Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC is offering Enhanced Trigger Jump Securities linked to the S&P 500® Index, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, pays no interest and exposes investors to principal loss.
At maturity on March 9, 2027, if the S&P 500® final level is at or above the downside threshold of 5,506.176 (80% of the 6,882.72 initial level), investors receive $1,000 plus a fixed $85 upside payment (8.50% return). If the final level is below the threshold, repayment is $1,000 multiplied by the performance factor (final level / initial level), so losses match the index decline and the payout can fall to zero.
The securities are unsecured, not listed on any exchange and subject to Morgan Stanley’s credit risk. The estimated value on the pricing date is approximately $983.70 per security, reflecting issuing, selling, structuring and hedging costs and an internal funding rate that is advantageous to the issuer.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering Trigger PLUS structured notes linked to the EURO STOXX 50® Index, maturing on February 13, 2031. Each note has a $1,000 stated principal amount and pays no interest.
At maturity, if the index finishes above its initial level, investors receive $1,000 plus 175% of the index’s gain. If the index is at or below its initial level but not below 75% of that level, investors get back only $1,000. If the index ends below 75% of the initial level, repayment is reduced 1% for every 1% decline, with no minimum payment, so the entire investment can be lost.
The notes are unsecured obligations of MSFL, guaranteed by Morgan Stanley, and are subject to their credit risk. The estimated value on the pricing date is approximately $943.40 per $1,000 note, reflecting dealer costs and an internal funding rate that is advantageous to the issuer.
Morgan Stanley Finance LLC is offering principal-at-risk "Jump Securities" notes, fully and unconditionally guaranteed by Morgan Stanley, linked to the worst performer of the Nasdaq-100 Technology Sector Index and the Russell 2000 Index. Each security has a $1,000 stated principal amount, prices at $1,000, and is scheduled to mature on February 23, 2029, with an observation date on February 20, 2029.
The notes can be automatically called on February 26, 2027 or February 22, 2028 if each index closes at or above its 100% call threshold level, paying $1,140 or $1,280 per security, respectively, and then terminating. If not called, maturity payment depends on index performance: investors get principal plus an upside payment if both final levels exceed initial levels, only principal if both stay at or above 70% downside thresholds, and a proportional loss (down to zero) based on the worst index if either finishes below its 70% downside threshold. The participation rate on upside is 180%.
The securities pay no interest, are unsecured obligations of MSFL, and all payments depend on Morgan Stanley’s credit. The estimated value on the pricing date is approximately $950.30 per security, reflecting issuance, selling, structuring and hedging costs and an internal funding rate that is advantageous to the issuer.
Morgan Stanley Finance LLC is issuing principal-at-risk contingent income auto-callable securities due August 9, 2027, linked to the worst performer of the S&P 500, Russell 2000 and Nasdaq-100 Indexes. Each note has a $1,000 stated principal amount, with a total offering of $1,459,000.
Investors may receive a contingent coupon at an annual rate of 6.25%, but only if on each observation date all three indexes are at or above their coupon barrier levels, set at 75% of initial levels. The notes auto-call, paying principal plus the coupon, if on a redemption determination date all indexes are at or above 92.5% of their initial levels.
If not called, principal is repaid only if, on every trading day, each index stays at or above its downside threshold (70% of initial). If any index ever closes below its threshold and the worst-performing index finishes below its initial level, investors lose 1% of principal for each 1% decline, potentially losing the entire investment. The securities are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, are not listed on any exchange, and had an estimated value on the pricing date of $962.20 per $1,000 note, reflecting embedded costs and the issuer’s internal funding rate.
Morgan Stanley Finance LLC is offering $1,000,000 of contingent income auto-callable securities due February 7, 2029, linked to the worst performer of Bank of America and JPMorgan Chase common stock and fully guaranteed by Morgan Stanley. These unsecured notes pay a 13.25% per annum contingent coupon only when both stocks close at or above 70% of their initial levels on scheduled observation dates and may be automatically redeemed early if both are at or above 100% of their initial levels on specified redemption determination dates. If the notes are not called and either stock finishes below its 70% downside threshold at maturity, repayment of principal is reduced one-for-one with the decline of the worst performer and can fall to zero. The issue price is $1,000 per security, with an estimated value on the pricing date of $987, and the securities will not be listed on any exchange, leaving investors fully exposed to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing $39,800,000 of Capped Leveraged S&P MidCap 400 Index-Linked Notes due May 13, 2027. The notes pay no interest and expose holders to full downside of the S&P MidCap 400 Index.
For each $1,000 note, investors get 300% participation in index gains from the initial level of 3,473.51, but returns are capped at a maximum payout of $1,189. If the index is at or below its initial level on the determination date, principal is reduced one-for-one and can be fully lost. The estimated value on the trade date is $979.70 per note, below the $1,000 issue price, reflecting issuing, structuring and hedging costs and Morgan Stanley’s internal funding rate.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $7,000,000 of Contingent Income Auto-Callable Securities due August 8, 2028, linked to Blackstone Inc. common stock. Investors can receive a contingent quarterly coupon at a 15.75% annual rate, but only when Blackstone’s price on a determination date is at or above 75% of the initial share price of $133.88, a downside threshold of $100.41.
If Blackstone’s price is at or above the initial share price on any of the first nine determination dates, the notes are automatically redeemed at $1,000 per security plus the quarterly coupon. If the notes are not called and the final share price is at or above the downside threshold, investors receive $1,000 plus the final coupon; if below, repayment is reduced in line with Blackstone’s decline and can fall to zero. The estimated value on the pricing date is $961.30 per $1,000 security, the notes are not listed on any exchange, and investors bear both market risk in Blackstone and the unsecured credit risk of Morgan Stanley.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $3,833,000 of principal-at-risk Callable Contingent Income Securities due November 8, 2027, linked to the worst performer of three ETFs: XLE, XLK and SMH.
The notes may pay a 10.25% per annum contingent coupon, but only when all three ETFs close at or above their coupon barrier (50% of their initial levels) on each observation date. From August 6, 2026, Morgan Stanley may redeem the notes early if a risk-neutral valuation model shows it is economically rational for the issuer, ending all future payments.
If the notes are not redeemed and each ETF finishes at or above its 50% downside threshold, investors receive full principal back plus any final coupon. If any ETF finishes below its threshold, repayment is reduced 1% for every 1% decline of the worst performer, and the maturity payment can fall to zero. The issue price is $1,000 per note, while the estimated value on the pricing date is $979.70, reflecting embedded issuance and hedging costs.
Morgan Stanley Finance LLC is offering principal-at-risk Buffered Jump Securities with an auto-call feature linked to the S&P 500® Futures Excess Return Index. Each note has a $1,000 stated principal amount, a pricing and strike date of February 6, 2026, and matures on February 9, 2029, fully and unconditionally guaranteed by Morgan Stanley.
The notes may be automatically redeemed on February 12, 2027 for $1,101 per security if the index on the February 9, 2027 determination date is at or above the initial level. If held to maturity and not auto-called, investors receive principal plus a leveraged upside based on a 161% participation rate when the final index level exceeds the initial level, full principal back if the final level is between 75% and 100% of the initial level, and a proportional loss beyond a 25% buffer, with a minimum payment equal to 25% of principal. The estimated value on the pricing date is approximately $985.20 per security, and all payments are unsecured and subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC, guaranteed by Morgan Stanley, is offering $575,000 of “Jump Securities” with an auto-call feature linked to the worst performer among Visa Class A, Procter & Gamble and Amazon stock. Each $1,000 note can be automatically redeemed starting in 2027 if all three stocks are at or above their call thresholds, paying early redemption amounts that imply about 29.5% per annum (from $1,295 up to $2,180).
If the notes are not called and on the final date all three stocks are at or above their call thresholds, investors receive $2,475 per note. If any stock finishes below its call threshold but all remain at or above roughly 81% of initial levels, investors receive back only principal. If any stock ends below its downside threshold, repayment falls 1% for every 1% decline of the worst performer, and the maturity payment can be zero. The estimated value on the pricing date is $974.80 per $1,000 note, and all payments depend on Morgan Stanley’s credit.