Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing structured Callable Contingent Income Securities due June 22, 2028, linked to the worst performer of the Russell 2000 Index, S&P 500 Index and State Street Technology Select Sector SPDR ETF. The notes have a stated principal amount of $1,000 per security and an aggregate principal amount of $950,000.
Investors may receive a contingent coupon at 15.00% per annum, paid only if on each observation date the closing level of every underlier is at or above its coupon barrier, set at 70% of the initial level for each underlier. If any underlier is below its barrier on an observation date, no coupon is paid for that period.
Starting October 21, 2026, the issuer may redeem the notes on specified redemption dates for principal plus any due coupon if, based on a risk‑neutral valuation model using market inputs and Morgan Stanley credit spreads, early redemption is economically rational for the issuer. At maturity, if not redeemed and each underlier’s final level is at or above its downside threshold (also 70% of initial), investors receive principal (plus any final coupon). If any underlier is below its threshold, repayment is reduced 1% for every 1% decline of the worst‑performing underlier, potentially to zero. All payments are subject to Morgan Stanley’s credit risk, and the notes do not participate in any upside of the underliers.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering market-linked, principal-at-risk securities with a $1,000 face amount each, linked to the lowest performing of Microsoft, ServiceNow and Palantir common stocks and scheduled to mature on July 19, 2029, unless auto-called earlier.
The total offering size is $1,652,000, with agents’ commissions of $25.75 per security and proceeds to the issuer of $974.25 per security. The current estimated value on the pricing date is $904.40 per security, below the face amount due to issuance, selling, structuring and hedging costs.
If on the July 21, 2027 call date the lowest-performing stock is at or above its call price (85% of its starting price), the notes are automatically called and pay a fixed $1,400 per security (a 40.00% return), with no further payments. If not called, at maturity investors receive either 462% leveraged participation in the positive return of the lowest-performing stock, par if that stock finishes between its starting and 50% threshold price, or are fully exposed to its downside below the 50% threshold and can lose more than 50%, up to their entire principal. The notes pay no interest or dividends and all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering Enhanced Trigger Jump Securities maturing July 21, 2031, linked to the worst performing of the Russell 2000 Index and the S&P 500 Index, fully and unconditionally guaranteed by Morgan Stanley. The notes have a stated principal amount of $1,000 per security, an aggregate principal amount of $2,665,000, pay no interest and do not guarantee any return of principal.
At maturity, if the final level of each index is at or above its downside threshold level (65% of its initial level), holders receive $1,000 plus a fixed upside payment of $480 per security, regardless of how much the worst index has appreciated or modestly declined. If either index finishes below its downside threshold, the payoff is $1,000 multiplied by the performance factor of the worst performing index, resulting in a 1% loss of principal for each 1% decline, with no minimum repayment, so the investment can go to zero.
The initial levels are 2,974.567 for the Russell 2000 and 7,533.77 for the S&P 500, with corresponding downside thresholds of 1,933.469 and 4,896.951. The estimated value on the pricing date is $986.40 per security, below the $1,000 issue price due to embedded issuing, selling, structuring and hedging costs. All payments are subject to the credit risk of Morgan Stanley Finance LLC and Morgan Stanley, and secondary market liquidity may be limited.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering market-linked, auto-callable structured notes tied to the lowest performing of Booking Holdings, Netflix and Tractor Supply shares, maturing July 19, 2029. The offering totals $1,003,000 in face amount at $1,000 per security.
The notes pay no interest and expose investors to loss of more than 50%, up to full principal loss, if any underlying falls below its 50% threshold at maturity and the notes are not called. A single call date on July 21, 2027 can trigger automatic redemption at $1,400 per security (a 40% return), after which no further payments are made.
At maturity, if not called, investors receive 500% participation in gains of the lowest performing stock if it ends above its starting price, full principal back if it is between the starting and 50% threshold prices, and linear downside otherwise. The issuer’s estimated value on the pricing date is $900.20 per $1,000 security, reflecting embedded fees and hedging costs.
Morgan Stanley Finance LLC is offering Contingent Income Auto-Callable Securities due January 19, 2029, linked to the common stock of Broadcom Inc. Each security has a stated principal amount of $1,000, an issue price of $1,000 and an aggregate principal amount of $1,845,000. The notes are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, and principal is at risk.
Investors may receive a contingent coupon at a 15.00% annual rate, paid only if on the relevant observation date Broadcom’s closing level is at or above the coupon barrier level of $187.225 (50% of the $374.45 initial level). The notes are auto-callable: if on any redemption determination date the underlier is at or above the call threshold level of $374.45 (100% of initial), they are redeemed early for principal plus the applicable coupon.
If not called, at maturity investors receive principal back only if the final level is at or above the downside threshold of $187.225; otherwise, repayment is reduced in proportion to the underlier’s decline, potentially to zero. The issuer’s estimated value on the pricing date is $970.20 per security, below the issue price, and secondary market liquidity may be limited. All payments are subject to Morgan Stanley’s credit risk and involve complex U.S. tax considerations.
Morgan Stanley Finance LLC is offering market-linked, auto-callable securities tied to the Roundhill Magnificent Seven ETF, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 face amount and an estimated value on the pricing date of $973.80, reflecting issuance, selling, structuring and hedging costs borne by investors.
The notes pay a contingent coupon of 10.65% per annum, paid quarterly only if the ETF’s closing price on the relevant calculation day is at or above 70% of the starting price ($47.684, based on a starting price of $68.12). After a six‑month non‑call period, the notes are automatically called if the ETF closes at or above the starting price on a calculation day, returning principal plus the applicable coupon. If not called and the final ETF price is below the downside threshold (70% of the starting price), repayment of principal is reduced 1:1 with the ETF’s decline, so investors can lose more than 30% and up to all of their investment. Payments depend on Morgan Stanley’s credit, and there may be limited or no secondary market.
Morgan Stanley Finance LLC is offering $1,680,000 of Contingent Income Auto-Callable Securities due July 21, 2031, linked to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500 indices, at $1,000 stated principal amount per security and fully guaranteed by Morgan Stanley.
The notes pay a 7.85% per annum contingent coupon, but only if on each observation date all three indices are at or above their coupon barrier levels, set at 70% of their initial levels. They may be automatically redeemed on specified dates if all indices are at or above their call thresholds, set at 100% of initial levels, in which case investors receive principal plus the applicable coupon.
If not redeemed early, repayment of principal at maturity is contingent on all indices finishing at or above their downside threshold levels, also at 70% of initial levels; otherwise, investors lose 1% of principal for each 1% decline of the worst performing index, potentially down to zero. The estimated value on the pricing date is $944.50 per $1,000 security, reflecting embedded costs, and all payments are subject to Morgan Stanley’s and MSFL’s credit risk.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing Enhanced Trigger Jump Securities linked to the S&P 500® Index, due August 19, 2027, with a stated principal amount of $1,000 per security and an aggregate principal amount of $1,050,000. The notes pay no interest and do not guarantee any return of principal.
At maturity, if the S&P 500 final level is at or above the downside threshold level of 6,436.54 (85% of the initial level 7,572.40), investors receive $1,000 plus a fixed upside payment of $100.40 per security, regardless of how much the index has risen. If the final level is below the threshold, investors lose 1% of principal for each 1% decline in the index, with no minimum payment amount, so a total loss of principal is possible.
The issue price is $1,000 per security, while the issuer’s estimated value on the pricing date is $986.40, reflecting issuance, selling, structuring and hedging costs borne by investors. The securities are unsecured obligations subject to the credit risk of Morgan Stanley Finance LLC and Morgan Stanley, feature limited liquidity, complex U.S. tax treatment, and are not equivalent to a direct investment in the S&P 500® Index.
Morgan Stanley Finance LLC is issuing Dual Directional Buffered PLUS notes linked to the S&P 500® Futures Excess Return Index with an aggregate principal amount of $676,000, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount and issue price of $1,000.
The notes pay no interest and mature on July 21, 2031. If the index rises, holders receive principal plus 170% of the index gain. If the index falls but stays above the 30% buffer (buffer level 70% of the initial level), investors earn a positive “absolute return” up to a 30% maximum gain.
If the final index level is below the buffer level, investors lose 1% of principal for each 1% decline beyond the buffer, subject to a minimum payment of 30% of principal. The initial index level is 603.07, the buffer level is 422.149, and the estimated value on the pricing date is $971 per $1,000 note, reflecting issuance, structuring and hedging costs. All payments depend on Morgan Stanley’s credit and the notes may have limited or no secondary market liquidity.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering auto-callable structured notes (“Jump Notes”) linked to the worst-performing of Alphabet Class A, Amazon.com, and Broadcom common stocks. The notes have a $1,000 stated principal amount and an aggregate principal amount of $723,000, pay no interest, and mature on July 21, 2031.
The notes are automatically redeemed on July 22, 2027 for $1,240 per note if on July 19, 2027 each stock is at or above its call threshold (90% of its initial level). If not called and, at maturity, each final level exceeds its initial level, investors receive principal plus an upside payment equal to 125% of the worst-performing stock’s percentage gain; otherwise, only principal is repaid.
The issue price is $1,000 per note, while the estimated value on the pricing date is approximately $962.40, reflecting structuring and hedging costs. The notes are unsecured, subject to Morgan Stanley’s credit risk, not listed on any exchange, and are expected to be treated as contingent payment debt instruments for U.S. federal income tax purposes.