Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC is offering principal at risk, auto-callable structured notes linked to the worst performing of the S&P 500® Index and the Dow Jones Industrial Average. Each security has a $1,000 stated principal amount and an original issue price of $1,000. The securities may be automatically redeemed on the first determination date of March 18, 2027 for an early redemption payment of $1,104 if each underlier meets its call threshold. If not redeemed, final payoff at maturity on March 16, 2029 depends on the worst performing underlier: investors receive principal plus an upside payment (participation rate 150%) if both underliers finish above their initial levels, principal only if both finish at or above their downside thresholds (each 70% of initial level), or a reduced payment tied to the worst performing underlier that could result in a total loss of principal.
All payments are unsecured and subject to Morgan Stanley credit risk; the estimated value on the pricing date was approximately $962.40 per security.
Morgan Stanley Finance LLC priced a preliminary offering of Principal at Risk, contingent-income, memory auto-callable securities linked to the Class A common stock of CoreWeave, Inc., with a stated issue price of $1,000 per security and an estimated value on the pricing date of approximately $933.90.
The securities have a contingent coupon at an annual rate of 35.00%, pay coupons only if the closing level of the underlier meets or exceeds a coupon barrier of 60% of the initial level on observation dates, and feature automatic early redemption if the closing level meets the call threshold of 100% of the initial level on any redemption determination date. The strike date is February 25, 2026, original issue date February 27, 2026, final observation date February 26, 2029, and maturity date March 1, 2029.
At maturity, if the final level is below the downside threshold of 60% of the initial level, payment equals the stated principal multiplied by the performance factor (final level / initial level), exposing holders to proportional principal loss; the closing level on February 20, 2026 was $89.25. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable structured notes due March 16, 2029 linked to the worst performing of the S&P 500® and the Dow Jones Industrial Average. Each note has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $982.20.
The notes can be automatically redeemed on the first determination date of March 18, 2027 for an early redemption payment of $1,138 if each underlier is at or above its call threshold. At maturity, unpaid principal depends on index performance: investors may receive the principal plus an upside payment (participation rate 150%), the stated principal, or a reduced payment that reflects the full decline of the worst performing underlier down to a downside threshold of 70% of the initial level. All payments are unsecured and subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC prices a preliminary offering of contingent income auto-callable securities linked to Broadcom Inc. common stock. Each note has a $1,000 stated principal amount and a contingent coupon at an annual rate of 13.32%, with automatic early redemption mechanics and a final maturity of April 14, 2027.
The securities pay coupons only if the underlier meets a coupon barrier on observation dates and return principal at maturity only if the final level is at or above a downside threshold (both set at 55% of the initial level). If the final level is below the downside threshold, investors suffer pro rata principal loss equal to the underlier decline. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC offers Principal at Risk structured notes with an auto-callable feature due March 18, 2030, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an issue price of $1,000.
The securities link to the worst performing of the Dow Jones Industrial Average and the Nasdaq-100 Index®. Call thresholds equal 100% of initial levels; downside thresholds equal 70% of initial levels. Automatic early redemption is possible on scheduled determination dates beginning March 18, 2027, with specified early redemption payments of $1,125, $1,250, and $1,375 on the listed dates. Payment at maturity can be $1,500, the stated principal, or a principal loss tied to the worst performing underlier.
Morgan Stanley Finance LLC is offering contingent income auto-callable notes due April 14, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each note has a stated principal amount of $1,000 and an issue price of $1,000. The securities pay a 10.44% annual contingent coupon, payable only if both underliers meet coupon barrier tests on specified observation dates. The notes reference the Nasdaq-100® Technology Sector Index (NDXT) and the S&P 500® Index (SPX), are linked to the worst-performing underlier, and include automatic early redemption opportunities beginning with the first redemption determination date on September 9, 2026. The issuer’s estimated value on the pricing date was approximately $966.50 per security.
Morgan Stanley Finance LLC is offering callable, principal‑at‑risk structured notes due March 1, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000, a contingent annual coupon of 18.00%, a 25% buffer and a downside factor of 1.3333. The notes reference the worst performing common stock of Blackstone Inc. (initial level $116.41) and KKR & Co. Inc. (initial level $95.72), with coupon barrier levels at approximately 75% of initial levels ($87.308 for BX and $71.79 for KKR). The securities are callable beginning November 30, 2026, subject to a risk‑neutral valuation model determination, and all payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced a $1,275,000 offering of market‑linked, principal‑at‑risk securities fully guaranteed by Morgan Stanley. The securities pay at maturity on March 5, 2027 and are linked to the lowest performing of the EURO STOXX 50® Index, XLK, XLE and XLV.
The securities have a 300% participation rate, a 20% buffer (80% threshold) and a face amount of $1,000 per security; estimated value on the pricing date was $947.70 per security. Purchasers bear issuer credit risk, issuance and hedging costs and may lose up to 80% of principal if the lowest performing underlying falls below its threshold.
Morgan Stanley Finance LLC is offering callable, principal‑at‑risk notes due February 28, 2028 linked to the worst performing of three underliers: the Nasdaq‑100 Technology Sector, the Russell 2000 and the State Street Utilities Select Sector SPDR ETF. Each security has a $1,000 stated principal amount and the aggregate offering is $1,000,000.
The securities pay a contingent coupon at an annual rate of 10.25% only if, on each observation date, the closing level of every underlier is at or above its coupon barrier (70% of initial). A buffer of 20% (buffer level = 80% of initial) protects investors from losses up to that amount; below the buffer, investors lose 1% for each 1% decline in the worst performing underlier, subject to a 20% minimum payment at maturity. The issuer may redeem beginning May 29, 2026 based on a risk‑neutral valuation model. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC priced Principal at Risk securities linked to the worst performing of the S&P 500®, Nasdaq-100® and Russell 2000®. The issue totals an aggregate principal amount of $3,873,000 at a stated principal amount of $1,000 per security and an upside payment of $111.50 (11.15%).
At maturity on April 1, 2027, if every underlier’s final level is at or above its 70% downside threshold, holders receive principal plus the upside payment; if any underlier falls below its 70% threshold, the payment equals principal times the worst performing underlier’s performance factor, with no minimum payment.