Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering unsecured Airbag In-Digital Securities linked to the S&P 500® Index, fully and unconditionally guaranteed by Morgan Stanley, with principal at risk over an approximately 15-month term to December 1, 2027.
Each Security has a $10 Principal Amount and offers a fixed Digital Return between 11.70% and 12.20%, set on the trade date. If the Final Underlying Level is at or above the Digital Barrier of 90% of the Initial Underlying Level (equal to the Downside Threshold), investors receive $10 plus the Digital Return and do not participate in any further index appreciation.
If the Final Underlying Level is below the Downside Threshold, the payout is reduced using Downside Gearing of 1.111, causing a loss of 1.111% of principal for each 1% index decline beyond the 10% Threshold Percentage, up to a total loss of principal. The Securities pay no interest or dividends, have limited or no secondary market liquidity, and all payments are subject to Morgan Stanley’s credit risk. The estimated value on the trade date is approximately $9.935 per Security, reflecting issuance, structuring and hedging costs borne by investors.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering $10,000,000 of callable fixed-income structured notes due February 29, 2028, linked to the worst performing of the Nasdaq-100 Index®, Russell 2000® Index and EURO STOXX 50® Index. The notes are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, with principal at risk.
The securities pay a fixed coupon at an annual rate of 13.25%, regardless of index performance, until they are redeemed or mature. Starting March 1, 2027, Morgan Stanley may redeem the notes on specified monthly dates for par plus coupon if a risk neutral valuation model indicates early redemption is economically rational for the issuer; once called, no further payments are made.
If not redeemed, repayment of principal depends on daily “trigger” monitoring versus 70% downside thresholds. If no trigger event occurs, investors receive full principal at maturity plus the final coupon. If any index ever closes below its threshold and any final index level is below its initial level, maturity payment is reduced 1% for each 1% decline in the worst performing index, potentially to zero. The estimated value on the pricing date is $995 per $1,000 note, reflecting issuance, structuring and hedging costs, and the notes are exposed to Morgan Stanley’s credit and liquidity risks as well as complex U.S. tax treatment.
MORGAN STANLEY (symbol MS), through Morgan Stanley Finance LLC, is offering Enhanced Trigger Jump Securities maturing on September 24, 2027, linked to the worst performer of the Dow Jones Industrial Average, Russell 2000® Index and S&P 500® Index. Each security has a $1,000 stated principal amount and pays no interest.
At maturity, if the final level of each index is at or above 75% of its initial level (the downside threshold), investors receive $1,095 per security (a fixed $95 upside payment, or 9.50%). If any index finishes below its threshold, the payoff equals $1,000 multiplied by the performance factor of the worst performing index, producing a 1% loss of principal for each 1% decline and possibly $0.
The aggregate principal amount is $3,324,000, the original issue price is $1,000 but the estimated value on the pricing date is $978.30 due to issuing, selling, structuring and hedging costs. The securities are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, and all payments depend on Morgan Stanley’s credit. Liquidity is expected to be limited and secondary market prices may be significantly below the issue price.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering Buffered Jump Securities with an auto-callable feature linked to the S&P 500® Futures Excess Return Index, due August 26, 2031. The notes are issued at $1,000 per security, in an aggregate principal amount of $722,000, and are fully and unconditionally guaranteed by Morgan Stanley. The securities do not pay interest and are principal-at-risk unsecured obligations.
The notes are automatically redeemed on August 31, 2027 for $1,092.50 per security if on the first determination date the index is at or above the initial level of 612.11. If not called, at maturity investors receive upside participation of 200% of any index gain. A 15% buffer applies on the downside: if the final level is at or above the buffer level of 520.294, principal is returned; below that, investors lose 1% of principal for each 1% decline beyond the buffer, subject to a minimum payment at maturity of 15% of principal.
The estimated value on the pricing date is $937.60 per security, below the issue price due to issuance, selling, structuring and hedging costs. All payments depend on Morgan Stanley’s credit, there may be limited or no secondary market, and the U.S. federal tax treatment is uncertain, with counsel viewing the notes as prepaid financial contracts that are open transactions.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering Contingent Income Auto-Callable Notes due August 26, 2031 linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index, fully and unconditionally guaranteed by Morgan Stanley. The notes have a $1,000 stated principal amount and an aggregate principal amount of $1,617,000, issued at $1,000 per note.
The notes pay a 10.50% per annum contingent coupon, payable monthly only if the index’s closing level on the relevant observation date is at or above the coupon barrier of 2,922.105 (85% of the 3,437.77 initial level). They are automatically redeemed if, on any redemption determination date starting August 23, 2027, the index closes at or above the call threshold of 3,437.77, returning principal plus that period’s coupon. If never called, at maturity investors receive principal plus any final coupon.
The notes do not participate in index upside, depend entirely on Morgan Stanley’s and MSFL’s credit, will not be listed on any exchange and may have limited liquidity. The estimated value on the pricing date is $964.40 per note, below the issue price, reflecting issuance, structuring and hedging costs. The underlier is a relatively new, rules-based, leveraged, volatility-targeting futures index with a 4.0% per annum decrement, and much of its history is hypothetical back-tested performance.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk structured notes (“Jump Securities with Auto-Callable Feature”) maturing on August 28, 2031, linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. The notes have a stated principal amount and issue price of $1,000 per security, with an aggregate principal amount of $970,000, and are fully and unconditionally guaranteed by Morgan Stanley.
The notes can be automatically redeemed starting August 25, 2027 if on any determination date the index closing level is at or above the call threshold level of 1,169.433 (90% of the initial level 1,299.37), for fixed early redemption payments that step up from $1,165 on the first determination date to $1,811.25 on the 48th. If held to maturity and not called, investors receive $1,825 per security if the final index level is at or above the call threshold; only $1,000 if it is between the call threshold and the downside threshold level of 649.685 (50% of initial); and $1,000 × (final level / 1,299.37) if below the downside threshold, leading to a 1-for-1 loss with index declines and potentially zero recovery.
The notes do not pay interest, do not participate in any index appreciation beyond the fixed payouts, and all payments are subject to the credit risk of Morgan Stanley Finance LLC and Morgan Stanley. The estimated value on the pricing date is $907.50 per security, reflecting issuance, selling, structuring and hedging costs and Morgan Stanley’s internal pricing models, and secondary market prices are expected to be lower than the issue price. The underlying index was established on March 14, 2022, targets 40% volatility, includes a 4% per annum decrement, and has limited live performance history.
Morgan Stanley (symbol MS), through Morgan Stanley Finance LLC, is offering Enhanced Buffered Jump Securities linked to the S&P 500® Index, maturing September 9, 2027. Each security has a $1,000 stated principal amount and pays no interest. The notes are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, with principal at risk.
At maturity, if the S&P 500® final level is at or above the buffer level of 6,906.933 (90% of the 7,674.37 initial level), investors receive $1,000 plus a fixed upside payment of $88.50 (8.85%), regardless of how much the index has risen. If the final level is below the buffer, repayment is reduced by 1.1111% of principal for every 1% index decline beyond the 10% buffer, with no minimum payment, so the entire investment can be lost. The aggregate principal amount is $15,581,000, the issue price is $1,000, and the estimated value on the pricing date is $986.30 per security, reflecting issuing, selling, structuring and hedging costs and Morgan Stanley’s lower internal funding rate. The securities are expected to be highly sensitive to Morgan Stanley’s credit, market volatility, and limited secondary market liquidity.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.