Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC is offering Callable Contingent Income Securities due September 17, 2029, fully and unconditionally guaranteed by Morgan Stanley. The securities are issued in $1,000 denominations at an issue price of $1,000 per security and an estimated value on the pricing date of approximately $970.00.
The notes pay a contingent coupon at an annual rate of 12.00% for each interest period only if the closing level of each underlier is at or above its coupon barrier (set at 70% of the initial level) on the related observation date. The notes are linked to the worst performing of four underliers (TLT, RTY, SPX, XLU) and carry a downside threshold of 60% of each underlier's initial level. If any underlier is below its downside threshold at maturity, payment at maturity reflects the performance of the worst performing underlier and principal may be significantly reduced or lost.
The securities are callable beginning on June 17, 2026 if a risk neutral valuation model indicates redemption is economically rational for the issuer; early redemption will end future payments. All payments are subject to the issuer's and guarantor's credit risk.
Morgan Stanley Finance LLC is offering Dual Directional Trigger PLUS notes due September 16, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each Trigger PLUS has a $1,000 stated principal, a 200% leverage factor on upside, a trigger level of 85% of the initial share price, and a maximum payment at maturity of $1,598. The notes reference shares of the VanEck® Gold Miners ETF (GDX). If final share price is between the trigger and initial price, investors receive a positive return equal to the absolute share decline (capped at 15%). If the final share price is below the trigger, investors suffer proportional principal loss and may lose their entire investment. Pricing date is March 11, 2026 and original issue date is March 16, 2026. All payments are subject to issuer credit risk; the document states an estimated pricing-date value of approximately $961.80 per Trigger PLUS.
Morgan Stanley Finance LLC is offering Auto-Callable Trigger PLUS securities due March 15, 2029, linked to the Tokyo Stock Price Index (TOPIX). Each security has a $1,000 stated principal amount and an original issue price of $1,000; the estimated value on the pricing date is approximately $955.50. The securities are unsecured obligations of MSFL fully and unconditionally guaranteed by Morgan Stanley and are principal at risk.
The securities will be automatically redeemed if the index closing value on the first determination date (3/18/2027) is greater than or equal to the initial index value, producing an early redemption payment of at least $1,197.50 per security (actual amount determined on the pricing date). At maturity (3/15/2029), unpaid securities pay: (i) $1,000 + 125% of upside if the final index value exceeds the initial index value; (ii) $1,000 if the final index value is between the downside threshold level (85% of initial) and the initial level; or (iii) $1,000 × index performance factor if the final index value is below the downside threshold, exposing investors to full downside (potentially a total loss). All payments are subject to Morgan Stanley’s credit risk and certain terms (including early redemption payment and initial index value) are determined on the pricing date.
Morgan Stanley Finance LLC priced a $6.2 million issuance of structured, principal-at-risk notes due March 11, 2031 that are fully and unconditionally guaranteed by Morgan Stanley. Each $1,000 security links to the worst performing of the Russell 2000® and EURO STOXX 50® indices and may auto‑redeem on specified determination dates.
The notes do not pay interest and expose investors to full principal loss if the worst performing underlier falls below its downside threshold (75% of initial level). Early redemption can occur on periodic determination dates for fixed cash payments; the estimated value at pricing was $962.70 per security and proceeds to the issuer were $6,010,900 after a $30.50 agent commission per security.
Morgan Stanley Finance LLC amends a preliminary pricing supplement for contingent income memory auto‑callable securities linked to the common stock of Oracle Corporation, fully and unconditionally guaranteed by Morgan Stanley. The securities have a stated principal amount of $1,000 per security and an issue price of $1,000 per security, with an estimated value on the pricing date of approximately $970.30 per security.
The terms include a contingent coupon at an annual rate of 22.20%, observation dates beginning June 8, 2026, automatic early redemption if the closing level meets or exceeds the call threshold of $152.96 (100% of the initial level), a coupon barrier and downside threshold equal to $91.776 (60% of the initial level), a final observation date of March 6, 2028 and maturity on March 9, 2028. If the final level is below the downside threshold, payment at maturity equals the stated principal multiplied by the performance factor, which could result in a substantial loss of principal.
Morgan Stanley Finance LLC offers auto-callable, principal‑at‑risk securities linked to the VanEck® Gold Miners ETF due April 5, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each security has a face amount of $1,000 and an estimated pricing‑date value of $939.90 (within $39.90 of that estimate). The securities pay no interest and may be automatically called on semi‑annual calculation days beginning April 6, 2027; call payments correspond to fixed call premiums (at least 8.30% on the 1st calculation day up to at least 24.90% on the final calculation day). If not called, maturity payoff exposes holders to losses beyond a 20% buffer: an ending price below the threshold (80% of the starting price) can cause a loss of up to 80% of the face amount. All payments are subject to Morgan Stanley's credit risk; secondary market liquidity and tax treatment are uncertain.
Morgan Stanley Finance LLC is offering auto-callable, principal-at-risk market linked securities due March 25, 2030, fully guaranteed by Morgan Stanley. Each security has a face amount of $1,000 and an estimated value at pricing of $959.40 (within $45.00).
The securities pay a fixed call premium if both the S&P 500® Index and the Dow Jones Industrial Average close at or above their starting levels on quarterly calculation days beginning March 25, 2027. If not called, maturity payment depends on the lowest performing underlying; a decline below a 75% threshold exposes investors to losses of more than 25%, possibly total loss.
Morgan Stanley Finance LLC is offering Buffered PLUS principal-at-risk notes due March 23, 2028, fully and unconditionally guaranteed by Morgan Stanley. The securities link to a 50/50 basket of the iShares MSCI Taiwan (EWT) and South Korea (EWY) funds, priced March 18, 2026 with original issue date March 23, 2026.
The notes return the stated principal plus a 145% leverage on any appreciation of the underlier, capped at a $1,500 maximum payment. They provide a 10% buffer against downside: losses beyond a 10% decline are borne 1% per 1% of further decline; minimum payment is 10% of principal. Estimated value on the pricing date is about $958 per $1,000 security.
All payments are subject to issuer and guarantor credit risk; the offering document highlights limited liquidity, model-based valuation, tax uncertainty, and affiliate conflicts of interest.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk notes with an auto‑callable feature due March 16, 2028, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an issue price of $1,000. The securities are linked to the worst performing of the EURO STOXX 50® and the S&P 500® indices, have a call threshold at 100% of initial levels and a downside threshold at 75%. If neither underlier meets call conditions on a determination date, holders may face full principal loss if the worst performing underlier falls below its downside threshold. Early redemption payments correspond to an approximate return of 12.35% per annum; estimated value on the pricing date was approximately $960.30 per security.
Morgan Stanley Finance LLC offers structured, principal‑at‑risk notes linked to the worst performing of the SPDR® Gold Trust (GLD) and the VanEck® Semiconductor ETF (SMH), with a $1,000 stated principal amount per security and an original issue price of $1,000.
The securities have a 150% participation rate, an early redemption payment of $1,450 if both underliers meet 100% call thresholds on the first determination date (March 23, 2027), and a final maturity of March 21, 2029. Investors face full principal risk if the worst performing underlier falls below a 60% downside threshold of its initial level; estimated value at pricing was approximately $936.40 per security. The notes are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley.