Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC prices principal-at-risk, auto-callable structured notes linked to the worst performing of the S&P 500® and Russell 2000®. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of approximately $970.10.
The securities can be automatically redeemed on the first determination date of April 5, 2027 if each underlier is at or above its call threshold (100% of initial level); the early redemption payment is set between $1,168.50 and $1,178.50. If not redeemed, maturity is April 5, 2029. At maturity investors either receive principal plus an upside payment (participation rate 150%) if both underliers finish above initial levels, return of principal if both are at or above downside thresholds (75% of initial), or a loss equal to the percentage decline of the worst performing underlier (potentially full loss).
Morgan Stanley Finance LLC is offering Dual Directional Buffered Participation Securities due April 4, 2030, fully guaranteed by Morgan Stanley. Each note has a stated principal amount of $1,000, an estimated value on the pricing date of approximately $969, and an original issue date of April 6, 2026.
The payout is tied to the S&P 500® Index with a 100% upside participation rate subject to a $1,520 maximum upside payment (152% of principal). A 15% buffer applies: if the index on the observation date (scheduled April 1, 2030) is between the initial level and 85% of that level, investors receive principal plus an absolute-return credit (absolute return participation rate 100%), effectively capped at 15%. If the final level is below the buffer, investors lose 1% of principal for each 1% decline beyond the buffer, subject to a minimum payment at maturity equal to 15 of principal.
These are principal-at-risk notes that pay no interest, expose holders to Morgan Stanley credit risk, include tax-treatment uncertainty, and are intended for investors willing to forgo current income and accept the risk of significant principal loss.
Morgan Stanley Finance LLC is offering Dual Directional Buffered PLUS securities due April 4, 2028 linked to the S&P 500® Index that are fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and a leverage factor of 200% for upside exposure, subject to a maximum upside payment of $1,165 (116.50% of principal). If the S&P 500 final level on the observation date is between the buffer level (90% of the initial level) and the initial level, holders receive principal plus a positive return equal to the absolute decline multiplied by a 100% participation rate, effectively capped at a 10% positive return under those terms. If the final level is below the buffer level, holders suffer losses of 1% of principal for each 1% decline beyond the 10% buffer, subject to a minimum payment at maturity of 10% of principal. The pricing date and strike date are March 30, 2026, original issue date is April 2, 2026, and the observation date is March 30, 2028, subject to postponement for non-trading days and certain market disruption events. The estimated value on the pricing date is approximately $963.00 per security.
Morgan Stanley Finance LLC is offering contingent income auto-callable securities due March 30, 2028, fully and unconditionally guaranteed by Morgan Stanley and linked to the worst performing of the Nasdaq-100® Technology Sector Index and the Russell 2000® Index. The securities pay a 9.00% annual contingent coupon only if both underliers are at or above their coupon barrier levels on each observation date, are automatically redeemed if both underliers meet call thresholds on a redemption determination date, and expose investors to full principal loss if the worst performing underlier falls below its downside threshold at maturity.
The strike and pricing dates are March 26, 2026, original issue date March 31, 2026, first redemption determination date March 29, 2027, and final observation and maturity dates are March 27, 2028 and March 30, 2028, respectively. The estimated value on the pricing date is approximately $949.00 per security; the issue price is $1,000 per security. These are principal-at-risk notes; all payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC priced Dual Directional Buffered Participation Securities linked to the Russell 2000® Index, with a stated principal amount of $1,000 per security. The pricing and strike date are March 6, 2026, original issue date March 11, 2026, observation date February 7, 2028 and maturity February 10, 2028. The securities pay no interest, are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley. Payouts: upside participation is 100% but capped at $1,282.50 (128.25%); an absolute return participation feature applies if the final level is between the initial level and a 15% buffer (buffer level = 85% of initial); losses exceed the buffer on a 1:1 basis beyond that point, with a minimum payment at maturity equal to 15% of principal. Estimated value on the pricing date is approximately $988.50 per security. All payments are subject to Morgan Stanley credit risk and the securities are intended for investors willing to risk principal and forgo current income.
Morgan Stanley Finance LLC priced a structured, principal‑at‑risk note issuance fully guaranteed by Morgan Stanley. The pricing supplement shows an aggregate principal amount of $1,909,000 of securities with a $1,000 stated principal amount per security, issued at $1,000 with an estimated value of $981.30 on the pricing date. The securities mature March 31, 2027 with an observation date of March 25, 2027. Investors receive a digital payment of $122 (12.20%) at maturity only if each underlier is at or above its digital threshold (75% of initial level). A 10% buffer applies: losses occur 1% for each 1% decline of the worst performing underlier beyond the buffer; the minimum payment at maturity is 10% of stated principal. Underliers: SPXFP Index, XLU ETF and RTY Index. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering principal‑at‑risk, contingent income auto‑callable securities due March 20, 2031 linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index.
Each security has a $1,000 stated principal amount, a contingent annual coupon of 14.00% payable only if the underlier meets the coupon barrier (70% of the initial level) on scheduled observation dates, an automatic early‑redemption feature triggered at the call threshold (100% of the initial level) on specified determination dates beginning March 17, 2028, and downside exposure that begins if the final level is below the downside threshold (50% of the initial level), in which case payment at maturity is $1,000×(final level/initial level). The estimated value on the pricing date was approximately $894.30 per security.
Morgan Stanley Finance LLC offers principal-at-risk callable contingent income buffered securities due March 9, 2029, fully guaranteed by Morgan Stanley. Each $1,000 security pays a contingent coupon of 12.00% per annum on each coupon payment date only if the closing level of each underlier meets its coupon barrier (80% of initial level) on the related observation date. Beginning June 11, 2026, the issuer may call the notes based on a risk neutral valuation model. At maturity investors receive principal if each underlier is at or above its 80% buffer; otherwise the payment equals $1,000 × (performance factor of the worst performing underlier + 20%), with a minimum payment of 20% of principal. The notes are linked to the Dow Jones Industrial Average, Nasdaq-100 Technology Sector Index, and Russell 2000 and are unsecured obligations; all payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC launches a primary offering of principal-at-risk, contingent-coupon auto-callable notes linked to General Electric common stock. Each security has a $1,000 stated principal amount, a contingent coupon at an annual rate of 11.60%, and an estimated value on the pricing date of approximately $977.60. The securities may be automatically redeemed on specified redemption determination dates and mature on September 10, 2027. Coupon payments and principal repayment at maturity depend on the closing level of the underlier relative to specified barrier levels, including a coupon barrier level equal to 65% of the initial level; if the final level is below that downside threshold, investors incur proportional principal loss. All payments are subject to issuer and guarantor credit risk and U.S. federal income tax treatment is described as uncertain in the supplement.
Morgan Stanley Finance LLC is offering $22,796,000 of structured, auto‑callable notes due February 27, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount and an issue price of $1,000 per note.
The notes pay a variable monthly coupon of either 9.50% (higher coupon) or 0.25% (lower coupon) depending on the closing levels of four underliers on each observation date. The payoff is linked to the worst performing of Broadcom (AVGO), Meta (META), Tesla (TSLA) and Micron (MU). The notes may be automatically redeemed early beginning on February 24, 2027, if all underliers meet the call thresholds; otherwise the stated principal is payable at maturity.
The document shows an estimated value on the pricing date of $949.50 per note, agent commissions of $42.50 per note, and net proceeds to the issuer of $21,827,170.