Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC priced Principal-at-Risk notes due May 3, 2029, fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and pays no interest. If the final level of every underlier is at or above its 70% downside threshold, holders receive principal plus a fixed upside payment. If any underlier is below its downside threshold, payment equals principal times the performance factor of the worst performing underlier and may be significantly less than principal or zero. The securities reference the Nasdaq-100, Russell 2000 and S&P 500 indices, carry issuer credit risk and have an estimated value on the pricing date of approximately $966.40 per security.
Morgan Stanley Finance LLC is offering callable Jump Notes due May 5, 2031, fully guaranteed by Morgan Stanley, linked to the S&P 500® Futures Excess Return Index. Each note has a stated principal amount of $1,000, a 150% participation rate in positive index performance and no regular interest.
The notes feature an issuer call beginning May 12, 2027, where redemption payments are fixed and designed to provide at least approximately 16.00% per annum on specified redemption dates. If not called and the final level exceeds the initial level, maturity payment = stated principal + (stated principal × participation rate × underlier percent change); otherwise investors receive only the stated principal. All payments are subject to issuer credit risk. The pricing-date estimated value is approximately $968.30 per note.
Morgan Stanley Finance LLC priced structured notes with an auto-callable feature linked to the worst performing of the Dow Jones Industrial, S&P 500® and Russell 2000® indices. Each security has a stated principal amount of $1,000, an original issue price of $1,000 and an estimated value on the pricing date of approximately $943.00. The notes may be automatically redeemed on scheduled determination dates beginning April 26, 2027 for fixed early redemption payments that escalate over time; final maturity is April 21, 2031. If not auto‑redeemed, payment at maturity depends on index outcomes: a full fixed upside payment of $1,575.00 is payable if each underlier is at or above its call threshold, the stated principal is returned if all underliers finish at or above 75% of initial levels, and losses apply pro rata to the worst performing underlier below that downside threshold, potentially wiping out principal. All payments are subject to MSFL/Morgan Stanley credit risk.
The document is a preliminary pricing supplement for Principal at Risk securities issued by Morgan Stanley Finance LLC and fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, an estimated value on the pricing date of approximately $962.40, and a limited fixed upside payment of $427.50 to $447.50 per security. Payment at maturity depends solely on the worst performing of the Dow Jones Industrial Average, Nasdaq-100 and Russell 2000; if the worst performing underlier on the observation date is below its 70% downside threshold, investors lose pro rata principal and could lose their entire investment. The strike and pricing date are April 30, 2026, the observation date is April 30, 2030 (subject to postponement), and the stated maturity is May 3, 2030. All payments are subject to issuer and guarantor credit risk and the securities do not pay interest.
Morgan Stanley Finance LLC priced a Trigger PLUS structured note due May 5, 2031, fully guaranteed by Morgan Stanley that links payoff to the worst performing of the Dow Jones Industrial Average and the S&P 500® Index. The stated principal amount is $1,000 per security and the securities pay no interest.
At maturity investors receive either principal plus a leveraged upside, principal only, or a principal amount reduced pro rata if the worst performing underlier closes below its downside threshold (75% of initial level). The leverage factor will be set on the pricing date and is disclosed as 143% to 158%. Estimated value on the pricing date is approximately $964.30 per security.
The Morgan Stanley Finance LLC preliminary pricing supplement describes contingent income auto-callable securities due November 4, 2027, fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and pays a contingent coupon only if all three underliers meet specified coupon barrier levels on observation dates.
The notes reference the Nasdaq-100® Technology Sector, Russell 2000® and S&P 500® and are linked to the worst performing underlier. Coupons may range from 12.75% to 13.75% per annum (final rate set on the pricing date). Automatic early redemption may occur on specified determination dates; maturity payment can be reduced pro rata if the worst performing underlier falls below its 70% downside threshold, potentially resulting in total loss of principal.
Morgan Stanley Finance LLC is offering Trigger PLUS principal-at-risk securities due May 5, 2031 linked to the S&P 500® Futures Excess Return Index. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $948.20. At maturity the securities pay the stated principal plus a leveraged upside if the final index level is above the initial level; if the final level is between the initial level and the downside threshold (70% of the initial level) investors receive only principal; if below the downside threshold investors lose 1% for each 1% decline in the index and could lose their entire investment.
The leverage factor will be set on the pricing date between 200% and 205%. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to credit risk, model-based estimated value, limited secondary-market liquidity and uncertain U.S. federal income tax treatment.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering Trigger PLUS principal-at-risk securities linked to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500. Each security has a stated principal amount of $1,000 and an original issue date of May 5, 2026.
Payment at maturity on May 5, 2031 depends on the worst performing underlier on the observation date of April 30, 2031: full principal plus a 400% leveraged upside up to a $1,800–$1,850 cap if the worst underlier is higher; full principal if the worst underlier is down but ≥70% of initial level; otherwise principal declines dollar-for-dollar with the worst underlier and could be zero. All payments are subject to issuer and guarantor credit risk. Estimated value on the pricing date is approximately $944.70 per security.
Morgan Stanley Finance LLC is offering Principal at Risk auto-callable securities linked to Oracle Corporation common stock, with a stated principal amount of $1,000 per security and maturity on April 20, 2028. The securities pay a contingent coupon (annual rate to be set on the pricing date, indicated between 17.25%–18.25%) only if the underlier meets the coupon barrier on observation dates and are automatically redeemed early if the underlier meets the call threshold on redemption determination dates. If not called, repayment at maturity depends on the final level relative to a downside threshold (60% of the initial level); a final level below that threshold produces a principal loss equal to the underlier’s decline. All payments are unsecured and subject to Morgan Stanley’s credit risk. The preliminary estimated value on the pricing date is approximately $955.10 per security.
Morgan Stanley Finance LLC offers Principal at Risk contingent‑income, memory auto‑callable securities linked to Palantir Technologies Inc. class A common stock with a stated principal of $1,000 per security. The securities pay a contingent coupon (annual rate to be set on pricing date, indicated at 18.50%–19.50% range in the preliminary terms) only when the underlier meets observation‑date barriers and are automatically redeemed if call conditions are met.
The securities return principal at maturity only if the final level is at or above the downside threshold (set at 60% of the initial level); otherwise investors suffer a pro rata loss tied to the underlier’s decline. Estimated value on the pricing date is approximately $958.80 per security. All payments are subject to Morgan Stanley and MSFL credit risk.