Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering contingent income auto-callable securities linked to Micron Technology, Inc. common stock, with a $1,000 stated principal amount per security and $967,000 aggregate principal.
The notes pay a 28.00% per annum contingent coupon, but only if on each observation date Micron’s closing level is at or above the coupon barrier level of $341.28 (40% of the initial level). The same level serves as the downside threshold; if at maturity the final level is below this threshold and the notes have not been called, repayment of principal is reduced in proportion to Micron’s decline, potentially to zero.
The notes are automatically redeemed at par plus the applicable coupon if, on any redemption determination date starting January 19, 2027, Micron’s closing level is at or above the call threshold level of $853.20 (100% of the initial level). The issue price is $1,000 per note, with dealer commissions of $10 per note and an estimated value on the pricing date of $974.10, and all payments are subject to Morgan Stanley’s and MSFL’s credit risk.
Morgan Stanley Finance LLC is offering Enhanced Trigger Jump Securities due August 2, 2027, linked to the capital stock of International Business Machines Corporation and fully and unconditionally guaranteed by Morgan Stanley. These unsecured notes pay no interest and do not guarantee any return of principal.
Each security has a stated principal amount of $1,000, an issue price of $1,000 and an aggregate principal amount of $2,835,000. If on the observation date the IBM stock closing level is at or above the downside threshold level of $147.84 (70% of the initial level of $211.20), investors receive $1,000 plus a fixed upside payment of $240 per security, regardless of how much the stock has risen. If the final level is below the downside threshold, the payout is $1,000 multiplied by the performance factor (final level divided by initial level), resulting in a 1% loss of principal for each 1% decline in the underlier, with no minimum payment at maturity.
The estimated value on the pricing date is $980.60 per security, below the issue price due to issuing, selling, structuring and hedging costs borne by investors. Agent’s commissions are up to $10 per $1,000 security. Investors are exposed to the performance of IBM stock, the credit risk of Morgan Stanley and MSFL, limited upside capped at 24%, potential total loss of principal, uncertain tax treatment and limited liquidity in any secondary market.
Morgan Stanley Finance LLC is offering Buffered Jump Securities with Auto-Callable Feature linked to the Nasdaq-100 Index®, fully and unconditionally guaranteed by Morgan Stanley. The notes have a $1,000 stated principal amount per security and an aggregate principal amount of $379,000, bear no interest and expose investors to principal risk.
The notes may be automatically redeemed beginning July 23, 2027 if the index closes at or above the call threshold level of 29,025.77, with fixed early redemption payments ranging from $1,093 to $1,372 per security, corresponding to approximately 9.30% per annum. If held to maturity on July 21, 2031 and not called, investors receive $1,465 per security if the final index level is at or above the call threshold, the principal only if the final level is between the call threshold and the buffer level of 26,123.193, and a loss of 1% per 1% decline beyond the 10% buffer (subject to a minimum payment of 10% of principal).
The issue price is $1,000 per security, including a $25 sales commission and an estimated value on the pricing date of $956.20. Payments depend on Morgan Stanley’s credit, market volatility, and limited liquidity; tax treatment is uncertain and may be affected by future IRS or legislative actions.
Morgan Stanley Finance LLC is issuing Jump Securities with an auto-callable feature due July 19, 2029, fully and unconditionally guaranteed by Morgan Stanley. The notes have a $1,000 stated principal amount and an aggregate principal amount of $750,000, linked to the worst performing of the iShares MSCI EAFE ETF, the Nasdaq-100 Index and the S&P 500 Index.
The notes pay no interest and do not guarantee principal. They may be automatically redeemed on quarterly-style determination dates starting January 19, 2027 if each underlier is at or above its call threshold (100% of its initial level), for early redemption payments corresponding to a return of approximately 10.80% per annum, up to $1,315 per security.
If not called, payment at maturity per security is: $1,324 if each underlier is at or above its call threshold; $1,000 if at least one underlier is below its call threshold but all are at or above their downside thresholds (70% of initial levels); or $1,000 × the performance factor of the worst performing underlier if any underlier is below its downside threshold, which can reduce repayment to zero. The estimated value on the pricing date is $957.30 per security, below the $1,000 issue price, reflecting issuance, selling, structuring and hedging costs. All payments are subject to the credit risk of Morgan Stanley Finance LLC and Morgan Stanley.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk Trigger Autocallable GEARS linked to a weighted basket of 16 U.S. and foreign stocks. Each Security has a $10 issue price and a term of approximately three years, from the July 29, 2026 trade date to the July 31, 2029 maturity date.
The basket’s Initial Level is 100, with each stock weighted 6.25%. The Securities are automatically called if the Observation Date basket level on August 4, 2027 is at or above the Autocall Barrier of 100%, paying $11.35 per $10 Security based on a 13.50% per annum Call Return, with no further upside. If not called and the basket finishes above its initial level, investors receive leveraged exposure via Upside Gearing of 1.30–1.50. If the basket is flat or down but at or above the Downside Threshold of 75, principal is repaid at maturity. If the Final Basket Level is below 75, repayment is reduced one-for-one with the negative Basket Return, up to a total loss of principal. The notes pay no interest or dividends, are unsecured obligations subject to Morgan Stanley’s credit risk, and the estimated value on the trade date is approximately $9.405 per $10 Security.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing principal-at-risk Jump Securities with an auto-call feature linked to the worst performer of the Dow Jones Industrial Average, the Nasdaq-100 Index and the S&P 500 Index. Each security has a $1,000 stated principal amount and issue price, with an aggregate principal amount of $391,000.
The notes may be automatically redeemed on annual determination dates from July 2027 to July 2030 if each index is at or above its call threshold level, equal to 100% of its initial level, for fixed early redemption payments ranging from $1,097.50 to $1,390.00 per security, corresponding to about 9.75% per annum$1,487.50 per security; if any index is below its call threshold but all are at or above their downside thresholds of 70% of initial levels, only principal is returned. If any index ends below its downside threshold, repayment is reduced 1% for each 1% decline in the worst-performing index, potentially to zero. The estimated value on the pricing date is $940.40 per security, and all payments are subject to Morgan Stanley’s and MSFL’s credit risk.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering auto-callable Jump Securities due July 28, 2029, linked to the worst performing of the S&P 500 Index and the S&P 500 Equal Weight Index, with principal at risk and no periodic interest.
The notes have a stated principal amount of $1,000 each and an aggregate principal amount of $800,000, issued at 100% with estimated value of $973.10 per security on the pricing date. Automatic early redemption can occur on determination dates starting July 26, 2027 if both underliers are at or above their call threshold levels, paying $1,096.50 on the first early redemption date or $1,193.00 on the second, corresponding to a return of approximately 9.65% per annum.
If not redeemed early and both final index levels are at or above their downside thresholds (80% of initial), investors receive $1,289.50 at maturity. If either index finishes below its downside threshold, repayment is reduced 1% for each 1% decline of the worst performing underlier, potentially to zero. All payments depend on Morgan Stanley’s credit; the securities are unsecured, unsubordinated obligations and are not insured or bank deposits.
Morgan Stanley Finance LLC is issuing Contingent Income Auto-Callable Securities due July 19, 2029 linked to the common stock of International Business Machines Corporation, fully and unconditionally guaranteed by Morgan Stanley. These are principal-at-risk, unsecured senior notes under the Series A Global Medium-Term Notes program.
Each security has a $1,000 stated principal amount, issue price of $1,000 and aggregate principal of $888,000. A contingent coupon at 16.00% per annum is payable on scheduled coupon dates only if, on the related observation date, IBM’s closing price is at or above the coupon barrier level of $109.525 (50% of the initial level). If this condition is not met, no coupon is paid for that period.
The notes are subject to automatic early redemption starting January 19, 2027: if IBM’s closing level on any redemption determination date is at or above the call threshold level of $219.05 (100% of the initial level), investors receive the stated principal plus the applicable coupon and the notes terminate. At maturity, if not called and the final IBM level is at or above the downside threshold of $109.525, investors receive principal (plus any final coupon). If the final level is below this threshold, the payoff is $1,000 × (final level ÷ $219.05), resulting in a 1% loss of principal for each 1% decline in IBM, and the payment can be zero. The estimated value on the pricing date is $985.40 per security, below the issue price, reflecting structuring and hedging costs. All payments depend on the credit of Morgan Stanley Finance LLC and Morgan Stanley, and the notes may have limited or no secondary market liquidity.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing Enhanced Trigger Jump Securities linked to the S&P 500® Index under its Series A Medium-Term Notes program, with an aggregate principal amount of $700,000 and a stated principal of $1,000 per security.
The notes pay no interest and place principal at risk. At maturity on August 19, 2027, if the S&P 500 final level is at or above the downside threshold level of 5,679.30 (75% of the initial level of 7,572.40), investors receive $1,000 plus a fixed upside payment of $80.40 per security, an 8.04% return, regardless of how much the index has risen within that range. If the final level is below the threshold, repayment equals the stated principal multiplied by the performance factor (final level / initial level), resulting in a 1% loss of principal for each 1% index decline, with no minimum payment and potential total loss of investment.
The issue price is $1,000 per security, with estimated value on the pricing date of $986.40 after issuance, selling, structuring and hedging costs. Morgan Stanley & Co. LLC acts as agent; J.P. Morgan Securities LLC and JPMorgan Chase Bank, N.A. act as placement agents, with fees up to $10.42 per $1,000 security. The securities are unsecured obligations subject to the credit risk of MSFL and Morgan Stanley, may trade at prices below issue, and have complex U.S. federal income tax treatment described as prepaid financial contracts with uncertainties, including potential alternative debt characterization and Section 871(m) considerations for Non-U.S. holders.
Morgan Stanley Finance LLC is issuing Callable Buffered Jump Securities due July 21, 2031, linked to the S&P 500® Futures Excess Return Index, fully and unconditionally guaranteed by Morgan Stanley. These are principal-at-risk notes with no periodic interest payments.
The notes are issued at $1,000 per security, in an aggregate principal amount of $165,000. The estimated value on the pricing date is $923.10 per security, reflecting issuance, selling, structuring and hedging costs borne by investors. All payments are subject to Morgan Stanley’s credit risk.
Beginning July 22, 2027, the issuer may redeem the notes in whole on scheduled redemption dates if a risk neutral valuation model indicates early redemption is economically rational, paying fixed cash amounts that target approximately 21.75% per annum (e.g., $1,217.50 on the first redemption date, rising to $2,069.375 on June 20, 2031), after which no further payments are made.
If not redeemed, the maturity payment depends on index performance from an initial level of 603.07. Investors receive principal plus a 200% participation in any positive index return; full principal if the final level is between the initial level and the buffer level of 512.610 (85% of initial); and a loss of 1% of principal for each 1% decline beyond the 15% buffer, but not less than 15% of principal.