VanEck Gold Miners ETF (GDX) and VanEck Junior Gold Miners ETF (GDXJ). Investors may receive a contingent coupon at an annual rate of 16.00% on each coupon payment date only if, on the related observation date, the closing level of each underlier is at or above its coupon barrier level, set at 77.50% of its initial level.
Beginning October 20, 2026, the issuer may redeem the notes early on specified redemption dates for principal plus any due coupon, but only if a risk neutral valuation model indicates redemption is economically rational for Morgan Stanley. At maturity, if not redeemed and each underlier’s final level is at or above its buffer level (also 77.50% of initial), investors receive principal (plus final coupon if payable. If any underlier finishes below its buffer level, principal is reduced by 1.2903% for every 1% decline of the worst underlier beyond the 22.50% buffer; the payment can be zero. The estimated value on the pricing date is $980.10 per security, and all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is issuing Enhanced Trigger Jump Securities maturing January 21, 2028, linked to the worst performer of the Nasdaq-100, Russell 2000 and S&P 500 indices. The notes pay no interest and are fully and unconditionally guaranteed by Morgan Stanley.
Each security has a stated principal of $1,000. If, on the January 18, 2028 observation date, the final level of each index is at or above its downside threshold (70% of its initial level), holders receive $1,000 plus a fixed upside payment of $165, a 16.50% return, regardless of how much the indices have risen within that range.
If any index finishes below its downside threshold, repayment is reduced 1% for every 1% decline of the worst performing index (final level divided by initial level), with no minimum payment, so principal can be fully lost. The securities’ estimated value on the pricing date is $983.40 per $1,000, reflecting issuance, structuring and hedging costs and Morgan Stanley’s funding rate, and secondary market liquidity may be limited. All payments depend on Morgan Stanley’s and MSFL’s credit.
Morgan Stanley Finance LLC is offering Buffered Jump Securities with Auto-Callable Feature and Downside Factor due July 29, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and is linked to the worst performing of the Dow Jones Industrial Average, Nasdaq-100 Index® and S&P 500® Index.
The securities may be automatically redeemed on July 30, 2027 for an early redemption payment of $1,180 per security if, on July 27, 2027, the closing level of each index is at or above 95% of its initial level. If not redeemed, at maturity investors receive $1,000 plus an upside payment equal to 125% of the gain of the worst performing index if all final index levels exceed their initial levels; $1,000 if each final level is at or above 80% of its initial level; or a reduced amount if any final level is below 80%, reflecting a 1.25% loss of principal for every 1% decline of the worst performer beyond the 20% buffer.
The securities do not guarantee return of principal or pay interest, have no minimum payment at maturity, and all payments are subject to Morgan Stanley’s credit risk. The estimated value on the pricing date is approximately $978.90 per security, reflecting issuance, selling, structuring and hedging costs borne by investors.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering structured “Jump Notes with Auto-Callable Feature” due July 19, 2029, with a $1,000 stated principal amount per note and an aggregate principal amount of $595,000. The notes pay no interest and are unsecured obligations subject to Morgan Stanley’s credit risk.
The notes are linked to the worst performing of Broadcom Inc., JPMorgan Chase & Co., and Microsoft Corporation common stock. On July 16, 2026, initial levels were set at $374.45 for AVGO, $343.15 for JPM, and $401.10 for MSFT, which also serve as 100% call threshold levels. If, on July 19, 2027, each underlier’s closing level is at or above its call threshold, the notes are automatically redeemed for an early redemption payment of $1,318 per note and no further payments are made.
If not redeemed early and the final level of each underlier on July 16, 2029 exceeds its initial level, investors receive the stated principal plus an upside payment equal to 125% of the percentage gain of the worst performing underlier. If any final level is at or below its initial level, repayment is limited to principal. The estimated value on the pricing date is $971.00 per note, below the $1,000 issue price, reflecting issuance, structuring and hedging costs, and secondary market liquidity may be limited.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing principal-at-risk Jump Securities with an auto-call feature maturing July 21, 2031, linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index. Each security has a $1,000 stated principal amount and issue price, with an aggregate principal amount of $540,000.
The notes may be automatically redeemed on July 22, 2027 for $1,252.50 per security if the underlier closes at or above the call threshold of 3,154.284 (90% of the initial level 3,504.76). If not called, at maturity investors receive principal plus a leveraged gain based on a 318% participation rate if the final level exceeds the initial level, only principal if the final level is at or above the downside threshold of 1,752.38 (50% of initial), and a proportional loss of 1% per 1% decline below that level, potentially down to zero.
The estimated value on the pricing date is $925.20 per security, below the $1,000 issue price due to issuing, selling, structuring and hedging costs. The securities pay no interest, are unsecured obligations subject to the credit risk of MSFL and Morgan Stanley, reference an index with a 4% per annum decrement and leverage features, and carry complex market, liquidity, tax and index-construction risks.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering structured Buffered Jump Securities with an auto-call feature linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index, maturing July 21, 2031. Each security has a $1,000 stated principal amount and the aggregate principal is $2,195,000.
The notes are automatically redeemed on scheduled determination dates if the index is at or above the call threshold level of 1,320.26, paying fixed cash amounts that correspond to an annualized return of about 23.25%. If held to maturity, investors receive $2,162.50 per security if the final index level is at or above the call threshold.
A 15% buffer applies: if the final level is below the call threshold but at or above the buffer level of 1,122.221, only principal is returned; below the buffer, principal is reduced 1% for each 1% further decline, subject to a minimum payment of 15% of principal. The securities pay no interest, expose investors to issuer credit risk, and have an estimated value on the pricing date of $892.90 per $1,000, reflecting embedded costs and issuer pricing.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing S&P 500®-linked Jump Securities with an auto-call feature maturing on July 21, 2032. The offering totals $1,000,000, at $1,000 stated principal amount and issue price per security.
The notes are principal-at-risk, pay no interest and do not offer upside participation in the S&P 500® Index. If on any determination date before maturity the index closes at or above the call threshold level of 7,533.77, the notes are automatically redeemed for a fixed cash amount that corresponds to a return of approximately 9.55% per annum, ranging from $1,095.50 on the first call date up to $1,477.50 on the fifth.
If not called and the final index level is at or above the call threshold, investors receive $1,573.00 per security at maturity. Otherwise, repayment equals $1,000 multiplied by the performance factor (final level/initial level), resulting in a 1-for-1 loss with index declines and potentially zero repayment. The estimated value on the pricing date is $978.20 per security, below the issue price, reflecting issuance, selling, structuring and hedging costs. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering Enhanced Trigger Jump Securities, unsecured notes linked to the S&P 500® Index, fully and unconditionally guaranteed by Morgan Stanley. The notes have a $1,000 stated principal amount, an issue price of $1,000 per security and an aggregate principal amount of $2,000,000, maturing on July 21, 2031.
The initial S&P 500® level is 7,533.77, with a downside threshold of 6,027.016 (80% of the initial level). At maturity, if the final level is at or above the downside threshold, investors receive $1,000 plus the greater of a fixed $200 upside payment or the index percentage gain, capped at a maximum payout of $1,853 per security (185.30% of principal). If the final level is below the downside threshold, repayment is reduced 1% for each 1% index decline, with no minimum payment and potential total loss of principal.
The securities pay no interest and all amounts are subject to the credit risk of MSFL and Morgan Stanley. The estimated value on the pricing date is $956.20 per security, below the issue price due to structuring, hedging and distribution costs. MS & Co. acts as agent, receiving a $30 sales commission per note, with proceeds to the issuer of $970 per security.
Morgan Stanley Finance LLC is offering $2,400,000 of Contingent Income Auto‑Callable Securities linked to Netflix, Inc. common stock, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 principal amount, issues on July 21, 2026 and matures on July 19, 2029, subject to automatic early redemption.
Investors receive a contingent coupon at 11.75% per annum only if, on each observation date, Netflix’s closing level is at or above the coupon barrier of $44.61 (60% of the $74.35 initial level). The notes are auto‑called if Netflix is at or above the 100% call threshold of $74.35 on specified determination dates, returning principal plus that period’s coupon.
If not called and the final level is at or above the downside threshold of $44.61, investors receive principal back (plus any final coupon). If the final level is below this threshold, repayment is reduced 1-for-1 with the stock’s decline, potentially to zero. The estimated value on the pricing date is $965.60 per security, below the issue price, and all payments are subject to Morgan Stanley’s and MSFL’s credit risk and complex, uncertain U.S. tax treatment.