Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk Contingent Income Auto-Callable Securities due March 3, 2028, linked to the VanEck® Gold Miners ETF. Each security has a $1,000 stated principal amount and issue price, with an estimated value of about $960.10 on the pricing date.
Investors may receive a 14.30% per annum contingent coupon, paid only if the ETF’s closing level on an observation date is at least 70% of the initial level. The notes auto-call if on a redemption determination date the ETF is at least 100% of the initial level, paying principal plus that period’s coupon and then terminating.
If not redeemed early, at maturity investors receive principal back only if the final ETF level is at least 60% of the initial level; otherwise, the payout equals the performance factor (final level ÷ initial level), producing a 1-for-1 loss that can reduce repayment to zero. Payments are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, and are subject to their credit risk. U.S. tax treatment is expected to follow a prepaid financial contract with associated coupons, but the tax outcome is uncertain, particularly for non-U.S. holders.
Morgan Stanley (MS), via Morgan Stanley Finance LLC, is offering market-linked notes due September 7, 2027 whose return is based on the worst performing of the Nasdaq-100 Index® and Russell 2000® Index. Each note has a stated principal of $1,000 and pays no periodic interest.
At maturity, if both indices finish above their initial levels, holders receive $1,000 plus 100% of the gain of the worst-performing index, capped at a maximum payment of $1,066.50 (106.65% of principal). If either index is at or below its initial level, investors receive only the $1,000 principal.
The notes are unsecured obligations of Morgan Stanley Finance LLC, fully and unconditionally guaranteed by Morgan Stanley, and all payments are subject to Morgan Stanley’s credit risk. The estimated value on the pricing date is approximately $981.70 per note, below the $1,000 issue price, reflecting issuance, structuring and hedging costs. The notes will not be listed on any exchange, and secondary market liquidity may be limited. For U.S. tax purposes, Morgan Stanley intends to treat the notes as contingent payment debt instruments, requiring accrual of interest income over their term.
Morgan Stanley Finance LLC, fully guaranteed by MORGAN STANLEY (MS), is offering principal-at-risk Callable Contingent Income Securities due August 2, 2028, linked to the worst performer of the Nasdaq-100, Russell 2000 and S&P 500 indices. Each security has a $1,000 stated principal amount and pays a 10.10% per annum contingent coupon only if on each observation date all three indices are at or above 70% of their initial levels. From September 3, 2027, the issuer may redeem the notes on specified dates for principal plus any due coupon, but only if a risk neutral valuation model indicates redemption is economically rational for the issuer. If the notes are not called and any index finishes below its 70% downside threshold on the final observation date, repayment is reduced in proportion to the decline of the worst-performing index, potentially to zero. The estimated value on the pricing date is approximately $982.50 per security, reflecting issuance, structuring and hedging costs, and all payments are subject to Morgan Stanley’s credit risk.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk Contingent Income Auto-Callable Securities due September 21, 2029, linked to the worst performer of the Dow Jones Industrial Average, Nasdaq‑100 Index and Russell 2000 Index. Each security has a $1,000 stated principal amount and issue price and is fully and unconditionally guaranteed by Morgan Stanley.
The notes pay a contingent coupon at 8.00% per annum, but only for periods where on the observation date all three indices are at or above a coupon barrier set at 70% of the initial level. The notes are automatically called if on any redemption determination date all indices are at or above their call threshold of 100% of initial level, paying principal plus the related coupon, after which no further payments are made.
If not called, at maturity investors receive principal only if each index is at or above its downside threshold of 70% of initial level; otherwise, repayment is reduced in full proportion to the decline of the worst-performing index and can be zero. The estimated value on the pricing date is approximately $962 per $1,000 security, reflecting issuing, selling, structuring and hedging costs. The notes are unsecured obligations subject to Morgan Stanley’s credit risk, may have little or no secondary market, and carry complex and uncertain U.S. tax treatment, including potential 30% withholding on coupons for certain non‑U.S. investors.
Morgan Stanley (MS), via Morgan Stanley Finance LLC, is offering principal-at-risk Callable Contingent Income Securities due September 6, 2028, linked to the worst performer of the Nasdaq-100® Technology Sector Index, the Russell 2000® Index and the S&P 500® Index, fully and unconditionally guaranteed by Morgan Stanley.
The notes pay a 12.35% annual contingent coupon only if on each observation date all three indices are at or above their respective coupon barrier levels of 70% of initial. From March 3, 2027, the issuer may call the notes on scheduled redemption dates based on a risk neutral valuation model; once redeemed, no further payments are made.
If not redeemed and, at maturity, each index is at or above its 70% downside threshold level, investors receive the $1,000 stated principal plus any final coupon. If any index finishes below its threshold, the payoff is $1,000 multiplied by the performance factor of the worst index, creating 1-for-1 downside and potential total loss of principal. The estimated value on the pricing date is approximately $985 per security, below the $1,000 issue price, reflecting structuring and hedging costs. All payments are subject to Morgan Stanley’s and MSFL’s credit risk.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering unsecured Jump Notes with an auto-call feature due August 29, 2031, linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index. Each note has a $1,000 stated principal amount and pays no interest.
The notes are automatically redeemed on September 2, 2027 for $1,140 per note if on the first determination date the index closes at or above 90% of its initial level. If not called and the final index level exceeds the initial level, holders receive $1,000 plus 100% of the index gain; otherwise they receive only $1,000 at maturity.
The notes are fully and unconditionally guaranteed by Morgan Stanley, carry an estimated value on the pricing date of about $972.30 per note, will not be listed on any exchange, and all payments are subject to Morgan Stanley’s credit risk and the complex features and risks of the decrement and volatility-targeting index.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk Contingent Income Memory Auto-Callable Securities due September 6, 2029, linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. Each security has a stated principal amount of $1,000 and an original issue price of $1,000, with an estimated value on the pricing date of approximately $937.20 per security.
The notes pay a contingent coupon at 15.10% per annum, but only for observation dates when the index closes at or above the coupon barrier level of 70% of the initial level. Missed coupons may be "remembered" and paid later if a subsequent observation meets the barrier. The notes are automatically callable on specified dates if the index is at or above the call threshold level of 100% of the initial level, in which case investors receive principal plus the applicable coupon and any unpaid coupons, and the investment ends.
If not called early, at maturity investors receive principal back only if the final index level is at or above the downside threshold level of 60% of the initial level. Below that threshold, repayment is reduced in proportion to the index decline, potentially to zero. Investors do not participate in any index upside. All payments are subject to the credit risk of Morgan Stanley Finance LLC and Morgan Stanley, and the securities may have limited or no secondary market liquidity. The issuer highlights material risks, including potential loss of entire principal, possibility of receiving few or no coupons, model-based estimated value below issue price, and tax uncertainty, with possible 30% U.S. withholding on coupons for certain non-U.S. holders.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk Callable Contingent Income Securities due October 5, 2027, linked to the worst performing of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index. Each security has a $1,000 stated principal and issue price, with an estimated value on the pricing date of approximately $985.90.
The notes pay a contingent coupon at an annual rate of 11.05% only if, on each observation date, the closing level of every index is at or above 70% of its initial level (the coupon barrier). Principal repayment at maturity also depends on all three indices finishing at or above their 70% downside thresholds; otherwise, investors lose 1% of principal for each 1% decline of the worst-performing index, potentially losing their entire investment. Beginning December 3, 2026, the issuer may redeem the notes early on specified dates if a risk neutral valuation model indicates that redemption is economically rational for Morgan Stanley. All payments are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, and are subject to the credit risk of Morgan Stanley.