Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC is offering principal-at-risk buffered auto-callable securities linked to the worst performing of the Russell 2000® Index and the S&P 500® Index with an aggregate principal amount of $5,288,000. The securities pay a fixed coupon at an annual rate of 6.95%, have an original issue price of $1,000 per security and mature on August 23, 2027.
The notes feature automatic early redemption if, on a redemption determination date (first on August 19, 2026), the closing level of each underlier is greater than or equal to its call threshold (set at 100% of the initial level). At maturity, if the final level of either underlier is below its buffer level (75% of initial), investors suffer a loss calculated using a 25% buffer and a downside factor of 1.3333, which can reduce principal to zero. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC issues $15,475,000 autocallable Tokyo Stock Price Index‑linked notes due February 20, 2030, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 Face Amount, may be automatically called on specified observation dates beginning February 25, 2027, and caps the maximum maturity payment at $1,466.00 per note (a 46.60% maturity premium). The notes do not pay interest, have an estimated trade‑date value of $944.40 per note, and carry issuer credit risk; investors may lose some or all principal and will not receive dividends or other rights in the underlying index components. Net proceeds to the issuer are stated as $14,856,000.
Morgan Stanley Finance LLC priced and offered auto-callable, principal-at-risk securities linked to the lowest performing of the Dow Jones Industrial Average and the S&P 500® Index. The offering totals $2,000,000 at a $1,000 face amount per security, with an estimated value of $958.80 on the February 18, 2026 pricing date. The securities mature on February 23, 2029, are callable on annual calculation days beginning February 23, 2027, and provide fixed call payments of $1,081.50, $1,163.00 and $1,244.50 on the respective call settlement dates. If not called, the maturity payment exposes holders to the negative performance of the lowest performing underlying beyond a 10% buffer, potentially resulting in up to 90% principal loss. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC prices principal-at-risk auto-callable notes offering an aggregate principal amount of $2,111,000 with a stated principal amount of $1,000 per security. The securities pay a fixed coupon of 13.35% per annum and are callable monthly beginning on February 18, 2027 if each underlying meets its 100% call threshold.
At maturity on February 23, 2028, if any underlier is below its 70% downside threshold (GOOGL $212.331, LLY $714.392, WMT $88.62), repayment is reduced by the performance factor of the worst performing underlier; principal could be significantly reduced or zero. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is pricing callable, principal-at-risk notes due March 2, 2028 linked to the common stock of MGM Resorts International. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of approximately $983.70.
The notes pay a contingent coupon at an annual rate of 15.00% on each coupon payment date only if the closing level of the underlier on the related observation date is at or above the coupon barrier (set at 60% of the initial level). Beginning September 1, 2026, Morgan Stanley may call the notes on specified redemption dates if a risk-neutral valuation model indicates redemption is economically rational. If not called and the final level is below the downside threshold (also 60% of the initial level), payment at maturity equals the stated principal multiplied by the performance factor (final level / initial level), exposing investors to potentially substantial or total loss of principal.
Morgan Stanley Finance LLC is offering $1,275,000 aggregate principal of structured notes called Trigger PLUS due February 21, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an issue price of $1,000.
The notes reference a performance‑allocation basket composed of the S&P 500, EURO STOXX 50 and Russell 2000 with initial levels of 6,881.31, 6,103.37 and 2,658.609 respectively (strike/pricing date February 18, 2026). The payoff uses a 110% leverage factor and a downside trigger of −30%. If the basket performance factor is positive, investors receive principal plus leveraged upside; if the factor is between 0 and −30 they receive principal; if below −30 they suffer pro rata losses and could lose their entire investment.
Morgan Stanley Finance LLC is offering a principal-at-risk structured note issue with an aggregate principal amount of $655,000 consisting of $1,000 per security. The notes are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley.
The securities are linked to the worst performing of the S&P 500, Nasdaq-100 and Russell 2000, include an automatic early redemption feature beginning with the first determination date on February 19, 2027, and mature on February 23, 2029. Fixed early redemption payments and a fixed positive maturity payment apply if all underliers meet call thresholds; a 70% downside threshold applies and losses at maturity are determined by the performance of the worst performing underlier.
Morgan Stanley Finance LLC is offering Principal-at-Risk auto‑callable securities, aggregate principal amount $1,304,000, stated principal amount $1,000 per security.
The securities are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, pay a fixed coupon at an annual rate of 19.10%, and may be automatically redeemed on scheduled redemption determination dates beginning February 18, 2027. The observation date is February 17, 2028 and the maturity date is February 23, 2028.
Automatic early redemption occurs if the closing level of each underlying (Broadcom, Meta Class A, Palantir Class A) is greater than or equal to its call threshold (each equal to its initial level). At maturity, if the final level of any underlier is below its downside threshold (each set at 70% of initial level), payment will equal stated principal multiplied by the worst performing underlier’s performance factor; principal could be significantly reduced or zero. The estimated value on the pricing date was $957.20 per security and the issue price was $1,000 per security (agent commission $32.50 per security).
Morgan Stanley Finance LLC is offering Principal-at-Risk auto-callable notes due February 23, 2028 with an aggregate principal amount of $2,226,000 and a stated principal amount of $1,000 per security. The notes pay a fixed coupon of 7.70% annually, are fully and unconditionally guaranteed by Morgan Stanley, and are linked to the worst performing of the Nasdaq-100 Index, the S&P 500 Index and the State Street Utilities Select Sector SPDR ETF. The notes feature monthly coupons, automatic early redemption if all underliers meet call thresholds on a redemption determination date (first such date: February 18, 2027), and principal at risk at maturity if the worst performing underlier is below an 80% downside threshold. All payments are subject to issuer credit risk.
Morgan Stanley Finance LLC is offering callable Principal at Risk notes linked to the S&P 500® Futures Excess Return Index with a $1,000 stated principal amount per security. The securities issue on March 10, 2026 and mature on June 10, 2030.
Key economics: a 25% buffer (buffer level = 75% of initial level), a downside factor of 1.3333, and a participation rate of 156% for upside. If final index < buffer, losses scale at 1.3333% per 1% below the buffer. The securities are callable beginning March 17, 2027 with fixed redemption payments corresponding to roughly 18.00% per annum on early redemption dates. Estimated value on pricing date: approximately $946.00 per security. All payments are subject to issuer and guarantor credit risk.