Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering $300,000 of Contingent Income Memory Auto-Callable Securities due July 19, 2028, linked to the common stock of Microsoft Corporation, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount and issue price of $1,000 and an estimated value on the pricing date of $983.30, reflecting issuance, selling, structuring and hedging costs borne by investors.
The notes pay a 13.00% per annum contingent coupon only when MSFT’s closing level on an observation date is at or above the coupon barrier level of $269.451 (70% of the $384.93 initial level), with missed coupons potentially paid later if the barrier is subsequently met. The securities are automatically redeemed at par plus applicable coupons if MSFT is at or above the call threshold of $384.93 (100% of the initial level) on specified redemption determination dates. If not called, and at maturity the final level is at or above the downside threshold of $269.451, investors receive principal plus any due coupons; if below, repayment is $1,000 × (final level / initial level), exposing holders to full downside of the underlier, down to zero. Payments are subject to Morgan Stanley’s credit risk, the notes may be illiquid, and U.S. tax treatment is uncertain.
Morgan Stanley Finance LLC is issuing Buffered Jump Securities with an auto-call feature linked to the Global X Defense Tech ETF, fully and unconditionally guaranteed by Morgan Stanley. The notes are part of the Series A Global Medium-Term Notes program and are principal at risk and pay no interest.
Each security has a $1,000 stated principal amount and issue price, with an aggregate principal amount of $1,500,000$979.80 per security, reflecting issuance, structuring and hedging costs borne by investors. The strike and pricing date are July 15, 2026, and maturity is July 20, 2028.
The note will auto-call on August 2, 2027 for $1,122 per security if the ETF’s closing level on July 29, 2027 is at or above the $60.26 call threshold. If not called and the final level is above the initial level, investors receive principal plus a 125% participation in the ETF’s gain. If the final level is between the $48.208 buffer and the initial level, only principal is repaid. Below the buffer, principal loss is magnified by a 1.25× downside factor, with no minimum payment, so the investment can lose all principal. All payments depend on Morgan Stanley’s and MSFL’s credit.
Morgan Stanley Finance LLC is offering principal at risk Jump Securities with an auto-callable feature, due July 28, 2031, linked to the S&P 500 Futures 40% Intraday 4% Decrement VT Index and fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of about $935.20, reflecting issuing, selling, structuring and hedging costs.
The notes may be automatically redeemed on July 29, 2027 for $1,260 per security if the underlier’s closing level is at least 90% of its initial level. If not redeemed, at maturity investors receive upside participation of 335% of any index gain, return of principal if the index finishes at or above 50% of its initial level, or a loss of principal below that downside threshold, potentially down to zero. Payments depend on Morgan Stanley’s credit. Additional risks arise from the underlier’s 4% annual decrement, leverage, intraday rebalancing, limited live history and complex U.S. tax treatment.
Morgan Stanley Finance LLC is offering Jump Notes with an auto-callable feature due July 27, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount, pays no interest and is linked to the worst performer of AMD, Meta Platforms (Class A) and Microsoft common stocks.
On July 26, 2027, if the closing level of each underlier is at or above its call threshold (100% of its initial level), the notes are automatically redeemed for a fixed $1,300 per note, and no further payments are made. If not called, at maturity investors receive at least the principal; if the final level of each underlier is above its initial level, they receive principal plus an upside payment equal to 150% of the worst underlier’s percentage gain.
All payments are subject to Morgan Stanley’s credit risk, and the notes are unsecured and not listed on any exchange. The estimated value on the pricing date is approximately $983.90 per note, below the issue price, reflecting issuance, structuring and hedging costs. For U.S. tax purposes, the securities are expected to be treated as contingent payment debt instruments, requiring accrual of interest income over their life.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering auto-callable Jump Notes due July 26, 2029 linked to the worst performing of Alphabet Class A, Meta Class A and Microsoft common stock. Each note has a $1,000 stated principal amount and pays no interest.
The notes are automatically redeemed on July 29, 2027 for $1,155 per note if on July 26, 2027 the closing level of each underlier is at or above 90% of its initial level. If not called, at maturity investors receive $1,000 plus an upside payment equal to $1,000 × 125% × the percentage gain of the worst performing underlier if each final level exceeds its initial level; otherwise only principal is repaid.
The notes are unsecured obligations of MSFL, subject to Morgan Stanley’s guarantee and credit risk, will not be listed on any exchange and have an estimated value on the pricing date of approximately $974.80 per note, reflecting issuance, selling, structuring and hedging costs.
Morgan Stanley Finance LLC is offering Contingent Income Auto-Callable Securities due June 28, 2028, fully and unconditionally guaranteed by Morgan Stanley, with a stated principal amount of $1,000 per security. The notes are linked to the worst performer of the iShares Expanded Tech-Software Sector ETF (IGV), the Russell 2000 Index (RTY) and the State Street SPDR S&P Regional Banking ETF (KRE).
Investors may receive a contingent coupon at 13.32% per annum, payable only if on each observation date the closing level of every underlier is at or above its coupon barrier level, set at 70% of its initial level. The notes are automatically redeemed on specified dates if each underlier is at or above its call threshold level, equal to 100% of its initial level, for repayment of principal plus the applicable coupon.
If the notes are not called and any underlier finishes below its downside threshold level, set at 65% of its initial level, the maturity payment is reduced in proportion to the decline of the worst underlier, exposing investors to a substantial or total loss of principal. The estimated value on the pricing date is approximately $952 per $1,000 security, reflecting issuance, structuring and hedging costs, and all payments are subject to Morgan Stanley’s and MSFL’s credit risk.
Morgan Stanley Finance LLC is offering contingent income auto-callable securities due July 29, 2031, linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index and fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an issue price of $1,000.
Investors may receive a contingent coupon at 13.50% per annum, payable only if the index is at or above a coupon barrier level set at 50% of the initial level on designated observation dates. The notes are subject to automatic early redemption if the index is at or above a call threshold equal to 100% of the initial level on specified redemption determination dates, in which case holders receive principal plus the applicable coupon and no further payments.
If held to maturity and not called, investors receive principal back only if the final index level is at or above the downside threshold level, also 50% of the initial level; otherwise, repayment is reduced 1% for every 1% index decline, potentially to zero. The estimated value is approximately $957.20 per $1,000 security on the pricing date. All payments are subject to the credit risk of Morgan Stanley Finance LLC and Morgan Stanley.
Morgan Stanley Finance LLC is offering Contingent Income Memory Auto-Callable Securities due August 2, 2029, linked to the worst performing of the EURO STOXX 50® Index and the S&P 500® Index. Each security has a $1,000 stated principal amount and is fully and unconditionally guaranteed by Morgan Stanley, with principal at risk.
Investors may receive a 9.12% per annum contingent coupon on scheduled coupon dates, but only if on the related observation date the closing level of both indices is at least 80% of their initial levels; missed coupons can be paid later if this condition is met, but can be lost entirely. The notes auto-call at par plus the relevant coupon and any unpaid coupons if, on a redemption determination date, both indices are at least 100% of their initial levels.
If not redeemed early, at maturity investors receive par plus any payable coupons if each index is at least 80% of its initial level; otherwise the payout is $1,000 multiplied by the performance factor of the worst index, creating one-for-one downside and potential total loss. The estimated value on the pricing date is approximately $970.90 per $1,000, after taking into account structuring and distribution costs, and the securities are unsecured obligations subject to Morgan Stanley’s credit and to limited, uncertain liquidity and complex U.S. tax treatment, including possible 30% withholding for certain non-U.S. holders.
Morgan Stanley Finance LLC is offering principal at risk structured notes, fully and unconditionally guaranteed by Morgan Stanley, linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index and maturing on July 29, 2031. Each security has a stated principal amount and issue price of $1,000, while the estimated value on the pricing date is approximately $940.20 per security.
The notes feature automatic early redemption starting July 28, 2027 if the index closes at or above step-down call threshold levels, paying fixed amounts that begin at $1,175 and rise over time to $1,860.417 per security, corresponding to about 17.50% per annum. If held to maturity and the final index level is at or above the downside threshold of 60% of the initial level, investors receive $1,875 per security; otherwise they incur a 1-for-1 loss with index declines, potentially losing all principal. All payments depend on Morgan Stanley’s credit. The underlier itself embeds a 4.0% per annum decrement and a volatility-targeting, leveraged futures strategy, and it only has actual operating history since August 30, 2024.
Morgan Stanley Finance LLC is offering Buffered PLUS notes due July 19, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, pays no interest and is linked to the worst performer of the Russell 2000 Index and the SPDR S&P MidCap 400 ETF.
At maturity, if the final level of each underlier exceeds its initial level, investors receive principal plus 111% of the worst underlier’s gain. If the worst underlier ends between its initial level and its 80% buffer level, investors receive only principal. Below the buffer, principal is reduced 1% for each 1% decline of the worst underlier beyond the 20% buffer, subject to a minimum payment of 20% of principal (e.g., a 95% decline returns $250). The initial levels are 2,974.567 for the Russell 2000 and $692.99 for the SPDR S&P MidCap 400, with corresponding buffer levels at 80% of those values.
The securities are unsecured obligations of MSFL, subject to Morgan Stanley’s guarantee and credit risk. The estimated value on the pricing date is approximately $982.20 per security, reflecting issuance, structuring and hedging costs and implying secondary market values below the $1,000 issue price. Liquidity may be limited and the U.S. tax treatment as prepaid financial contracts is uncertain.