Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC priced a series of principal‑at‑risk, auto‑callable structured notes due April 4, 2030, fully and unconditionally guaranteed by Morgan Stanley. The offering totals $1,485,000 aggregate principal at an issue price of $1,000 per security and an estimated value on the pricing date of $926.70 per security. The notes pay no interest, are linked to the worst performing of the Dow Jones Industrial Average, Nasdaq‑100 and S&P 500, carry a 150% participation rate in upside of the worst performing underlier, an automatic early redemption payment of $1,127.50 if all underliers meet call thresholds on the first determination date, and a downside threshold at 70% of initial levels. All payments are subject to Morgan Stanley's credit risk and investors may lose up to their entire principal if the worst performing underlier declines below its downside threshold.
Morgan Stanley Finance LLC priced a contingent income auto-callable note due April 6, 2029, linked to the worst performing of the Dow Jones Industrial Average, EURO STOXX 50 and Russell 2000 and fully guaranteed by Morgan Stanley. The securities pay a contingent coupon of 10.80% per annum on observation dates only if all underliers meet coupon barrier levels; they are subject to automatic early redemption on listed determination dates and expose investors to loss of principal if the worst performing underlier falls below its 70% downside threshold at maturity.
Morgan Stanley Finance LLC priced $5,300,000 of Dual Directional Buffered PLUS notes due April 5, 2028. The securities (issued at $1,000 each) provide 150% leveraged upside on the Russell 2000® up to a capped payment of $1,208.50, a 15% buffer for limited losses and a minimum maturity payment of $150 per note.
The notes pay no interest, are unsecured obligations of MSFL and are unconditionally guaranteed by Morgan Stanley; estimated value on the pricing date was $959.20 per note and proceeds will be used for general corporate purposes.
Morgan Stanley Finance LLC offers contingent-income, buffered auto-callable notes due May 2, 2029, fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and a contingent annual coupon of 20.00% payable only if all three underliers meet coupon barriers on observation dates. The estimated value on the pricing date was approximately $908.60. At maturity investors receive principal except where the worst performing underlier falls below its 80% buffer, in which case losses equal 1% per 1% decline beyond the buffer, subject to a 20% minimum payment. The securities are linked to the worst performing of Cleveland-Cliffs (CLF), Centene (CNC) and Cloudflare (NET) and are subject to issuer credit risk, early automatic redemption mechanics and complex tax treatment.
Morgan Stanley Finance LLC is offering Principal at Risk auto-callable securities linked to Microsoft Corporation common stock with a stated principal amount of $1,000 per security and an aggregate principal amount of $4,051,000. The securities pay a contingent coupon at an annual rate of 14.50% on observation dates when the closing level of the underlying is at or above the coupon barrier ($296.136, which is 80% of the initial level). The securities can be automatically redeemed early if the underlier closes at or above the call threshold ($370.17, the initial level) on a redemption determination date. If not redeemed, maturity payment depends on the final level: investors receive full principal if the final level is at or above the downside threshold ($296.136), or a reduced principal determined by the performance factor (final level/initial level) if below that threshold. All payments are subject to issuer and guarantor credit risk; estimated value on the pricing date was $970.60 per security.
Morgan Stanley Finance LLC priced a Preliminary Pricing Supplement for Dual Directional Buffered PLUS notes due April 10, 2031, guaranteed by Morgan Stanley, with a $1,000 stated principal amount per security. The securities reference the worst performing of the Dow Jones Industrial Average and the S&P 500, provide a 111.50% leverage factor for upside, include a 25% buffer and a 25% minimum payment at maturity, and do not pay interest.
The payment at maturity depends solely on closing levels on the observation date April 7, 2031. The preliminary document shows an estimated value on the pricing date of approximately $966.50 per security and discloses material risks including principal loss if either underlier finishes below its buffer and credit exposure to Morgan Stanley.
Morgan Stanley Finance LLC priced structured Buffered Jump Securities (auto-callable) due February 1, 2029, fully guaranteed by Morgan Stanley, linked to the worst performer of the VanEck Gold Miners ETF (GDX) and the State Street S&P Metals & Mining ETF (XME). The securities have a $1,000 stated principal amount, an estimated value on the pricing date of approximately $943.50, a 15% buffer, automatic early‑redemption observations beginning October 27, 2026, and a minimum payment at maturity equal to 15% of principal.
Morgan Stanley Finance LLC priced a marketed offering of Dual Directional Trigger PLUS notes due April 5, 2029, fully and unconditionally guaranteed by Morgan Stanley. The securities were issued at a stated principal amount of $1,000 per security, with an aggregate principal amount of $1,408,000, an estimated value on the pricing date of $955.10 per security, and an original issue price of $1,000 per security. The notes pay at maturity based on the performance of the worst performing underlier (the Dow Jones Industrial Average, Nasdaq-100 and Russell 2000), feature a 200% leverage factor on upside (capped at $1,524 per security, or 152.40% of principal), an absolute return participation rate of 100% for limited decline scenarios, and a downside threshold equal to 70% of each underlier’s initial level; if any underlier finishes below its downside threshold the securities decline 1% for each 1% the worst performing underlier falls.
Morgan Stanley Finance LLC is offering principal-at-risk structured notes called Trigger PLUS due May 1, 2031, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and links to the worst performing of the Dow Jones Industrial Average and the S&P 500® Index. The notes pay no interest; at maturity investors receive either (a) principal plus a leveraged upside if the final level of each underlier is greater than its initial level, (b) principal only if neither underlier falls below its downside threshold, or (c) a downside payoff that loses 1% of principal for each 1% decline in the worst performing underlier if that underlier is below its downside threshold. Key terms: strike/pricing date April 27, 2026, original issue date April 30, 2026, observation date April 28, 2031, maturity May 1, 2031, leverage factor at least 130%, downside threshold 70% of initial level. The estimated value on the pricing date was approximately $942.80 per security, below the $1,000 issue price, and all payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering auto-callable, principal-at-risk market-linked securities due September 29, 2027, fully guaranteed by Morgan Stanley. Each security has a face amount of $1,000, an estimated value at pricing of $959.10, and pays a contingent monthly coupon at 9.50% per annum only if the lowest-performing underlying closes at or above 75% of its starting level on each monthly calculation day. The securities are linked to the lowest performing of the S&P 500, Russell 2000 and Nasdaq-100, may be auto-called beginning ~six months after issue, and expose holders to a 1-to-1 downside on the lowest performing underlying at maturity.