Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC priced $19,648,000 of Contingent Income Auto-Callable Securities due February 9, 2029. Each security has a $1,000 stated principal amount and an initial share price of $122.69 (pricing date February 6, 2026).
Holders may earn a contingent quarterly coupon at an annual rate of 11.21% (~$28.025 per quarter) only when the determination closing price is at or above the downside threshold of $85.883 (70% of the initial share price). The securities are auto-callable on quarterly determination dates if the underlying share equals or exceeds the initial share price; otherwise principal at maturity is linked 1-to-1 to the final share performance and can be less than 70% of principal or zero. Payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to issuer credit risk.
Morgan Stanley Finance LLC is offering Contingent Income Auto-Callable Securities due February 9, 2029 linked to the common stock of Bank of America Corporation. The aggregate principal amount is $6,044,000 with a stated principal amount of $1,000 per security and an issue price of $1,000 per security. The securities pay a contingent quarterly coupon at an annual rate of 10.19% only when the determination closing price on a determination date is at or above the downside threshold price of $42.398 (≈75% of the initial share price of $56.53 on the pricing date). If any of the first eleven determination dates has a closing price at or above the initial share price, the securities will be automatically redeemed early for the stated principal plus the contingent coupon. If not called and the final share price is below the downside threshold, holders are exposed on a 1-to-1 basis to declines in the underlying and could receive substantially less than principal, possibly zero. All payments are subject to the credit risk of Morgan Stanley Finance LLC and the guarantor, Morgan Stanley. The estimated value on the pricing date was $970.20 per security.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing $2,567,000 of principal-at-risk callable contingent income securities maturing on February 9, 2029. The notes are linked to the worst performer among the State Street Energy Select Sector SPDR ETF (XLE), the Nasdaq-100 Technology Sector Index (NDXT) and the Russell 2000 Index (RTY).
Investors may receive a 10.20% per annum contingent coupon, paid only if on each observation date all three underliers are at or above their coupon barrier levels, set at roughly 65% of initial levels. If any underlier is below its barrier on an observation date, no coupon is paid for that period. From August 11, 2026, the notes are callable in whole on specified redemption dates if a risk-neutral valuation model indicates it is economically rational for the issuer to redeem, stopping all future payments.
At maturity, if the notes have not been called and each underlier is at or above its downside threshold (about 60% of initial level), investors receive full principal plus any final coupon. If any underlier finishes below its downside threshold, principal is reduced 1% for every 1% decline of the worst performer, potentially to zero. The securities are unsecured obligations, with an estimated value on the pricing date of $972.20 per $1,000 issue price.
Morgan Stanley Finance LLC is issuing Enhanced Trigger Jump Securities due February 9, 2029, linked to the State Street® Consumer Discretionary Select Sector SPDR® ETF. Each note has a $1,000 principal amount, with a total offering size of $6,940,000, and is fully guaranteed by Morgan Stanley.
The notes pay no interest and do not guarantee a return of principal. If the ETF’s final level is at or above 80% of the initial level of $117.99, investors receive $1,000 plus a fixed upside payment of $275.60. If the final level is below the threshold, repayment falls in line with the ETF’s percentage decline, and investors can lose all invested principal.
The estimated value on the pricing date is $960.40 per note, below the $1,000 issue price, reflecting embedded structuring and hedging costs and an internal funding rate. The securities are unsecured, subject to Morgan Stanley’s credit risk, not listed on an exchange, and may have limited secondary market liquidity.
Morgan Stanley Finance LLC is offering market-linked, principal-at-risk securities fully guaranteed by Morgan Stanley. Each security has a $1,000 face amount, a planned $160 contingent fixed return (at least 16% of face amount) to be set on the pricing date, and a 30% downside buffer. The securities are linked to the lowest performing of Apple, Broadcom and Tesla and mature on March 10, 2027 (calculation day March 5, 2027), with a pricing date of February 19, 2026 and original issue date February 24, 2026. The estimated value on the pricing date is approximately $952.40 per security, or within $35.00 of that estimate. All payments are subject to Morgan Stanley credit risk; investors may lose up to 70% of face amount if the lowest performing underlying closes below its threshold (70% of its starting price).
Morgan Stanley Finance LLC is offering principal-at-risk Callable Contingent Income Securities due February 16, 2029, fully guaranteed by Morgan Stanley. The notes are linked to the worst performer among the iShares 20+ Year Treasury Bond ETF (TLT), Nasdaq‑100 Technology Sector (NDXT), Russell 2000 Index (RTY) and State Street Utilities Select Sector SPDR ETF (XLU).
Investors may receive a 12.40% per annum contingent coupon, but only if all underliers are at or above 70% of their initial levels on scheduled observation dates. The notes are callable quarterly from May 2026 based on a risk‑neutral valuation model that favors Morgan Stanley. At maturity, if not redeemed and any underlier finishes below 60% of its initial level, repayment is reduced in line with the worst underlier’s loss and can fall to zero. The estimated value on the pricing date is approximately $954.70 per $1,000 note, reflecting issuance and hedging costs.
Morgan Stanley Finance LLC is offering $1,120,000 of Enhanced Trigger Jump Securities linked to the S&P 500® Index, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount, pays no interest and matures on March 9, 2027.
Investors receive $1,085 per $1,000 security (an 8.50% upside payment) if the S&P 500 final level on the March 4, 2027 observation date is at or above the downside threshold level of 5,506.176, which is 80% of the 6,882.72 initial level. If the final level is below this threshold, repayment is reduced 1% for every 1% index decline, with no minimum, so the payment can fall to zero.
The securities are unsecured obligations of MSFL, subject to Morgan Stanley’s credit risk and will not be listed on any exchange. The issue price is $1,000 per security, while the estimated value on the pricing date is $983.70, reflecting issuing, selling, structuring and hedging costs and the issuer’s internal funding rate.
Morgan Stanley Finance LLC is offering $1,551,000 of Enhanced Trigger Jump Securities, $1,000 per note, linked to the worst performer of the S&P 500 Index and Russell 2000 Index. The notes pay no interest, are unsecured, and are fully and unconditionally guaranteed by Morgan Stanley.
At maturity on February 10, 2028, if each index is at or above 75% of its initial level, investors receive $1,000 plus a fixed $193.50 upside payment (a 19.35% return). If either index closes below its downside threshold, repayment is reduced 1% for every 1% decline in the worst-performing index, with no minimum—principal can be fully lost. The estimated value on the pricing date is $981.20 per note, below the $1,000 issue price, and secondary market liquidity may be limited.
Morgan Stanley Finance LLC amends a preliminary pricing supplement for callable contingent income securities. The securities are issued in $1,000 denominations at an issue price of $1,000 per security and pay a contingent coupon at an annual rate of 10.70% if each underlier meets coupon barriers on observation dates.
The notes are linked to the Dow Jones Industrial Average, the Nasdaq-100® Technology Sector and the Russell 2000® Index, are fully and unconditionally guaranteed by Morgan Stanley, carry principal-at-risk (losses if the worst-performing underlier falls below a 70% threshold), and are callable beginning on February 19, 2027 based on a risk-neutral valuation model. Terms reference pricing/strike on February 13, 2026 and observation dates through February 13, 2029.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing $3,371,000 of Contingent Income Auto-Callable Securities due November 8, 2030, linked to the worst performer of the Dow Jones Industrial Average, Nasdaq‑100 Index and S&P 500 Index. Each security has a $1,000 stated principal amount and issue price.
Investors may receive a 6.20% per annum contingent coupon, but only when all three indices are at or above their coupon barriers (75% of initial levels) on observation dates. From February 5, 2027 onward, the notes auto‑call if all indices are at or above their initial levels, paying principal plus coupon. If held to maturity and any index finishes below its downside threshold (65% of its initial level), repayment is reduced one‑for‑one with the worst index’s decline, and the maturity payment can fall to zero. The securities are unsecured, not insured, and have an estimated value of $945.30 per security on the pricing date, below the issue price.