Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering $1,587,000 of Structured Investments Market‑Linked Notes due June 28, 2029, fully and unconditionally guaranteed by Morgan Stanley. The notes reference the S&P 500® Index, have a 100% participation rate in upside and a maximum payment at maturity of $1,192.50 per $1,000 note. The issue price is $1,000 per note (estimated value on the pricing date: $968.80), dealer commission is $27.50 per note, and aggregate net proceeds to the issuer are shown as $972.50 per note. Payments are subject to the issuer’s credit risk, the notes pay no interest, are not listed, and will use the closing S&P 500 level on the observation date to determine the final payout. U.S. tax treatment is as a contingent payment debt instrument with a comparable yield of 4.6200% per annum.
Morgan Stanley Finance LLC offers Principal at Risk auto-callable securities linked to Tenet Healthcare Corporation common stock. The securities are issued at $1,000 per security and sold in an aggregate principal amount of $744,000, with an estimated value on the pricing date of $966.00 per security.
The notes pay a contingent coupon at an annual rate of 14.60% on each coupon payment date only if the underlier's closing level on the related observation date is at or above the coupon barrier of $122.85 (65% of the initial level). The securities will auto-redeem if the closing level on any redemption determination date is at or above the call threshold of $189.00 (100% of the initial level). At maturity, if not redeemed and the final level is below the downside threshold of $122.85, investors will suffer a loss equal to the percentage decline in the underlier (payment = $1,000 × final level / initial level).
Morgan Stanley Finance LLC is offering unsecured, structured Step-Up Jump Notes due June 30, 2033, fully guaranteed by Morgan Stanley. The notes pay no interest, have a stated principal amount of $1,000 per note and an aggregate principal amount of $504,000. They feature automatic early redemption on specified determination dates beginning June 25, 2027 if the Morgan Stanley Amplitude index meets or exceeds rising call threshold levels. If not called, maturity payment equals principal plus upside when the final index level is above the initial level (Initial level 206.52); otherwise investors receive only principal. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley (MS) is offering Principal at Risk auto-callable notes issued by Morgan Stanley Finance LLC with a stated principal amount of $1,000 per security and an aggregate offering of $2,396,000. The notes link to the worst performing of the EURO STOXX 50® and Russell 2000® indices, can automatically redeem starting on the first determination date of March 30, 2027, and mature on July 1, 2031. Early redemption payments increase across 17 scheduled determination dates (first early redemption payment shown: $1,087.75 per security). If not redeemed and both underliers meet call thresholds, maturity pays $1,585.00; if the worst performing underlier falls below its downside threshold (70% of initial level), investors lose 1% of principal for each 1% decline in that underlier. All payments are subject to Morgan Stanley Finance LLC and Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced Structured Investments Jump Notes with a stated principal of $1,000 per note and an aggregate principal amount of $783,000. The notes have no periodic interest, mature on June 30, 2033, and are fully guaranteed by Morgan Stanley.
The notes are auto-callable beginning with the first determination date on June 25, 2027 if the closing level of the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index is at or above the call threshold level of 1,352.96 (100% of the initial level). Fixed early redemption payments rise annually to a final early redemption payment of $1,570 per note on the sixth early redemption date. If not redeemed early, investors receive principal plus an upside payment at maturity when the final index level exceeds the initial level; the participation rate is 100%. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC offers Principal-at-Risk, contingent-income, memory auto-callable securities linked to Alphabet Inc. Class A common stock, fully and unconditionally guaranteed by Morgan Stanley. The issue is $1,000 per security ($1,725,000 aggregate) with an 11.00% annual contingent coupon payable only if observation-date closing levels meet the coupon barrier (75% of initial level). The securities auto-redeem early if the underlier’s closing level is at or above the call threshold on a redemption determination date. At maturity, if the final level is below the downside threshold (75% of initial), holders suffer a proportional loss in principal (payment = principal × final/initial). The initial level and call threshold equal $343.71. All payments are subject to Morgan Stanley’s credit risk and the securities do not participate in upside beyond contingent coupons.
Morgan Stanley Finance LLC priced contingent income auto-callable securities due March 28, 2030. The notes are principal-at-risk, fully guaranteed by Morgan Stanley and linked to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500.
The securities have an original issue price of $1,000 per security (aggregate $3,161,000), an estimated value on the pricing date of $956.70, and a contingent coupon at an annual rate of 9.05% payable only if each underlier is ≥ its coupon barrier on an observation date. Call thresholds are set at 100% of initial levels, coupon barriers at 75%, and downside thresholds at 70%. If any underlier is below its downside threshold at maturity, investors suffer losses tied to the worst performing underlier and may lose most or all principal.
Morgan Stanley Finance LLC is issuing Principal at Risk PLUS securities tied to the Dow Jones Industrial Average with an aggregate principal amount of $255,000 and a stated principal of $1,000 per security. The securities price at $1,000 (estimated value on the pricing date: $952.20), carry a 150% leverage factor, a maximum payment at maturity of $1,636 per security, and no guaranteed return of principal.
Key dates: strike/pricing June 25, 2026, original issue date June 30, 2026, observation date June 25, 2031 (subject to postponement), and maturity June 30, 2031. Payments at maturity depend solely on the closing level of the underlier on the observation date; downside risk includes loss of principal up to 100%.
Morgan Stanley Finance LLC priced market-linked notes due June 28, 2030, fully guaranteed by Morgan Stanley, linked to the S&P 500® Futures Excess Return Index. The notes have a $1,000 stated principal amount per note, a 106.50% participation rate and repay the stated principal at maturity if the index final level is equal to or below the initial level of 590.78. If the final level is greater than the initial level, the maturity payment equals the stated principal plus the upside payment (stated principal × participation rate × index percent change). The notes pay no interest, are unsecured obligations of MSFL, were issued at $1,000 with an estimated value of $963.80 on the pricing date, and will not be listed on an exchange. All payments are subject to issuer credit risk and certain distribution conflicts are disclosed (agent commission $30 per note).
Morgan Stanley Finance LLC is offering Principal at Risk structured notes — 100 securities at a stated principal amount of $1,000 per security (aggregate principal $100,000) due June 30, 2031, fully and unconditionally guaranteed by Morgan Stanley. The notes pay a contingent coupon at an annual rate of 11.00% on coupon dates only if the underlier meets the coupon barrier, feature automatic early redemption if the closing level meets the call threshold, and return principal at maturity only if the final level is at or above the downside threshold; otherwise payment at maturity equals $1,000 × (final level / initial level). Key numeric terms: initial level and call threshold 3,268.11, coupon barrier and downside threshold 1,960.866 (60% of initial level), estimated value on the pricing date $901.80, agent commission $42.50 per security, proceeds to issuer $957.50 per security. The securities do not guarantee principal, are subject to Morgan Stanley credit risk, have limited secondary market liquidity, and the underlier includes a 4% per annum decrement and intraday leverage.