Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk Jump Securities with an auto-call feature, due September 10, 2032, linked to the S&P 500 Futures 40% Intraday 4% Decrement VT Index. Each note has a $1,000 stated principal amount and issue price, but the estimated value on the pricing date is approximately $961.10, reflecting issuing, selling, structuring and hedging costs borne by investors.
The notes pay no coupons. Starting with the first determination date on December 4, 2026, they are automatically redeemed if the index closes at or above a call threshold of 95% of the initial level, for a pre-set cash amount that implies about 24% per annum, rising from $1,060 to $2,420 per $1,000 over 69 observation dates. If held to maturity and not called, investors receive $2,440 per note if the final index level is at or above the call threshold, only principal back if it is between the call threshold and a downside threshold of 60% of the initial level, and a loss of 1% of principal for each 1% index decline below that level via a performance factor; the repayment of principal is not guaranteed and can be zero.
All payments depend on the credit of Morgan Stanley Finance LLC and Morgan Stanley. The underlier is a relatively new, leveraged, volatility-targeting futures index with a 4% per annum decrement, causing systematic underperformance versus a similar index without such a fee-like drag.
Morgan Stanley (MS), through subsidiary Morgan Stanley Finance LLC, is offering unsecured market-linked notes due September 5, 2031 whose return is based on the Nasdaq-100 Index® and that are fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount, pays no periodic interest, and is issued at $1,000.
At maturity, investors receive at least the stated principal amount. If the index’s final level on the September 2, 2031 observation date is above its initial level, payment equals $1,000 plus 100% of the index’s percentage gain, capped at a maximum payment of $1,586 per note (158.60% of principal). If the final level is at or below the initial level, repayment is only the $1,000 principal, implying no positive return and loss of purchasing power over time.
The notes will not be listed on any exchange, and Morgan Stanley & Co. LLC may, but is not obligated to, make a secondary market. The estimated value on the pricing date is approximately $972.70 per note, reflecting structuring and hedging costs, and all payments are subject to the credit risk of Morgan Stanley Finance LLC and Morgan Stanley. For U.S. tax purposes, the securities are expected to be treated as contingent payment debt instruments, requiring accrual of taxable interest income each year.
MORGAN STANLEY (MS), via Morgan Stanley Finance LLC, is offering 1.25‑year Trigger Callable Yield Notes linked to the least performing of the S&P 500® Index and EURO STOXX 50® Index, with a principal amount of $10 per Security and monthly coupons at 9.25%–9.90% per annum.
Coupons are paid monthly regardless of index performance until maturity or an early call. From December 2, 2026, the notes can be called monthly if a risk neutral valuation model indicates calling is economically rational for the issuer; if called, investors receive principal plus that month’s coupon only.
If not called and on the Final Valuation Date both indices are at or above 70% of their Initial Underlying Values (the Downside Thresholds), investors receive full principal plus final coupon. If either index is below its Downside Threshold, repayment is $10 × (1 + return of the Least Performing Underlying), which can result in substantial or total loss of principal. The notes do not participate in any upside of the indices, are unsecured obligations subject to Morgan Stanley credit risk, have limited or no secondary market liquidity, and carry complex and uncertain U.S. tax treatment.
MORGAN STANLEY (MS), via Morgan Stanley Finance LLC, is offering Trigger Callable Yield Notes linked to the least performing of the S&P 500 Index and EURO STOXX 50 Index, fully and unconditionally guaranteed by Morgan Stanley. Each Security has a $10 principal amount and a term of about 1.25 years, from an expected trade date of August 27, 2026 to maturity on December 2, 2027.
The notes pay fixed monthly coupons at an annual rate of 7.50%–8.15%, regardless of index performance, unless the notes are called. Beginning December 2, 2026, the issuer may redeem the notes monthly at par plus the applicable coupon if a risk neutral valuation model indicates calling is economically rational for Morgan Stanley. Investors do not participate in any upside of either index.
If not called, principal repayment at maturity depends on both indices. If each final index level is at least its Downside Threshold (70% of its Initial Underlying Value), investors receive full principal plus the final coupon. If either index finishes below its Downside Threshold, maturity payment equals $10 × (1 + the return of the Least Performing Underlying) plus the final coupon, so losses are proportional to the worst index’s decline and can reach 100% of principal. The estimated value on the trade date is approximately $9.827 per $10 Security, reflecting embedded costs; all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley (MS), as guarantor for Morgan Stanley Finance LLC, is offering principal-at-risk Jump Securities with an auto-call feature due September 10, 2032, linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index. Each security has a $1,000 stated principal and issue price, with an estimated value of approximately $959.50 on the pricing date.
The notes pay no interest and may be automatically redeemed starting December 4, 2026 if the index is at or above 100% of the initial level, for scheduled early redemption amounts growing from $1,070.625 up to $2,671.458 per security. If not called, payment at maturity is $2,695 per security if the final level is at or above the call threshold, return of principal if the final level is at or above 60% of the initial level, and a 1-for-1 loss below that threshold, potentially to zero. All payments are subject to Morgan Stanley’s credit risk, the underlier embeds a 4% per annum decrement and leverage, the index is new with largely back-tested history, secondary market liquidity may be limited, and U.S. tax treatment is described as a prepaid financial contract but is uncertain.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering Buffered PLUS structured notes due September 2, 2031, linked to the Nasdaq-100 Futures Excess Return Index. Each security has a $1,000 stated principal amount, pays no interest, and is fully and unconditionally guaranteed by Morgan Stanley.
At maturity, investors receive $1,000 plus 157.50% of any positive index return. If the index ends between the initial level and the 70% buffer level, principal is repaid. Below the buffer, investors lose 1% of principal for each 1% additional index decline, subject to a 30% minimum payment of principal. All payments depend on Morgan Stanley’s credit; the estimated value on the pricing date is approximately $969.70 per security.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering Buffered Performance Leveraged Upside Securities (Buffered PLUS) due September 9, 2031, linked to the worst performing of the Dow Jones Industrial Average and the S&P 500 Index. Each security has a $1,000 stated principal amount, pays no interest and is an unsecured obligation of MSFL, fully and unconditionally guaranteed by Morgan Stanley.
At maturity, if the final level of each index is above its initial level, investors receive $1,000 plus a leveraged upside payment equal to 114% of the index appreciation, based on the worst performing index. If either index is at or below its initial level but both remain at or above 85% of their initial levels (the buffer level), investors receive only the $1,000 principal. If either index ends below its buffer level, principal is reduced 1% for each 1% decline of the worst performer beyond the 15% buffer, subject to a minimum payment of 15% of principal.
The securities are subject to Morgan Stanley’s and MSFL’s credit risk and are intended for investors willing to risk a substantial loss of principal and forgo current income in exchange for leveraged upside and partial downside protection. The estimated value on the pricing date is approximately $943.10 per $1,000 security, reflecting issuing, selling, structuring and hedging costs borne by investors.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk “Jump Securities with Auto-Callable Feature” due September 10, 2032, linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index. The notes are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley.
Each security has a $1,000 stated principal amount and issue price, with an estimated value on the pricing date of about $962.10. The notes pay no interest. Starting with the first determination date on December 4, 2026, if the underlier’s closing level is at or above a call threshold level of 90% of the initial level, the notes are automatically redeemed for a fixed early redemption payment corresponding to about 19.50% per annum, increasing over up to 69 scheduled determination dates.
If not redeemed early, at maturity investors receive $2,170 per security if the final level is at or above the call threshold level, only $1,000 if it is between the call threshold and a downside threshold at 60% of the initial level, and $1,000 × (final level ÷ initial level) if below the downside threshold, with losses up to 100% of principal. All payments are subject to Morgan Stanley’s credit risk.