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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC offers Structured Investments (Buffered Jump Securities) due June 30, 2031 fully and unconditionally guaranteed by Morgan Stanley. The securities are principal‑at‑risk notes linked to the worst performing of the Dow Jones Industrial Average, the S&P 500® Index and the State Street® Consumer Staples Select Sector SPDR® ETF with automatic early redemption opportunities and a 20% buffer.
Each security has a stated principal amount of $1,000, an aggregate principal amount of $330,000, an estimated value on the pricing date of $982.90, and will pay fixed early redemption amounts if all underliers meet their call threshold on a determination date. If not redeemed, maturity payments depend on the worst performing underlier and may result in significant principal loss subject to a 20% minimum payment at maturity.
Morgan Stanley Finance LLC prices structured "Jump Notes" linked to the worst performing of the Russell 2000® and the S&P 500®. Each note has a $1,000 stated principal amount and a fixed upside payment of $235 (23.50%) payable at maturity if the worst performing underlier finishes at or above its initial level. The notes pay no interest, are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley. The strike/ pricing date is July 31, 2026, the observation date is July 31, 2029 and the maturity date is August 3, 2029. The preliminary pricing supplement shows an estimated value on the pricing date of approximately $983.20 per note. All payments are subject to the issuer's credit risk and the notes will not be listed on any securities exchange.
Morgan Stanley Finance LLC priced contingent income auto-callable principal-at-risk securities linked to Ares Management Corporation Class A common stock. The securities have a $1,000 stated principal per security, an aggregate principal amount of $2,254,000, and an annual contingent coupon of 19.50%. Coupons are paid only if the closing level of the underlier meets the coupon barrier on observation dates. The securities may be automatically redeemed early when the underlier meets the call threshold ($109.13) on specified redemption determination dates. If not redeemed, investors receive principal at maturity only if the final level is at or above the downside threshold ($65.478, 60% of the initial level); otherwise the payment at maturity equals the stated principal multiplied by the performance factor and could be significantly less or zero. Estimated value on the pricing date was $951.80 per security; agent commissions were $20 per security.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent income auto-callable securities due November 4, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and a contingent annual coupon rate of 12.75% payable only if both underliers meet coupon barrier levels on observation dates.
The securities link to the Nasdaq-100® Technology Sector Index℠ and the Russell 2000® Index and are callable on a series of redemption determination dates beginning January 29, 2027. If not auto‑redeemed, maturity payment depends on the worst performing underlier versus a downside threshold of 75% of its initial level; losses can equal the full principal.
Morgan Stanley describes the Morgan Stanley Amplitude Index™ (MSAMP5), a rules-based multi-asset index that targets 5% annualized volatility using leverage (up to 125%) and a de‑leveraging Risk Mitigation Multiplier. The index charges a 0.65% per annum index fee (deducted daily) and historically averaged total fees of approximately 1.4% per annum on back‑tested data.
The index allocates across Equities, Fixed Income, Commodities and a Liquid Alternatives sleeve using rolling futures, mean‑variance optimization across six look‑back windows, intraday trend and carry signals, and a volatility control that adjusts exposure daily. The Index Live Date is January 5, 2026 and its base value was set to 100 as of June 1, 2012. The supplement highlights simulated pre‑live performance, contango/roll risks, leverage amplification, and methodology‑driven limits on asset weights.
Morgan Stanley Finance LLC priced structured, market-linked notes tied to the Nasdaq-100 Index with a $1,000 stated principal amount per note and an original issue price of $1,000 per note. The notes pay no interest, have a 100% participation rate in index appreciation subject to a $1,437 maximum payment at maturity, and rely on the closing index level on the observation date for payoff calculations. The pricing and strike dates are June 30, 2026, the original issue date is July 6, 2026, the observation date is June 30, 2031 (subject to postponement), and the maturity date is July 3, 2031. The estimated value on the pricing date is approximately $953.60 per note and all payments are subject to the issuer's and guarantor's credit risk.
Morgan Stanley Finance LLC offers Trigger Callable Yield Notes linked to the least performing of the Russell 2000® and EURO STOXX 50®. The notes pay a fixed monthly Coupon (to be set on the Trade Date) in the range of 9.85%–10.40% per annum, have an Issue Price of $10.00 and an estimated Trade Date value of approximately $9.941. The notes are callable monthly beginning October 7, 2026 if a risk neutral valuation model indicates calling is economically rational. At maturity on October 7, 2027, investors receive principal only if both Underlyings close at or above a Downside Threshold equal to 70% of each Initial Underlying Value; otherwise payment is $10 × (1 + Underlying Return of the Least Performing Underlying), which can result in a substantial or total loss of principal. The notes are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley; all payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC priced contingent income, principal‑at‑risk, auto‑callable notes linked to Advanced Micro Devices, Inc. Each security has a stated principal amount of $1,000 and an original issue price of $1,000. The notes pay a contingent coupon (annual rate to be set at pricing, disclosed as 24.00%–25.00% range) only if the underlier meets the coupon barrier on observation dates. The securities are subject to automatic early redemption if the underlier meets a call threshold on redemption determination dates. At final maturity, if the final level is below the downside threshold, investors suffer proportional principal loss (payment = stated principal × performance factor). All payments are unsecured and subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering principal‑at‑risk notes due July 15, 2027 linked to the common stock of MP Materials Corp. Each security has a stated principal amount of $1,000 and an issue price of $1,000. At maturity the notes pay $358.90 of upside (35.89%) if the final level is greater than or equal to the downside threshold level of $35.581 (which is 65% of the initial level). If the final level is below that threshold, the payment equals the stated principal multiplied by the performance factor (final level/initial level), meaning investors lose 1% of principal for each 1% decline in the underlier; there is no minimum payment. The document shows an estimated value on the pricing date of approximately $980.10 per security and discloses agent commissions of $10 per security. All payments are subject to issuer and guarantor credit risk, and U.S. federal income tax treatment is described as uncertain.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk notes linked to the worst performing of the Russell 2000 and S&P 500. The securities have a $1,000 stated principal per security, an original issue date of August 5, 2026 and maturity on August 3, 2029. They feature an automatic early redemption on the first determination date (August 6, 2027) for an $1,165 early redemption payment if both underliers meet their call threshold levels. If not auto‑redeemed, payoff depends on the worst performing underlier: investors can receive the stated principal plus a 150% participation in upside, the stated principal only if both final levels exceed 75% of initial levels, or a reduced payment (down to zero) if the worst performing underlier falls below 75% of its initial level. All payments are subject to issuer/guarantor credit risk; estimated value on pricing date was approximately $969.90 per security.