Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC priced a $7.85M offering of Dual Directional Trigger PLUS notes due July 6, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each Trigger PLUS has a $1,000 stated principal, priced March 31, 2026, with an estimated value of $956.40 on the pricing date.
At maturity the payoff depends on the iShares® Expanded Tech-Software Sector ETF: 200% leveraged upside (capped at $1,213 per note) if the final share price > initial ($80.05); a positive absolute-return feature if the ETF declines up to 20% (trigger level $64.04); and full downside participation if the ETF declines more than 20%, with no minimum payment.
Morgan Stanley Finance LLC priced a structured, principal-at-risk note linked to Blackstone Inc. common stock. The offering consists of $1,000 securities with an aggregate principal amount of $1,120,000, issued at $1,000 each and carrying a contingent coupon and automatic early redemption features.
The securities pay a contingent coupon at an annual rate of 25.12% only if the underlier meets the coupon barrier on observation dates. Automatic early redemption is possible if the underlier equals or exceeds the call threshold on redemption determination dates. If not redeemed, final payment depends on the final level versus a downside threshold of $78.12 (70% of the initial level), exposing investors to possible full loss of principal.
Morgan Stanley Finance LLC priced market-linked notes due April 4, 2030, guaranteed by Morgan Stanley. The notes have a stated principal amount of $1,000 per note and an aggregate principal amount of $1,166,000. They pay no interest, return principal at maturity and provide an upside payment tied to the worst performing of the Dow Jones Industrial Average and the S&P 500 with a 100% participation rate and a maximum payment of $1,330 per note (133%). The notes’ estimated value on the pricing date was $953.40 per note. All payments are subject to Morgan Stanley’s credit risk; the notes are unsecured, not exchange-listed and secondary liquidity may be limited.
Morgan Stanley Finance LLC priced an offering of $2,035,000 aggregate principal amount of Contingent Income Auto-Callable Securities due April 5, 2028, fully and unconditionally guaranteed by Morgan Stanley. The notes have a 15.25% annual contingent coupon, automatic early redemption tests on periodic redemption determination dates, and a final observation date of March 31, 2028.
The securities pay the contingent coupon only if the closing level of the underlying Blackstone Inc. common stock meets or exceeds the coupon barrier level of $74.744 (approx. 65% of the initial level) on each observation date; the call threshold is $97.742 (approx. 85% of the initial level). At maturity, if the final level is below the downside threshold ($74.744), investors suffer a prorated principal loss equal to the performance factor; if the final level is at or above the downside threshold, investors receive the stated principal amount.
Morgan Stanley Finance LLC priced a structured, principal-at-risk note offering fully guaranteed by Morgan Stanley: $1,845,000 aggregate of auto-callable securities with a stated principal amount of $1,000 per security. The securities pay no interest, may auto-redeem early for fixed cash amounts, and at maturity pay a fixed enhanced amount if each index meets its call thresholds, return principal if all indices remain above 70% of initial levels, or suffer a loss tied to the worst-performing underlier if any underlier finishes below its 70% downside threshold.
The notes reference the Dow Jones Industrial Average, the S&P 500® and the Russell 2000®, have an original issue date of April 6, 2026, a final determination date of March 31, 2031 and maturity on April 3, 2031. The estimated value on the pricing date was $935.80 per security; the issue price was $1,000 (agent commission $25; proceeds to issuer $975 per security).
Morgan Stanley Finance LLC is offering Trigger PLUS principal-at-risk securities due April 4, 2030, linked to the worst performing of the Dow Jones Industrial Average and the S&P 500® Index. Each security has a stated principal amount of $1,000; the aggregate issue is $1,232,000. The securities pay no interest and return at maturity depends on the worst performing underlier on the observation date (April 1, 2030): full principal or leveraged upside (130%) if the worst underlier appreciates, principal only if the worst underlier stays above its 70% downside threshold, or a proportional loss down to zero if that underlier falls below its threshold. All payments are subject to MSFL and Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering Trigger Jump Securities due July 6, 2027 linked to the iShares® Expanded Tech-Software Sector ETF. For each $1,000 security, investors receive a fixed $262 upside payment if the final share price is at or above the initial price of $80.05. If the final share price is between the initial price and the trigger level of $68.043 (approximately 85% of the initial price), holders receive the $1,000 principal. If the final share price is below the trigger level, payoff equals $1,000 multiplied by (final/initial share price), exposing investors to a 1:1 loss of principal beyond the 15% trigger; investors may lose their entire investment. The pricing date was March 31, 2026, original issue date April 6, 2026, and aggregate issuance shown is $3,845,000. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC offers $479,000 of Jump Notes due April 5, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount and was issued at $1,000 per note with an estimated value of $965 on the pricing date.
The notes link payment at maturity to the closing level of KLA Corporation common stock on the observation date. If the final level is greater than or equal to the initial level ($1,472.41 on the strike date), each note will pay the $1,000 principal plus a fixed upside payment of $237.50 (23.75%). If the final level is less than the initial level, investors receive only the $1,000 stated principal. Payments are unsecured and subject to Morgan Stanley’s credit risk; the notes will not be listed on any exchange.
Morgan Stanley Finance LLC issued Principal-at-Risk structured notes with a stated principal amount of $1,000 per security and an aggregate principal amount of $5,908,000. The notes are linked to the worst performing of the Russell 2000® Index and the S&P 500® Index and mature on April 3, 2031.
The securities feature an automatic early redemption beginning with the first determination date on April 7, 2027, fixed early redemption payments (ranging from $1,098 to $1,441 per security on scheduled dates) and a payment-at-maturity schedule that pays $1,490 if both underliers are at-or-above their call thresholds, returns the stated principal if both are at-or-above their downside thresholds, or pays an amount equal to principal × the performance factor of the worst performing underlier (exposing investors to full downside below the 70% thresholds).