Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance has filed a 424B2 prospectus supplement for Dual Directional Trigger PLUS securities due August 5, 2030, linked to the S&P 500 Futures Excess Return Index. These structured notes, fully guaranteed by Morgan Stanley, offer:
- Principal amount of $1,000 per security with an estimated value of $954.90
- Leveraged upside potential of 175-190% if the index rises above initial level
- Positive return based on absolute index decline if final level is above 60% threshold
- Risk of significant principal loss if index falls below 60% threshold
Key features include no interest payments, no principal protection, and a 50% absolute return participation rate for moderate index declines. The securities will be sold exclusively through fee-based advisory accounts. Investors face full credit risk of Morgan Stanley and could lose their entire investment if the index performs poorly or if the issuer defaults.
Morgan Stanley Finance has issued $3,168,900 in Capped Airbag GEARS linked to the MSCI EAFE® Index, due June 28, 2027. These structured notes offer:
- Leveraged Upside Potential: 2.0x exposure to positive index returns, capped at 26.92% maximum gain
- Downside Protection: Full principal protection if index doesn't fall below 90% of initial level (2,311.20)
- Risk Features: 1.111% loss in principal for every 1% decline below threshold; no interest/dividend payments
The securities are priced at $10.00 per unit with an estimated value of $9.833. Key risks include potential loss of principal, credit risk of Morgan Stanley, and limited secondary market liquidity. UBS Financial Services acts as placement agent with no sales commission for fee-based advisory accounts.
Morgan Stanley Finance LLC has issued $750,000 in Contingent Income Auto-Callable Securities due June 28, 2028, linked to the performance of Amazon, NVIDIA, and Tesla stocks. The securities offer a potential 19.30% annual coupon rate ($96.50 semi-annually per $1,000 security), payable if all underlying stocks close above their 50% downside threshold levels.
Key features include:
- Early redemption occurs if all stocks close at or above 100% of initial prices on semi-annual determination dates
- Principal is at risk, with potential losses exceeding 50% if any stock closes below its downside threshold at maturity
- Issue price: $1,000 per security with estimated value of $960.30
- Payments based on worst-performing stock among AMZN, NVDA, and TSLA
The securities are unsecured obligations of MSFL, guaranteed by Morgan Stanley, offering high-yield potential but with significant risk of receiving no coupons and losing principal. They are designed for investors seeking enhanced yield while accepting substantial market risk.
Morgan Stanley Finance has announced Auto-Callable Market Linked Securities tied to the performance of the Dow Jones Industrial Average and S&P 500 Index, due July 2, 2030. The securities, with a face value of $1,000 per unit, offer leveraged upside participation and fixed percentage buffered downside.
Key features include:
- Automatic call feature triggering if the lowest performing underlying exceeds its starting level on July 2, 2026, paying at least 7% premium
- 115% participation rate in underlying index gains if held to maturity
- 30% downside buffer protection
- Maximum potential loss of 70% of face value
The estimated value per security is $951.60, reflecting costs associated with issuing, selling, structuring, and hedging. The offering involves complex features and significant risks, including credit risk of Morgan Stanley as guarantor, market risk of the underlying indices, and potential loss of principal.
Morgan Stanley Finance LLC announces Dual Directional Trigger PLUS securities linked to the S&P 500® Futures Excess Return Index (SPXFP), due August 1, 2030. Key features include:
- Leverage factor of 152% to 157% on positive index performance
- 50% participation rate on absolute negative returns above downside threshold
- Downside threshold level at 60% of initial level
- Estimated value of $925.10 per security
The securities offer potential returns in both up and down markets, with leveraged upside potential and partial downside protection. However, investors face significant risks including no principal guarantee, credit risk of Morgan Stanley, and limited secondary market trading. The payment at maturity varies based on the underlier's performance, with maximum loss of entire investment possible if index falls 100%. The offering is registered under #333-275587 and 333-275587-01.
Morgan Stanley Finance has announced Worst-of Dual Directional Trigger PLUS securities due August 1, 2030, linked to the performance of Dow Jones Industrial Average, S&P 500, and Russell 2000 indices. Key features include:
- A leverage factor of 133% to 148% for positive underlier performance
- 50% absolute return participation rate for negative performance above threshold
- Downside threshold level of 60% of initial level for each underlier
- Payment at maturity based on worst-performing underlier
- Estimated value of $920.80 per security
Notable risks include no principal guarantee, effectively capped returns, credit risk exposure to Morgan Stanley, and complex tax implications. The securities offer potential upside leverage in rising markets and partial downside protection, but investors could lose their entire investment if the worst-performing underlier falls significantly. The structure provides positive returns in both moderately up and down markets, subject to specified conditions and limitations.
Morgan Stanley Finance LLC announces new Market-Linked Notes tied to the EURO STOXX 50® Index (SX5E), due August 2, 2029. Key features include:
- Principal Protection: Minimum payment of $1,000 per note at maturity regardless of underlier performance
- Upside Potential: 100-105% participation rate in positive index performance
- Estimated Value: $943.30 per note (±$45.00)
- Key Dates: Pricing on July 28, 2025; Observation on July 30, 2029; Maturity on August 2, 2029
Notable risks include credit risk of Morgan Stanley, no interest payments, limited secondary market trading, and potential tax implications before maturity. The notes' value is determined solely by the underlier's performance on the observation date, with no interim adjustments. The estimated value reflects a lower rate than secondary market credit spreads, incorporating issuance and hedging costs.
Morgan Stanley Finance has announced Worst-of SPX and INDU Trigger PLUS securities due August 5, 2030, offering leveraged exposure to the worse performing of the S&P 500 Index and Dow Jones Industrial Average. Key features include:
- Leverage factor of 145% to 160% on positive performance
- Principal protection down to 75% of initial levels (downside threshold)
- Below threshold, investors face 1-for-1 losses based on worst performing index
- Estimated value of $955.00 per security
Notable risks include: no principal guarantee or interest payments, exposure to worst-performing index only, credit risk of Morgan Stanley, and limited secondary market trading. The securities will be priced on July 31, 2025, with final observation on July 31, 2030. Maximum return potential is uncapped but leveraged, while downside risk can result in complete loss of principal.
Morgan Stanley Finance has announced SPXFP Trigger PLUS Notes due August 5, 2030, offering leveraged exposure to the S&P 500® Futures Excess Return Index. Key features include:
- Leverage factor of 207% to 222% on positive index returns
- Principal protection against losses up to 30% (70% downside threshold)
- Estimated value of $956.10 per security
- 5-year maturity with pricing date on July 31, 2025
The notes offer enhanced returns in bullish scenarios but carry significant risks including no principal guarantee below the 70% threshold, no periodic interest payments, and credit risk exposure to Morgan Stanley. The payment at maturity demonstrates potential returns ranging from complete loss (-100%) to significant gains (+60% resulting in 224.2% return with leverage). The securities will not be exchange-listed, limiting secondary market liquidity.
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