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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley has priced an offering of Fixed Rate Notes with an aggregate principal amount of $50,000,000. The notes were issued at an issue price of $1,000 per note on an original issue date of June 8, 2026 and mature on August 9, 2027.
The notes pay interest in arrears at a stated rate of 4.32% per annum with a single interest payment date of August 9, 2027. Payments are unsecured and subject to the credit risk of Morgan Stanley. The notes will not be listed on any exchange. The pricing supplement shows per‑note original issue discount (OID) accruals totaling $50.5200 per note as of maturity periods listed.
Morgan Stanley Finance LLC is offering Principal at Risk securities due November 4, 2027 that are fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and offers a fixed upside payment of $90 (9%) if the worst performing underlying index is at or above its downside threshold on the observation date.
The securities are linked to the worst performing of the Dow Jones Industrial Average, Russell 2000® Index and S&P 500® Index, use an observation date of November 1, 2027 and will pay at maturity either the stated principal plus the upside payment or an amount equal to the stated principal multiplied by the performance factor of the worst performing underlier. The downside threshold for each underlier is 65% of its initial level, and the preliminary estimated value on the pricing date is approximately $971.70 per security.
Morgan Stanley Finance LLC published a preliminary pricing supplement for a Dual Directional Buffered PLUS note due August 3, 2029, fully and unconditionally guaranteed by Morgan Stanley. The securities have a $1,000 stated principal amount and an estimated value on the pricing date of $975.20 per security.
Key economic terms include a 300% leverage factor on upside, a capped maximum upside payment of $1,307.50 (130.75% of principal), a 10% buffer (buffer level = 90% of initial level), and a minimum payment at maturity equal to 10% of principal. Strike and pricing date are July 31, 2026; original issue date is August 5, 2026; observation date is July 31, 2029.
The notes do not pay interest, expose holders to issuer credit risk, and may return less than principal if the final level is below the buffer; tax treatment is uncertain and investors should consult advisers.
Morgan Stanley Finance LLC is offering Principal-at-Risk, contingent-income, memory auto-callable securities linked to Dell Technologies Inc. Class C common stock. Each security has a stated principal amount of $1,000, a contingent coupon at an annual rate of 34.36%, and an estimated value on the pricing date of approximately $968.10.
The initial level (closing level on the strike date) is $414.61. The coupon barrier and downside threshold are both $248.766 (60% of the initial level). The securities can auto-redeem on specified dates if the underlier meets the call threshold ($414.61); final maturity is January 3, 2028. If the final level is below the downside threshold, payment at maturity equals the stated principal multiplied by the performance factor (final level/initial level), which could result in loss of principal down to zero.
Morgan Stanley Finance LLC priced contingent income, memory auto-callable notes linked to Salesforce, Inc. stock. The notes have a $1,000 stated principal per security, a contingent coupon (annual rate set on the pricing date within 13.50%–14.50%), automatic early‑redemption features and a final maturity of July 20, 2028.
Coupons pay only if the underlier's closing level meets the coupon barrier (65% of initial level). If not auto‑redeemed and the final level is below the downside threshold (65% of initial), principal is reduced pro rata by the performance factor. Estimated value on pricing date was approximately $952.00 per security. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering a series of contingent income, memory auto-callable principal-at-risk securities linked to the Class A subordinate voting shares of Shopify Inc., fully and unconditionally guaranteed by Morgan Stanley. The securities pay a contingent coupon (annual rate determined on the pricing date, indicated as 20.00% to 21.00% range) only when observation-date closing levels meet the coupon barrier. They feature automatic early redemption if the underlier meets the call threshold on a redemption determination date and a maturity payoff that returns principal only if the final level is at or above the downside threshold; otherwise investors suffer losses proportional to the underlier decline. All payments are subject to Morgan Stanley and MSFL credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable notes linked to the common stock of Oracle Corporation, due July 20, 2028. Each security has a stated principal amount of $1,000 and will pay a contingent coupon (annual rate to be set on the pricing date) only if the underlier meets coupon barrier tests on scheduled observation dates. The notes can be automatically redeemed early if the closing level of the underlier meets the call threshold on any redemption determination date; if not redeemed, repayment at maturity depends on the final level relative to the downside threshold and can result in a principal loss of 1% for each 1% decline in the underlier.
Key qualifiers: estimated value on the pricing date was approximately $952.50 per security, coupon barrier and downside threshold levels are set at 60% of the initial level in this supplement, and the contingent coupon range is disclosed as 18.50% to 19.50% per annum (final rate determined on the pricing date). All payments are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley and are subject to credit risk.
Morgan Stanley Finance LLC priced market-linked notes due June 30, 2031, linked to the EURO STOXX 50® Index, with a stated principal amount of $1,000 per note and an aggregate principal amount of $399,000. The notes pay no interest, are fully guaranteed by Morgan Stanley, and pay at maturity either the stated principal amount or the stated principal amount plus an upside payment equal to the participation rate times the underlier percent change. The participation rate is 115.25%. The strike and pricing date was June 25, 2026, original issue date June 30, 2026, observation date June 25, 2031 and maturity date June 30, 2031. The estimated value on the pricing date was $950.10 per note and the agent’s commission was $31.25 per note.
Morgan Stanley Finance LLC is offering $435,000 aggregate face amount of Digital iShares® Expanded Tech-Software Sector ETF‑Linked Notes due July 28, 2027, fully and unconditionally guaranteed by Morgan Stanley. The notes pay no interest and return at maturity is tied to the iShares Expanded Tech-Software Sector ETF performance measured from the Trade Date: June 26, 2026 to the Determination Date: July 26, 2027.
For each $1,000 Face Amount, holders receive $1,197.30 if the Final Underlier Level is ≥90% of the Initial Underlier Level ($88.20). If the Final Underlier Level is below that 90% Threshold ($79.38), the cash payment is reduced per the Buffer Rate (~111.11%), and investors could lose some or all principal. Estimated value on the trade date was $979.40 per note; all payments are subject to issuer credit risk.
Morgan Stanley Finance LLC is offering Trigger Callable Yield Notes due October 7, 2027, fully and unconditionally guaranteed by Morgan Stanley. The notes pay a monthly fixed Coupon (to be set on the Trade Date at 8.25%–8.80% per annum), are callable monthly beginning October 7, 2026 based on a risk neutral valuation model, and return at maturity either full principal or an amount linked to the Least Performing Underlying (the lower-performing of the Russell 2000® Index and the EURO STOXX 50® Index) measured against a Downside Threshold equal to 70% of each Initial Underlying Value. If not called and the Final Underlying Value of either underlying is below its Downside Threshold on the Final Valuation Date, holders suffer a principal loss proportional to the decline of the Least Performing Underlying. The Issue Price is $10.00 per note (minimum investment 100 notes); the issuer estimates an initial value of approximately $9.84 per note. All payments are subject to Morgan Stanley’s credit risk and the notes do not provide dividend rights or participation in underlying appreciation.