Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC priced a primary offering of Principal at Risk notes due May 5, 2027, fully and unconditionally guaranteed by Morgan Stanley, linked to the worst performing of the S&P 500®, Nasdaq-100® and Russell 2000® indices. The offering aggregates $602,000 and has a stated principal amount of $1,000 per security. The securities pay no interest; at maturity investors receive either the stated principal plus a fixed $105 upside payment if each underlier is at or above its 65% downside threshold, or a principal amount tied to the worst performing underlier (losses of 1% for each 1% decline). The estimated value on the pricing date was $984.60 per security and total agent commissions equal $6.50 per security. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley is asking shareholders to vote at its virtual 2026 annual meeting on May 14, 2026, including electing 15 directors, approving executive pay on an advisory basis, ratifying Deloitte & Touche as auditor and considering one shareholder proposal.
The proxy highlights record 2025 results, with net revenues of $70.6 billion, diluted EPS of $10.21, return on average tangible common equity of 21.6% and total client assets of $9.3 trillion. The standardized CET1 capital ratio was 15.0%, supporting continued investment, dividends and capital allocation.
The Board proposes re‑electing a largely independent slate and adding Yasushi Itagaki as an MUFG representative, while Masato Miyachi will step down. The independent lead director role remains with Thomas Glocer, and Board committees oversee audit, risk, compensation, governance, and technology/cybersecurity.
The CD&A describes a pay‑for‑performance program and notes CEO Edward Pick’s 2025 total compensation of $45 million, 75% of which is deferred for three years and 100% delivered as performance stock units tied to multi‑year financial metrics. In 2025, about 95.43% of votes supported the prior “Say on Pay” proposal.
The proxy also outlines sustainability and community initiatives, including a goal to mobilize $750 billion for low‑carbon and green solutions by 2030, a commitment to net‑zero financed emissions by 2050, carbon‑neutral operations since 2022, roughly $2.7 billion in 2025 Community Reinvestment Act community development loans and investments, and over $127 million in charitable donations.
Morgan Stanley Finance LLC prices $416,000 of market-linked notes — MSFL is issuing structured, principal-return notes due April 3, 2031 linked to the performance of the EURO STOXX 50® Index and fully and unconditionally guaranteed by Morgan Stanley. The notes have a $1,000 stated principal amount per note, an issue price of $1,000 per note, an estimated value on the pricing date of $960.00 per note, and a participation rate of 115% for upside at maturity. Payments are subject to Morgan Stanley’s credit risk, the notes pay no interest, and the payoff at maturity depends solely on the index closing level on the observation date of March 31, 2031.
Morgan Stanley Finance LLC priced Trigger PLUS notes due April 5, 2028, unsecured obligations fully and unconditionally guaranteed by Morgan Stanley that provide leveraged upside linked to the worst performing of the Dow Jones Industrial Average, Nasdaq-100 and S&P 500.
Each $1,000 security pays 125% of the appreciation of the worst performing underlier if that underlier finishes above its initial level, returns principal if the worst performing underlier finishes between its initial level and 70% of its initial level, and exposes investors to dollar-for-dollar losses below 70% (no minimum payment).
Morgan Stanley Finance LLC priced a principal-at-risk structured note — the Dual Directional Trigger PLUS — tied to the S&P 500® Futures Excess Return Index with a $1,000 stated principal per security and an aggregate offering of $975,000. The securities have a 5-year term (pricing and strike date March 31, 2026; maturity April 3, 2031) and pay no interest.
At maturity, outcomes depend on the index level versus an initial level of 527.35: if the final level is higher investors receive principal plus 168% leverage of appreciation; if the final level is down but at or above a 60% downside threshold (316.41) investors can receive a capped positive payment via a 50% absolute return participation rate; if the final level is below the threshold investors suffer losses pro rata and could lose the entire principal.
Morgan Stanley Finance LLC priced Principal at Risk securities linked to the worst performing of the Dow Jones Industrial Average, Nasdaq-100 and Russell 2000. The securities have a stated principal amount of $1,000 per security and an aggregate principal amount of $349,000. The securities pay no interest and offer a fixed upside payment of $152.50 per security (15.25%) if the final level of each underlier is greater than or equal to its downside threshold; otherwise payment at maturity equals the stated principal multiplied by the performance factor of the worst performing underlier, and could be substantially less or zero. The pricing date and strike date are March 31, 2026, original issue date is April 6, 2026, the observation date is September 30, 2027 and maturity is October 5, 2027. All payments are subject to issuer and guarantor credit risk and the agent received a commission of $18.75 per security.
Morgan Stanley Finance LLC offers $304,000 of Trigger PLUS principal-at-risk securities, fully and unconditionally guaranteed by Morgan Stanley. The securities have a $1,000 stated principal amount per security and an issue price of $1,000 per security.
Payments at maturity depend on the worst performing of the Nasdaq-100, Russell 2000 and S&P 500 indices: investors receive principal plus a 400% leverage on upside (capped at $1,792 per security), principal only if underliers stay above 70% of initial levels, or lose 1% of principal for each 1% decline below that threshold. The securities pay no interest and all payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced a principal-at-risk structured note offering totaling $3,604,000 (3,604 securities) issued at $1,000 per security with an estimated value of $955.10 on the pricing date. The notes are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley.
The notes are linked to the worst performing of the S&P 500® and Russell 2000® indices, include an automatic early redemption feature on the first determination date (April 5, 2027) for an early redemption payment of $1,168.50, and pay at maturity on April 5, 2029 either (a) principal plus an upside payment (150% participation on the worst-performing underlier’s appreciation), (b) stated principal only if both underliers finish above their 75% downside thresholds, or (c) a reduced principal equal to the worst-performing underlier’s performance factor (which could result in a total loss). All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk, contingent-income auto-callable securities due July 6, 2027, fully and unconditionally guaranteed by Morgan Stanley. The securities pay a contingent coupon only if both underliers meet coupon barrier levels on each observation date and may auto-redeem early if both underliers meet call thresholds on a redemption determination date. Stated principal is $1,000 per security (issue price $1,000), aggregate principal $12,663,000, estimated value on the pricing date $967.00. The contingent annual coupon rate is 11.75%, paid only when both the Nasdaq-100® Technology Sector Index (NDXT) and the Russell 2000® Index (RTY) exceed their coupon barrier levels on observation dates. If not auto-redeemed, maturity payout returns principal only if both final levels are at or above their downside thresholds (75% of initial levels); otherwise payment equals the stated principal times the performance factor of the worst performing underlier, which can result in a substantial loss of principal, possibly to zero. All payments depend on issuer and guarantor creditworthiness.
Morgan Stanley Finance LLC filed a pricing supplement to sell Principal at Risk securities tied to NVIDIA Corporation common stock. The offering is for an aggregate principal amount of $1,577,000 at a stated principal amount of $1,000 per security. Each security will mature on May 6, 2027 and pays no interest; investors receive $152 per security (15.20%) at maturity if the final level is at or above the downside threshold of $104.64 (60% of the initial level). If the final level is below that threshold, holders suffer losses proportional to the decline (performance factor = final level / initial level), and the payment could be significantly less than principal or zero. Payments are unsecured obligations of MSFL and are unconditionally guaranteed by Morgan Stanley; all payments are subject to Morgan Stanley’s credit risk.