Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC is offering principal‑at‑risk, contingent income auto‑callable securities due March 20, 2031 linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index.
Each security has a $1,000 stated principal amount, a contingent annual coupon of 14.00% payable only if the underlier meets the coupon barrier (70% of the initial level) on scheduled observation dates, an automatic early‑redemption feature triggered at the call threshold (100% of the initial level) on specified determination dates beginning March 17, 2028, and downside exposure that begins if the final level is below the downside threshold (50% of the initial level), in which case payment at maturity is $1,000×(final level/initial level). The estimated value on the pricing date was approximately $894.30 per security.
Morgan Stanley Finance LLC offers principal-at-risk callable contingent income buffered securities due March 9, 2029, fully guaranteed by Morgan Stanley. Each $1,000 security pays a contingent coupon of 12.00% per annum on each coupon payment date only if the closing level of each underlier meets its coupon barrier (80% of initial level) on the related observation date. Beginning June 11, 2026, the issuer may call the notes based on a risk neutral valuation model. At maturity investors receive principal if each underlier is at or above its 80% buffer; otherwise the payment equals $1,000 × (performance factor of the worst performing underlier + 20%), with a minimum payment of 20% of principal. The notes are linked to the Dow Jones Industrial Average, Nasdaq-100 Technology Sector Index, and Russell 2000 and are unsecured obligations; all payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC launches a primary offering of principal-at-risk, contingent-coupon auto-callable notes linked to General Electric common stock. Each security has a $1,000 stated principal amount, a contingent coupon at an annual rate of 11.60%, and an estimated value on the pricing date of approximately $977.60. The securities may be automatically redeemed on specified redemption determination dates and mature on September 10, 2027. Coupon payments and principal repayment at maturity depend on the closing level of the underlier relative to specified barrier levels, including a coupon barrier level equal to 65% of the initial level; if the final level is below that downside threshold, investors incur proportional principal loss. All payments are subject to issuer and guarantor credit risk and U.S. federal income tax treatment is described as uncertain in the supplement.
Morgan Stanley Finance LLC is offering $22,796,000 of structured, auto‑callable notes due February 27, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount and an issue price of $1,000 per note.
The notes pay a variable monthly coupon of either 9.50% (higher coupon) or 0.25% (lower coupon) depending on the closing levels of four underliers on each observation date. The payoff is linked to the worst performing of Broadcom (AVGO), Meta (META), Tesla (TSLA) and Micron (MU). The notes may be automatically redeemed early beginning on February 24, 2027, if all underliers meet the call thresholds; otherwise the stated principal is payable at maturity.
The document shows an estimated value on the pricing date of $949.50 per note, agent commissions of $42.50 per note, and net proceeds to the issuer of $21,827,170.
Morgan Stanley Finance LLC priced a series of unsecured structured notes called Trigger PLUS tied to an equally weighted basket of ten stocks, with a stated principal of $1,000 per note and a maturity of April 5, 2028.
The notes were priced on March 13, 2026 (original issue date March 18, 2026), offer a leverage factor of 150% on positive basket performance capped at a $1,455 maximum payment per note (145.50% of principal), and include a trigger level of 80% of the initial basket value that determines downside loss exposure. The issuer estimated the value on the pricing date at approximately $949.30 per note.
Morgan Stanley Finance LLC is offering Trigger Autocallable Notes totaling $9,171,960 linked to the Russell 2000® Index due February 27, 2031. The securities have a Call Return Rate of 9.30% per annum, an Initial Level of 2,663.329 and a Downside Threshold of 1,997.497 (≈75% of the Initial Level). Quarterly Observation Dates begin March 1, 2027 (first callable date) and, if an Observation Date closing level is at or above the Initial Level, the notes will be automatically called at fixed Call Prices shown in the supplement. If not called, maturity is February 27, 2031, and repayment depends on the Final Level: if the Final Level is below the Downside Threshold, investors suffer losses proportionate to the index decline and may lose their entire principal. All payments are subject to Morgan Stanley’s credit risk and there may be little or no secondary market.
Morgan Stanley Finance LLC issues principal-at-risk, auto-callable securities with aggregate principal $4,353,000. The securities reference the worst performing of Apple Inc. and Amazon.com, with initial levels of $274.23 (AAPL) and $210.64 (AMZN) on February 25, 2026.
If on any determination date each underlier meets its call threshold (100% of initial level), the notes auto-redeem for increasing fixed early payments (first possible determination date March 4, 2027). At maturity (March 1, 2029), investors receive $1,573.00 if both underliers achieved redemption events; otherwise payment is either the stated principal or the stated principal multiplied by the performance factor of the worst performing underlier (downside thresholds are 70% of initial levels).
The issue price is $1,000 per security, estimated value on pricing date was $949.70, and agent commission was $25 per security.
Morgan Stanley Finance LLC priced $1,113,000 aggregate principal of Variable Income Auto-Callable Notes due February 27, 2031, fully and unconditionally guaranteed by Morgan Stanley. The notes reference the worst-performing common stock of Broadcom (AVGO), NVIDIA (NVDA) and Oracle (ORCL).
The notes pay a monthly variable coupon equal to either a 8.60% (higher coupon) or a 0.25% (lower coupon) depending on each observation date vs. coupon barrier levels (80% of initial levels). They can be automatically redeemed after the first redemption determination date of February 24, 2027 for the stated principal plus the higher coupon if each underlier meets its call threshold on a redemption determination date. The notes are unsecured, not exchange-listed, and all payments are subject to issuer credit risk.
Morgan Stanley priced a primary offering of Fixed Rate Notes with an aggregate principal amount of $250,000. The notes pay interest at 3.70% per annum, semi-annually, and mature on February 27, 2030. The issue price is $1,000 per note and the estimated value on the pricing date was $984.40 per note. Commissions of $5 per note are charged and proceeds treatment is described in the supplement; proceeds are for general corporate purposes.
Morgan Stanley priced and is issuing fixed rate notes due 2029 with an aggregate principal amount of $825,000.
The notes pay interest at 3.60% per annum semi‑annually, have a stated principal of $1,000 per note, an estimated value on the pricing date of $988.20 per note, and mature on February 27, 2029. Payments are subject to the credit risk of Morgan Stanley.