Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering principal‑at‑risk, auto‑callable market‑linked securities tied to the Class A common stock of CoreWeave, Inc. The securities have a face amount of $1,000 per security, an estimated value of $970.30 on the pricing date and a contingent coupon rate to be set on the pricing date of at least 30.35% per annum. Monthly calculation days begin July 2026; if not called, maturity is scheduled for July 3, 2029. Coupon payments are payable only when the underlying stock closing price meets or exceeds a coupon threshold equal to 50% of the starting price, and principal is at risk if the ending price is below a downside threshold equal to 50% of the starting price. The offering price is $1,000 per security, with agents’ commissions of up to $18.25 and proceeds to the issuer of $981.75 per security. The securities are fully and unconditionally guaranteed by Morgan Stanley and involve issuer credit risk, potential illiquidity, complex payoff mechanics and tax uncertainty.
Morgan Stanley Finance LLC is offering Structured Investments Variable Income Auto-Callable Notes due June 30, 2031, fully guaranteed by Morgan Stanley. The offering registers an aggregate principal amount of $4,279,000 in $1,000 denominations. The notes pay a variable monthly coupon that is either 12.00% (higher) or 0.25% (lower) per annum depending on each observation date and are linked to the worst performing share among AMD, Meta (class A), Marvell and Tesla. The notes may be automatically redeemed early on scheduled redemption determination dates if every underlier meets its call threshold; early redemption pays the stated principal plus the higher coupon for the related period. The estimated value on the pricing date was $942.40 per note and the price to public was $1,000 per note (agent commission $42.50 per note). All payments are subject to Morgan Stanley's credit risk and the notes will not be listed on any exchange.
Morgan Stanley Finance LLC priced a structured, variable‑coupon, auto‑callable note offering linked to the worst performing of NVDA, META, ORCL and GOOG, with an $1,261,000 aggregate principal amount and a stated principal amount of $1,000 per note. The notes are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley; they pay a variable coupon of either 9.25% (higher coupon) or 0.25% (lower coupon) per annum depending on observation‑date tests and include automatic early redemption mechanics and a final maturity of June 30, 2031.
The issue price is $1,000 per note, the estimated value on the pricing date is $948.50 per note, selected dealers receive a $37 commission per note, and net proceeds per note to the issuer are $963 (total proceeds shown $1,214,343).
Morgan Stanley Finance LLC is offering Structured Investments: Variable Income Auto-Callable Notes due June 30, 2031, linked to the worst performing of Palantir (PLTR), Goldman Sachs (GS) and Qualcomm (QCOM), with an aggregate principal amount of $543,000. The notes pay a variable monthly coupon of 9.75% (higher) or 0.25% (lower), are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley.
Morgan Stanley Finance LLC priced $894,000 of structured, variable‑coupon auto‑callable notes due June 30, 2031 that are fully and unconditionally guaranteed by Morgan Stanley. The notes pay a monthly variable coupon of 6.00% (higher) or 1.00% (lower) depending on monthly observation dates and are linked to the worst performing of Meta (META), Palantir (PLTR), Netflix (NFLX) and Tesla (TSLA). The notes can be automatically redeemed beginning with the first redemption determination date June 25, 2027 if each underlier meets its call threshold; otherwise investors receive scheduled coupons and the stated principal of $1,000 per note at maturity. All payments are subject to the issuer’s credit risk and the notes will not be listed on any exchange.
Morgan Stanley Finance LLC priced an auto-callable, principal-at-risk note series fully guaranteed by Morgan Stanley linked to the worst performing of the SPDR® S&P MidCap 400® ETF Trust (MDY) and the SPDR® S&P® Regional Banking ETF (KRE). The securities have a $1,000 stated principal amount, an original issue price of $1,000 and aggregate principal of $925,000. Automatic early redemption can occur on periodic determination dates beginning June 29, 2027, offering fixed early redemption payments that rise over time (first early redemption payment shown as $1,108 per security). If not redeemed, maturity is July 1, 2031 with a capped favorable payment of $1,540 if both underliers meet call thresholds; conversely, a final shortfall below the downside thresholds (70% of initial levels) exposes investors to up to 100% of the downside of the worst performing underlier.
Morgan Stanley Finance LLC is offering Market-Linked Notes due July 1, 2031 that are fully and unconditionally guaranteed by Morgan Stanley. The offering aggregates $4,421,000 and each Note has an Issue Price of $1,000 and an estimated Trade Date value of $953.10. The Notes pay no interest and at maturity will return either the $1,000 principal or, if a weighted Basket of five international indices has a positive Basket Return on the Determination Date, the principal plus the Basket Return multiplied by a 110% Participation Rate. The Notes are unsecured, not listed, subject to Morgan Stanley credit risk, and are intended to be held to maturity; proceeds will be used for general corporate purposes.
Morgan Stanley Finance LLC priced Structured Investments Step-Up Jump Notes linked to the Morgan Stanley Amplitude Index. The offering comprises $597,000 aggregate principal of notes with a $1,000 stated principal amount per note and an original issue price of $1,000. The notes pay no interest, mature on June 30, 2033, and are automatically redeemable on specified annual determination dates beginning with June 25, 2027, each with fixed early redemption payments that approximate 12.00% per annum. If not auto-redeemed, payment at maturity will return the stated principal plus any upside payment if the final index level exceeds the initial level of 206.52; otherwise only the stated principal is payable. All payments are unsecured obligations of MSFL and fully and unconditionally guaranteed by Morgan Stanley and are subject to issuer credit risk.
Morgan Stanley Finance LLC priced Principal-at-Risk notes linked to Netflix, Inc. due June 29, 2029. Each security has a $1,000 stated principal and an aggregate principal amount of $4,459,000. The securities pay a contingent coupon of 10.96% per annum on observation dates when the closing level of the underlier is at or above the coupon barrier of $47.977 (65% of the initial level). Automatic early redemption occurs if the closing level on a redemption determination date is at or above the call threshold of $73.81. At maturity, if the final level is below the downside threshold of $47.977, payment equals principal multiplied by the performance factor (final level / initial level), exposing investors to possible significant principal loss. The estimated value on the pricing date was $961.80 and the issue price was $1,000 per security.
Morgan Stanley Finance LLC is offering Trigger Autocallable GEARS linked to a weighted basket of 16 stocks, with a $10.00 principal amount per Security and an estimated Trade Date value of $9.647 per Security. The Securities are automatically called if the Observation Date Basket Closing Level on July 2, 2027 is greater than or equal to the Autocall Barrier of 100, in which case holders receive the Call Price of $11.30 per Security (based on a 13.00% per annum Call Return Rate). If not called, maturity is June 29, 2029 with payment determined by the Basket Return and an Upside Gearing of 1.35. A Downside Threshold of 75 applies; if the Final Basket Level is below that threshold the payment at maturity can be materially less than principal, including a total loss. All payments are subject to Morgan Stanley's credit risk.