Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC priced a $340,000 aggregate offering of Dual Directional Buffered PLUS notes due April 3, 2031, with a $1,000 stated principal amount per security. Each security is linked to the worst performing of the EURO STOXX 50 and the S&P 500 and is fully guaranteed by Morgan Stanley.
At maturity investors may receive the stated principal plus an 188% leverage on appreciation of the worst performing underlier, a capped positive payment if the worst underlier declines but stays above a 20% buffer, or a loss of principal beyond that buffer; the minimum payment at maturity is 20% of principal. The estimated value on the pricing date was $969.30 per security and the issue price was $1,000 (agent commission $7.50).
Morgan Stanley Finance LLC offers callable Jump Notes due May 5, 2031, fully guaranteed by Morgan Stanley. The notes are sold in $1,000 denominations and pay no regular interest. Investors receive at maturity the stated principal plus an upside payment equal to the stated principal × 135% participation × the percent change of the worst performing underlier, provided all underliers finish above their initial levels. The notes are linked to the Nasdaq-100® Technology Sector, the Russell 2000® and the S&P 500®; the worst-performing index determines the payout. The notes may be called beginning May 12, 2027, for scheduled fixed redemption payments that represent at least 13.00% per annum and rise by redemption date. Estimated value on the pricing date is approximately $966.00 per note. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC priced market-linked notes linked to the EURO STOXX 50® Index maturing May 5, 2031. The notes are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley, pay no interest, and repay the stated principal of $1,000 per note at maturity. If the underlier’s closing level on the observation date (April 30, 2031) is above the initial level (strike date April 30, 2026), holders receive the stated principal plus an upside payment equal to the stated principal multiplied by a participation rate (to be set on the pricing date at 115% to 125%) times the underlier percent change; if the final level is equal to or below the initial level, holders receive only the stated principal. The estimated value on the pricing date is approximately $957.90 per note. All payments are subject to Morgan Stanley’s credit risk, the notes will not be listed, and secondary liquidity may be limited.
Morgan Stanley Finance LLC offers Trigger PLUS securities linked to the worst performing of the Nasdaq-100® Technology Sector, the Russell 2000® Index and the S&P 500® Index.
Each security has a stated principal amount of $1,000, an estimated value on the pricing date of approximately $951.20, an observation date of April 30, 2029 and a maturity date of May 3, 2029. At maturity the payment depends on the worst performing underlier: investors may receive the stated principal plus a leveraged upside (leverage factor set at 160% to 165%), the stated principal only if declines remain above the downside thresholds (each threshold is 70% of the initial level), or a principal loss equal to the percent decline of the worst performing underlier (no minimum payment).
Morgan Stanley Finance LLC priced a preliminary offering of structured, principal-at-risk, auto-callable notes guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000, an estimated value on the pricing date of approximately $957.80, a participation rate of 150% and a downside threshold of 70% of initial level. The notes reference the S&P 500®, the Nasdaq-100® Technology Sector and the Russell 2000® Index, feature automatic early redemption on the first determination date of May 4, 2027 (early redemption payment of $1,255–$1,265 per security will be set on the pricing date) and mature on May 5, 2031. Investors bear full issuer credit risk and may lose up to their entire principal if the worst performing underlier falls below its downside threshold at maturity.
Morgan Stanley Finance LLC priced Principal-at-Risk notes due May 3, 2029, fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and pays no interest. If the final level of every underlier is at or above its 70% downside threshold, holders receive principal plus a fixed upside payment. If any underlier is below its downside threshold, payment equals principal times the performance factor of the worst performing underlier and may be significantly less than principal or zero. The securities reference the Nasdaq-100, Russell 2000 and S&P 500 indices, carry issuer credit risk and have an estimated value on the pricing date of approximately $966.40 per security.
Morgan Stanley Finance LLC is offering callable Jump Notes due May 5, 2031, fully guaranteed by Morgan Stanley, linked to the S&P 500® Futures Excess Return Index. Each note has a stated principal amount of $1,000, a 150% participation rate in positive index performance and no regular interest.
The notes feature an issuer call beginning May 12, 2027, where redemption payments are fixed and designed to provide at least approximately 16.00% per annum on specified redemption dates. If not called and the final level exceeds the initial level, maturity payment = stated principal + (stated principal × participation rate × underlier percent change); otherwise investors receive only the stated principal. All payments are subject to issuer credit risk. The pricing-date estimated value is approximately $968.30 per note.
Morgan Stanley Finance LLC priced structured notes with an auto-callable feature linked to the worst performing of the Dow Jones Industrial, S&P 500® and Russell 2000® indices. Each security has a stated principal amount of $1,000, an original issue price of $1,000 and an estimated value on the pricing date of approximately $943.00. The notes may be automatically redeemed on scheduled determination dates beginning April 26, 2027 for fixed early redemption payments that escalate over time; final maturity is April 21, 2031. If not auto‑redeemed, payment at maturity depends on index outcomes: a full fixed upside payment of $1,575.00 is payable if each underlier is at or above its call threshold, the stated principal is returned if all underliers finish at or above 75% of initial levels, and losses apply pro rata to the worst performing underlier below that downside threshold, potentially wiping out principal. All payments are subject to MSFL/Morgan Stanley credit risk.
The document is a preliminary pricing supplement for Principal at Risk securities issued by Morgan Stanley Finance LLC and fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, an estimated value on the pricing date of approximately $962.40, and a limited fixed upside payment of $427.50 to $447.50 per security. Payment at maturity depends solely on the worst performing of the Dow Jones Industrial Average, Nasdaq-100 and Russell 2000; if the worst performing underlier on the observation date is below its 70% downside threshold, investors lose pro rata principal and could lose their entire investment. The strike and pricing date are April 30, 2026, the observation date is April 30, 2030 (subject to postponement), and the stated maturity is May 3, 2030. All payments are subject to issuer and guarantor credit risk and the securities do not pay interest.
Morgan Stanley Finance LLC priced a Trigger PLUS structured note due May 5, 2031, fully guaranteed by Morgan Stanley that links payoff to the worst performing of the Dow Jones Industrial Average and the S&P 500® Index. The stated principal amount is $1,000 per security and the securities pay no interest.
At maturity investors receive either principal plus a leveraged upside, principal only, or a principal amount reduced pro rata if the worst performing underlier closes below its downside threshold (75% of initial level). The leverage factor will be set on the pricing date and is disclosed as 143% to 158%. Estimated value on the pricing date is approximately $964.30 per security.