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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced $6,149,000 of structured, principal‑at‑risk securities fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and matures on June 30, 2031 (final determination date June 25, 2031).
The notes reference the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index, have a 15% downside buffer (buffer level = 1,150.016, 85% of the initial level) and an automatic early redemption feature tied to a call threshold of 1,217.664 (90% of the initial level). If not called, maturity payments depend on the final index level, with a minimum payment of 15% of principal and potential losses of 1% per 1% decline beyond the buffer.
All payments are subject to Morgan Stanley's credit risk; the securities pay no regular interest, include issuance and hedging costs (estimated value on the pricing date: $908.30 per security), and were priced on June 25, 2026. The offering is described in the accompanying supplements and prospectus.
Morgan Stanley Finance LLC priced 5,467 securities of Principal at Risk notes due June 30, 2031 linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. Each security has a stated principal amount of $1,000 (issue price $1,000), aggregate principal $5,467,000, and an estimated value on the pricing date of $905.40 per security. The notes pay a contingent coupon at an annual rate of 10.50% on observation dates when the underlier is at or above the coupon barrier level (70% of the initial level). They feature a 15% buffer (buffer level = 85% of initial level) and a minimum payment at maturity of 15% of principal; if the final level is below the buffer, investors absorb losses 1% for each 1% decline beyond the buffer. The securities are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley; all payments are subject to issuer credit risk. Automatic early redemption may occur if the underlier is at or above the call threshold (100% of initial level) on a redemption determination date.
Morgan Stanley Finance LLC is issuing auto-callable structured "Jump Notes" due June 30, 2033, fully guaranteed by Morgan Stanley. The notes have a $1,000 stated principal amount, an aggregate principal amount of $871,000 and pay no interest. They feature automatic early redemption beginning on June 25, 2027 if the underlier meets the call threshold level of 1,352.96 on a determination date, producing fixed early redemption payments that correspond to roughly 7.50% per annum. At maturity, if not called, investors receive principal plus any upside equal to the 100% participation in the underlier appreciation; if the final level is equal to or less than the initial level, investors receive only the stated principal. All payments are subject to issuer credit risk; the notes are unsecured and will not be listed.
Morgan Stanley Finance LLC priced a series of Trigger PLUS principal-at-risk notes due June 30, 2031, fully guaranteed by Morgan Stanley, with an aggregate principal amount of $5,913,000 and a stated principal of $1,000 per security. The notes reference the worst performing of the Dow Jones Industrial Average and the S&P 500® Index and pay no interest.
At maturity the payment depends solely on closing levels on the observation date. Upside: investors receive principal plus 127% of appreciation of the worst performing underlier if it finishes above its initial level. Limited protection: if the worst performing underlier finishes between its initial level and 70% of its initial level, investors receive principal. Downside: if the worst performing underlier finishes below 70% of its initial level, investors lose in direct proportion (1% loss per 1% decline), with no minimum payment.
Morgan Stanley Finance LLC is offering Principal at Risk structured securities linked to the S&P 500® Index due June 30, 2031. Each security has a $1,000 stated principal amount and pays no interest; estimated value on the pricing date was $946.30.
The payoff depends on the index level on the observation date (June 25, 2031): full upside participation at 100% is capped at $1,606.50 (160.65%); a 15% buffer protects limited declines; below the buffer investors lose principal pro rata, with a minimum payment of 15% of principal.
Morgan Stanley Finance LLC is offering Structured Investments — Enhanced Buffered Jump Securities linked to the capital stock of International Business Machines Corporation (IBM), fully and unconditionally guaranteed by Morgan Stanley. The aggregate principal amount offered is $580,000 at an issue price of $1,000 per security.
The securities mature on July 12, 2027 with an observation date of July 7, 2027. If the final level is greater than or equal to the buffer level, holders receive the stated principal plus an upside payment of $164.40 (16.44%). If the final level is below the buffer level (buffer = 25% of initial level), holders incur losses of 1.3333% for each 1% decline beyond the buffer and could lose their entire investment. The estimated value on the pricing date was $984.20.
Morgan Stanley Finance LLC priced Principal at Risk securities linked to the S&P 500® Index with $700,000 aggregate principal. Each $1,000 security pays no interest and offers a fixed $81 upside payment (8.10%) at maturity if the final level is at or above the downside threshold. If the final level is below the downside threshold (5,518.665, 75% of the initial level of 7,358.22), investors bear losses pro rata (1% principal loss for each 1% index decline) and could lose their entire investment. The securities mature on July 29, 2027 with the observation date of July 26, 2027. The estimated value on the pricing date was $985.50 per security; the issue price is $1,000 with agent commissions of $10.42 per security.
Morgan Stanley Finance LLC is offering callable, principal‑at‑risk notes linked to the S&P 500® Futures Excess Return Index with a stated principal amount of $1,000 per security and an aggregate principal amount of $2,092,000. The securities have a 15% buffer (buffer level 502.163), a 200% participation rate, and a minimum payment at maturity equal to 15% of principal. The securities may be redeemed early on specified redemption dates beginning July 7, 2027, for fixed redemption payments that correspond to roughly 22.50% per annum, based on a risk‑neutral valuation model. All payments are subject to MSFL's and Morgan Stanley's credit risk.
Morgan Stanley Finance LLC offers callable, principal-at-risk notes due June 30, 2031 linked to the worst performing of the Russell 2000 and S&P 500 indices. Each security has a stated principal amount of $1,000 and an aggregate principal amount of $874,000. The securities pay a contingent coupon of 6.55% per annum only when both underliers are at or above their coupon barrier levels on observation dates; otherwise no coupon is paid for that period. The securities feature a call mechanism—first callable on June 30, 2027—that depends on the output of a risk neutral valuation model selected by the calculation agent. At maturity investors receive principal if both underliers are at or above their buffer levels (85% of initial). If the worst performing underlier is below its buffer, the maturity payment equals principal × (performance factor + 15% buffer), subject to a minimum payment of 15% of principal. The issue price is $1,000 per security, estimated value on the pricing date is $942.90, and dealer commissions are $37.50 per security.
Morgan Stanley Finance LLC is offering Callable Jump Notes due June 30, 2031, fully and unconditionally guaranteed by Morgan Stanley, with an aggregate principal amount of $849,000 at a stated principal amount of $1,000 per note.
The notes reference the worst performing of the Russell 2000® Index and the S&P 500® Index, pay no regular interest, and provide either (1) a fixed early redemption payment (rising approximately 10.00% per annum on specified redemption dates) if Morgan Stanley elects to call the notes using a risk neutral valuation model, or (2) at maturity a principal plus an upside payment equal to the stated principal amount × 100% participation × the percent change of the worst performing underlier (only if both underliers finish above their initial levels).