MORGAN STANLEY SEC Filings

Morgan Stanley Finance LLC is offering principal-at-risk notes backed by Morgan Stanley. The securities are issued at $1,000 per security with an aggregate principal amount of $612,000 and an estimated value on the pricing date of $905.00 per security. The notes pay a contingent coupon at an annual rate of 9.25% on observation dates when the underlier meets the coupon barrier. The underlier initial level is 1,352.96; the coupon barrier is 811.776 (60% of initial) and the buffer level is 1,150.016 (85% of initial). If not called, maturity is June 30, 2031 with final observation on June 25, 2031. If the final level is below the buffer, principal is reduced by the underlier decline beyond the 15% buffer, subject to a minimum payment at maturity of 15% of principal. Issue price includes a $46 agent commission per security; proceeds to issuer are $954 per security. All payments are subject to issuer and guarantor credit risk.

Morgan Stanley Finance LLC priced a $100,000 aggregate offering of Buffered PLUS principal-at-risk notes. The securities have a $1,000 stated principal amount, issue price $1,000, an estimated value $948.30 and pay no interest. At maturity on June 30, 2031, payoff is tied to the worst performing of the Russell 2000® and S&P 500® indices with a 115% leverage on upside, an initial 20% buffer and a minimum payment of 20% of principal. The securities are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley; all payments are subject to the issuer and guarantor credit risk. The offering includes a $25 selling commission per security and an amortization period of six months following issuance.

Morgan Stanley Finance LLC issued a pricing supplement for contingent income auto-callable securities due June 28, 2029. The securities are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, issued at $1,000 per security with aggregate principal amount of $195,000.

The notes pay a contingent coupon of 9.00% per annum on each coupon payment date only if the closing level of each underlier meets its coupon barrier. Early automatic redemption can occur on specified dates if all underliers meet their call threshold levels; otherwise, at maturity investors receive principal only if each underlier is at or above its downside threshold, and otherwise suffer losses equal to the percent decline of the worst performing underlier. All payments are subject to issuer credit risk and the estimated value on the pricing date was $958.90 per security.

Morgan Stanley Finance LLC is offering Principal at Risk securities linked to the S&P 500® Index with a stated principal of $1,000 per security and an aggregate principal amount of $1,476,000. The securities were priced on June 25, 2026, issued on June 30, 2026, and mature on December 30, 2027. The payoff is path-independent and based solely on the closing index level on the observation date (December 27, 2027), with an upside participation rate of 100% capped at a $1,151.50 maximum upside payment (115.15% of principal). A 15% buffer applies: if the final level is between the initial level and 85% of the initial level, investors receive up to a positive 15% return; if the final level is below the buffer, investors lose 1 of principal for each 1 decline beyond the buffer, subject to a minimum payment of 15% of principal. The estimated value on the pricing date was $987.40 per security. All payments are subject to issuer and guarantor credit risk, and the securities do not pay interest.

Morgan Stanley Finance LLC priced a structured principal-at-risk note offering: Buffered Jump Securities due June 28, 2029, fully and unconditionally guaranteed by Morgan Stanley. The issuance totals $196,000 aggregate principal with a stated principal of $1,000 per security. The notes feature an automatic early redemption on the first determination date, a 20% buffer against losses of the worst performing underlier, a 150% participation rate in upside at maturity and a minimum payment at maturity equal to 20% of stated principal. All payments are subject to Morgan Stanley's credit risk and the securities do not pay periodic interest.

Morgan Stanley Finance LLC offered market-linked notes due June 30, 2031, linked to the EURO STOXX 50® Index and fully guaranteed by Morgan Stanley. The notes were issued at $1,000 each (aggregate $339,000) with an estimated value of $950.10 and a 115.25% participation rate. At maturity holders receive principal plus an upside payment if the index closing level on the observation date exceeds the initial level (initial level: 6,267.53); otherwise they receive only the stated principal. Payments are unsecured and subject to Morgan Stanley credit risk. Commissions of $31.25 per note were paid; proceeds to issuer per note were $968.75. Tax treatment is as a contingent payment debt instrument with a comparable yield of 4.8164%.

Morgan Stanley Finance LLC is offering Structured Investments — Buffered Jump Securities due October 14, 2027 — fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal and a fixed upside payment of $117.50 (11.75%) if the S&P 500® final level is at or above the initial level. The securities provide a 15% buffer (buffer level = 85% of the initial level): if the final level falls below the buffer, investors lose 1% of principal for each 1% decline beyond the buffer, subject to a 15% minimum payment at maturity. The document discloses an estimated value on the pricing date of approximately $988.50 per security and emphasizes that all payments are subject to Morgan Stanley’s credit risk.

Morgan Stanley Finance LLC prices market-linked notes due March 30, 2028, fully and unconditionally guaranteed by Morgan Stanley, with an aggregate principal amount of $140,000 (140 notes of $1,000 each) issued at $1,000 per note. The notes pay no interest and return $1,000 at maturity if the Morgan Stanley Amplitude Index is flat or down; if the index finishes above the initial level of 206.52 (the strike on June 25, 2026), holders receive the stated principal plus an upside payment equal to the participation rate of 200% times the index percent change. The estimated value on the pricing date is $947.00 per note, and MS&Co. will receive a $20 commission per note (proceeds to issuer: $137,200). Payments are subject to issuer/guarantor credit risk; the notes are unsecured, not listed, and do not pay periodic interest.

Morgan Stanley Finance LLC priced a series of Trigger PLUS principal-at-risk securities linked to the S&P 500® Futures Excess Return Index. The offering totals $2,844,000 (aggregate principal), with a $1,000 stated principal per security and an original issue date of June 30, 2026.

At maturity on June 30, 2031, investors either receive principal plus a 200% leveraged upside if the final level exceeds the initial level (initial level 590.78), principal only if the final level is between the initial level and the 70% downside threshold (413.546), or a loss proportional to the underlier decline if below the threshold. The estimated value on the pricing date was $944.80 per security; commissions of $40 per security reduce proceeds to the issuer.