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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced principal-at-risk notes with a contingent coupon and multi-index payoff. The securities have a stated principal amount of $1,000 per security, mature on July 25, 2029 and reference the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index. They pay a contingent coupon at an annual rate of 9.50% only when the closing level of each underlier is ≥ its coupon barrier (60% of the initial level) on an observation date. A 20% buffer applies at maturity (buffer level = 80% of initial); if the worst performing underlier finishes below the buffer, investors incur losses of 1% per 1% decline beyond the buffer, subject to a minimum payment of 20% of principal. The notes are callable beginning January 25, 2027 if a risk neutral valuation model indicates redemption is economically rational. All payments are subject to Morgan Stanley and MSFL credit risk.
Morgan Stanley Finance LLC offers Principal-at-Risk structured notes—contingent-income, memory buffered, auto-callable securities tied to Palantir Technologies Inc. class A common stock with an aggregate principal amount of $275,000 and a stated principal of $1,000 per security. The securities pay a contingent coupon at an annual rate of 19.75% on observation dates when the underlier is at or above the coupon barrier ($79.051, 70% of the initial level). They may be automatically redeemed early if the underlier meets or exceeds the call threshold ($112.93, 100% of the initial level) on specified redemption determination dates. If not redeemed, at maturity ( December 30, 2027 ) investors receive principal only if the final level is at or above the buffer ($79.051); otherwise losses are amplified by a downside factor of 1.4286. All payments are subject to the issuer’s and guarantor’s credit risk; the estimated value on the pricing date was $977.30 per security.
Morgan Stanley Finance LLC priced principal-at-risk, auto-callable notes linked to the S&P 500® Futures Excess Return Index. Each note has a $1,000 stated principal, a 150% participation rate and an early redemption feature that pays $1,200 if the underlier meets the call threshold on the first determination date.
The notes mature on July 15, 2031 with a first determination date of July 13, 2027. If not called, payoff depends on the final level versus the initial level and a 70% downside threshold; losses can equal the full principal and could be zero. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering Buffered PLUS principal-at-risk notes due July 31, 2031. Each security has a $1,000 stated principal amount and is linked to the Russell 2000® and S&P 500® indices. Payment at maturity depends on the worst performing underlier: investors receive principal plus a 114% leveraged upside if the worst underlier appreciates, full principal if the worst underlier is at or above an 80% buffer level, or a pro rata loss beyond the 20% buffer (subject to a 20% minimum payment). The estimated value on the pricing date was approximately $935.40 per security. All payments are obligations of MSFL and are unconditionally guaranteed by Morgan Stanley; holders remain exposed to Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced a Dual Directional Buffered PLUS structured note due September 3, 2027 that references the S&P 500® Index. The securities have a $1,000 stated principal amount per security and an estimated value on the pricing date of approximately $985.50.
Key economic terms: a 200% leverage factor for upside (capped at a $1,113.50 maximum maturity payment), a 10% buffer protecting declines up to that amount, an absolute return participation feature of 100%, and a minimum payment at maturity of 10% of principal. Strike/pricing date is July 31, 2026 and the observation date is August 31, 2027, subject to postponement.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable structured notes due August 2, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each note has a stated principal amount of $1,000 and an issue price of $1,000. The notes reference the Russell 2000® and S&P 500® indices, automatically redeeming on the first determination date if both underliers meet call thresholds on August 4, 2027, producing an early redemption payment of $1,125 per security on August 9, 2027. If not called, maturity payoff on August 2, 2029 depends on the worst performing underlier: investors receive principal plus an upside payment equal to the 125% participation rate times the worst underlier’s gain, receive only principal if both underliers stay above a 75% downside threshold, or lose 1% of principal for each 1% decline below that threshold, potentially losing the entire investment. The pricing-date estimated value was approximately $940.80. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk Callable Contingent Income Securities with an aggregate principal amount of $35,551,000, fully and unconditionally guaranteed by Morgan Stanley. The securities have a stated principal amount of $1,000 per security, an original issue price of $1,000, an estimated value on the pricing date of $979.90, and mature on June 29, 2029.
Holders may receive a contingent coupon at an annual rate of 12.55% on each coupon payment date only if the closing level of each underlier equals or exceeds its coupon barrier (each set at 70% of the initial level). If any underlier is below its downside threshold (also 70% of initial level) on the final observation date, the payment at maturity will decline pro rata with the worst performing underlier; losses could equal the entire principal. The securities are callable on specified redemption dates based on the output of a risk neutral valuation model and are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC offers Structured Investments (Buffered Jump Securities) due June 30, 2031 fully and unconditionally guaranteed by Morgan Stanley. The securities are principal‑at‑risk notes linked to the worst performing of the Dow Jones Industrial Average, the S&P 500® Index and the State Street® Consumer Staples Select Sector SPDR® ETF with automatic early redemption opportunities and a 20% buffer.
Each security has a stated principal amount of $1,000, an aggregate principal amount of $330,000, an estimated value on the pricing date of $982.90, and will pay fixed early redemption amounts if all underliers meet their call threshold on a determination date. If not redeemed, maturity payments depend on the worst performing underlier and may result in significant principal loss subject to a 20% minimum payment at maturity.
Morgan Stanley Finance LLC prices structured "Jump Notes" linked to the worst performing of the Russell 2000® and the S&P 500®. Each note has a $1,000 stated principal amount and a fixed upside payment of $235 (23.50%) payable at maturity if the worst performing underlier finishes at or above its initial level. The notes pay no interest, are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley. The strike/ pricing date is July 31, 2026, the observation date is July 31, 2029 and the maturity date is August 3, 2029. The preliminary pricing supplement shows an estimated value on the pricing date of approximately $983.20 per note. All payments are subject to the issuer's credit risk and the notes will not be listed on any securities exchange.
Morgan Stanley Finance LLC priced contingent income auto-callable principal-at-risk securities linked to Ares Management Corporation Class A common stock. The securities have a $1,000 stated principal per security, an aggregate principal amount of $2,254,000, and an annual contingent coupon of 19.50%. Coupons are paid only if the closing level of the underlier meets the coupon barrier on observation dates. The securities may be automatically redeemed early when the underlier meets the call threshold ($109.13) on specified redemption determination dates. If not redeemed, investors receive principal at maturity only if the final level is at or above the downside threshold ($65.478, 60% of the initial level); otherwise the payment at maturity equals the stated principal multiplied by the performance factor and could be significantly less or zero. Estimated value on the pricing date was $951.80 per security; agent commissions were $20 per security.