Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk structured notes maturing on September 27, 2030, linked to the worst performing of the EURO STOXX 50, Russell 2000 and S&P 500 indices. The notes pay a $37.50 contingent coupon per $1,000 per period only if each index is at or above its coupon barrier on the relevant observation date; missed coupons can be paid later if barriers are met, but can also be lost entirely.
The notes are automatically callable starting March 22, 2027 if each index is at or above its call threshold (100% of its initial level), in which case investors receive $1,000 plus the applicable coupon and any unpaid coupons, with no further payments. If not called, investors receive full principal at maturity only if each index is at or above its downside threshold level (55% of initial). If any index finishes below its downside threshold, repayment is reduced 1% for every 1% decline of the worst index, potentially to zero.
The issue price is $1,000 per note versus an estimated value of $967.50, reflecting embedded costs and dealer compensation of $24.50 per note. All payments depend on the credit of Morgan Stanley Finance LLC and Morgan Stanley. The tax treatment is uncertain, and non‑U.S. holders may face 30% U.S. withholding on coupons.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk Buffered Jump Securities with an auto-call feature due August 26, 2031, linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. Each security has a $1,000 stated principal amount and issue price, with an aggregate principal amount of $3,670,000, and is fully and unconditionally guaranteed by Morgan Stanley.
The notes pay no interest and may be automatically redeemed quarterly from August 25, 2027 if the index closing level is at or above the call threshold of 1,320.45 (100% of the initial level), for fixed cash payments starting at $1,187.50 and rising to $1,921.875 per security. If not called, at maturity investors receive $1,937.50 per security if the final level is at or above 1,320.45; the $1,000 principal if the final level is between the call threshold and the buffer level of 1,122.383 (85% of initial); and otherwise an amount reflecting a loss of 1% of principal for each 1% index decline beyond the 15% buffer, subject to a minimum payment equal to 15% of principal.
The notes expose holders to Morgan Stanley’s credit risk, the structured index’s limited history and 4% annual decrement, potential illiquidity, and U.S. tax uncertainty. The estimated value on the pricing date is $904.30 per security, below the issue price, due to selling, structuring and hedging costs and issuer funding economics.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk Enhanced Buffered Jump Securities maturing February 25, 2028, linked to the worst-performing of the State Street SPDR S&P 500 ETF Trust (SPY) and the State Street SPDR S&P MidCap 400 ETF Trust (MDY). Each security has a stated principal amount and issue price of $1,000, with an aggregate principal amount of $250,000, pays no interest, and is fully and unconditionally guaranteed by Morgan Stanley.
At maturity, if the final level of each ETF is at or above its 15% buffer level, investors receive $1,118 per security (principal plus an upside payment of $118, or 11.80%). If either ETF finishes below its buffer, the payoff is $1,000 multiplied by the performance factor of the worst-performing ETF plus the 15% buffer, subject to a minimum payment of 15% of principal ($150). Investors therefore face 1% principal loss for each 1% decline in the worst-performing ETF beyond the 15% buffer.
The initial levels are $765.72 for SPY and $699.60 for MDY, with buffer levels set at 85% of these values. The estimated value on the pricing date is $981.10 per security, below the $1,000 issue price due to issuing, selling, structuring and hedging costs borne by investors. The securities are unsecured obligations subject to Morgan Stanley’s credit risk, may have limited or no secondary market liquidity, and carry complex U.S. federal income tax treatment described as prepaid financial contracts with potential “constructive ownership” and Section 871(m) considerations.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk structured notes (“Jump Securities”) due August 26, 2036 with an aggregate principal amount of $500,000 and a stated principal of $1,000 per security, fully and unconditionally guaranteed by Morgan Stanley.
The notes are linked to the worst performing of three equity futures excess return indices: the Dow Jones Industrial Average Futures Excess Return Index, the Russell 2000 Futures Excess Return Index and the S&P 500 Futures Excess Return Index. On the first determination date (August 31, 2027), if each index is at or above its initial level (the call thresholds), the notes are automatically redeemed for an early redemption payment of $1,220 per security, and no further payments are made.
If not called, at maturity investors receive: (i) principal plus an upside payment equal to 570% of the gain of the worst performer if all final levels exceed initial levels; (ii) principal only if at least one index is at or below its initial level but all are at or above 60% of initial; or (iii) exposure to the full downside of the worst performer (1% loss per 1% decline), potentially down to zero, if any index closes below its downside threshold. The estimated value on the pricing date is $903.80 per security, below the issue price, reflecting embedded costs and Morgan Stanley’s pricing. The notes pay no interest, are unsecured obligations subject to Morgan Stanley’s credit risk, may have limited or no secondary market liquidity, and carry complex tax and index-specific risks.
MORGAN STANLEY (MS), via Morgan Stanley Finance LLC, is issuing Dual Directional Jump Securities with Auto-Callable Feature due August 26, 2031, linked to the S&P 500 Futures 40% Intraday 4% Decrement VT Index. These are unsecured, principal-at-risk notes, fully and unconditionally guaranteed by Morgan Stanley.
Each security has a $1,000 stated principal amount and issue price, with an aggregate principal of $1,025,000. The notes may be automatically redeemed quarterly from August 25, 2027 if the index is at or above the call threshold of 3,437.77, paying a scheduled early redemption amount corresponding to roughly 20.75% per annum. If held to maturity and the final index level is at or above the call threshold, investors receive $2,037.50 per security.
If the final level is below the call threshold but at or above the downside threshold of 1,718.885 (50% of the initial level), investors receive principal plus a positive “absolute return” up to a 50% maximum gain; below the downside threshold, losses are 1% of principal for each 1% index decline, potentially down to zero. The estimated value on the pricing date is $922.90 per security, reflecting embedded costs, and all payments depend on Morgan Stanley’s creditworthiness.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering unsecured, principal-protected market-linked notes due September 13, 2027, linked to the worst performing of the Nasdaq‑100 Index and the Russell 2000 Index and fully and unconditionally guaranteed by Morgan Stanley.
The notes pay no interest. At maturity, if both indices finish above their initial levels, holders receive $1,000 plus 100% of the worst index’s gain, capped at a maximum payment of $1,066.50 per note (106.65% of principal). If either index is at or below its initial level, only the $1,000 principal is repaid.
The issue price is $1,000 per note, while the estimated value on the pricing date is approximately $981.70 per note, reflecting issuing, selling, structuring and hedging costs. The notes will not be listed on any exchange, all payments are subject to Morgan Stanley’s and MSFL’s credit risk, and U.S. holders are expected to be taxed under contingent payment debt instrument rules.