Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Contingent Income Memory Auto-Callable Securities due July 20, 2029 with a stated principal amount of $1,000 per security, fully and unconditionally guaranteed by Morgan Stanley and linked to Broadcom, Capital One Financial and Shift4 Payments common stocks.
The notes pay a 16.25% annual contingent coupon only when each underlier closes at or above 50% of its initial level on specified observation dates, with missed coupons potentially paid later if conditions are met. Securities may be automatically redeemed starting July 19, 2027 if all underliers are at or above 100% of their initial levels, returning principal plus due coupons.
If not redeemed and, at maturity, any underlier is below its 50% downside threshold and all are below initial levels, repayment is reduced 1% for each 1% decline of the worst performer, potentially to zero. The initial issue price is $1,000 but the estimated value on the pricing date is about $908.20 per security, and all payments are subject to Morgan Stanley’s credit risk, with limited expected secondary market liquidity and complex, uncertain tax treatment.
Morgan Stanley Finance LLC is offering Buffered PLUS, principal-at-risk structured notes due July 24, 2031, linked to the S&P 500 Futures Excess Return Index. Each security has a $1,000 stated principal amount, pays no interest, and is fully and unconditionally guaranteed by Morgan Stanley.
At maturity, investors receive $1,000 plus 200% of any index gain; if the index is flat or down but not below 80% of its initial level, they receive only principal. Below that 20% buffer, principal is lost one-for-one, but not below a 20% minimum payment of principal. The estimated value on the pricing date is approximately $968.80 per security. The notes are unsecured, subject to Morgan Stanley’s credit risk, may have limited or no secondary market, and involve complex and uncertain U.S. tax treatment. The index’s closing level was 601.90 on July 13, 2026 as historical context.
Morgan Stanley Finance LLC is offering Enhanced Trigger Jump Securities, unsecured notes fully and unconditionally guaranteed by Morgan Stanley, linked to the Class A common stock of Constellation Brands, Inc. The notes pay no interest and are part of the Series A Global Medium-Term Notes program.
Each security has a $1,000 stated principal amount and matures on July 29, 2027. If on the observation date the underlying stock is at or above the downside threshold level of $107.792 (80% of the $134.74 initial level), investors receive $1,000 plus a fixed upside payment of $184.90
If the final level is below the downside threshold, the payout equals $1,000 multiplied by the performance factor (final level divided by initial level), causing a 1% loss of principal for each 1% decline in the underlier, with no minimum payment. The estimated value on the pricing date is approximately $981.30 per security, reflecting issuance, selling, structuring and hedging costs. All payments are subject to the credit risk of Morgan Stanley Finance LLC and Morgan Stanley, and secondary market liquidity may be limited.
Morgan Stanley Finance LLC is offering principal-at-risk Dual Directional Trigger Jump Securities due July 22, 2031, fully and unconditionally guaranteed by Morgan Stanley and linked to the worst performing of the Russell 2000 Index and the S&P 500 Futures Excess Return Index.
Each security has a $1,000 stated principal amount and pays no interest. If the final level of each index on the observation date is at or above its initial level, investors receive principal plus the greater of index appreciation on the worst performer or a fixed upside payment of $692 (69.20%). If the worst performer is down but not below its 70% downside threshold, investors gain 100% of the absolute decline, up to a 30% positive return.
If either index finishes below its downside threshold, repayment is principal multiplied by the performance of the worst performer, producing a 1% loss of principal for each 1% index decline, potentially to zero. The estimated value on the pricing date is about $970.90 per security, below the issue price, and values are subject to the credit risk of Morgan Stanley Finance LLC and Morgan Stanley and to limited secondary market liquidity.
Morgan Stanley Finance LLC is offering $500,000 of Digital Equity‑Linked Notes due August 12, 2027, linked to the common stock of Broadcom Inc. and fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 face amount and pays no interest, with principal at risk.
At maturity, if Broadcom’s final share price is at least 85.00% of the initial level of $399.97, investors receive a fixed Maximum Settlement Amount of $1,316.00 per note (131.60% of face). If the stock has fallen more than 15.00%, the payoff declines linearly using a Buffer Rate of approximately 117.65% and investors lose some or all principal.
The notes are unsecured obligations of MSFL, guaranteed by Morgan Stanley, and all payments depend on Morgan Stanley’s credit. The estimated value on the trade date is $980.10 per note, below the $1,000 issue price, reflecting issuance, structuring and hedging costs and Morgan Stanley’s internal funding rate. The notes will not be listed, and any secondary market making by Morgan Stanley & Co. may be limited and at prices below the issue price.
Morgan Stanley Finance LLC is offering principal-at-risk contingent income auto-callable notes, issued in $1,000 denominations and fully and unconditionally guaranteed by Morgan Stanley. The notes mature on June 26, 2028 and are linked to the worst performer of the Dow Jones Industrial Average, Nasdaq-100 Technology Sector Index and Russell 2000 Index.
Investors may receive a 10.55% per annum contingent coupon, paid on scheduled dates only if each index closes at or above 70% of its initial level on the related observation date. Starting January 21, 2027, the notes are automatically redeemed at $1,000 plus the coupon if each index is at or above 100% of its initial level. If not called, and any index finishes below 60% of its initial level at final observation, repayment is $1,000 times the worst index’s performance factor, potentially resulting in a full loss of principal. The estimated value on the pricing date is approximately $979.00 per note, below the $1,000 issue price, and all payments depend on Morgan Stanley’s and MSFL’s credit, with limited expected liquidity and complex U.S. tax treatment.
Morgan Stanley Finance LLC is offering Enhanced Trigger Jump Securities due August 20, 2027, fully and unconditionally guaranteed by Morgan Stanley. The $1,000-denomination notes are unsecured, pay no interest and are principal-at-risk obligations linked to the worst of the Nasdaq-100, Russell 2000 and S&P 500 indices.
At maturity, if the final level of each index is at least 70% of its initial level, investors receive $1,000 plus a fixed $120 upside payment (12%). If any index finishes below its 70% downside threshold, the payoff equals $1,000 multiplied by the performance factor of the worst-performing index, producing a 1% loss of principal for every 1% decline and potentially a zero payment.
The observation date is August 17, 2027. The estimated value on the pricing date is approximately $987 per security, reflecting issuing, selling, structuring and hedging costs embedded in the $1,000 issue price. All payments depend on the credit of MSFL and Morgan Stanley, and U.S. tax treatment is described as that of prepaid financial contracts, with noted uncertainties.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing $5,030,000 of Trigger Autocallable Contingent Yield Notes linked to the least performing of the S&P MidCap 400 Index and the EURO STOXX 50 Index, maturing on July 15, 2031.
The notes pay a 7.00% per annum contingent coupon (about $0.175 per $10 quarterly) only if on each observation date both indices are at or above coupon barriers set at 70% of their initial values. Beginning January 11, 2027, the notes are automatically called if both indices are at or above their initial levels, returning principal plus that period’s coupon.
If not called, investors receive full principal at maturity only when both final index values are at or above 60% downside thresholds. If either index finishes below its threshold, repayment is $10 × (1 + return of the worst index), which can cause significant or total loss of principal. Investors also face issuer credit risk, limited liquidity, no upside participation, and an initial estimated value of $9.653 per $10 note.
Morgan Stanley Finance LLC is offering Trigger Jump Securities due July 22, 2031, principal-at-risk notes linked to the worst-performing of the Russell 2000 Index and the S&P 500 Futures Excess Return Index, fully and unconditionally guaranteed by Morgan Stanley.
Each security has a $1,000 stated principal amount and pays no interest. At maturity, if both indices finish at or above their initial levels, holders receive $1,000 plus the greater of (i) the index percentage gain of the worst performer or (ii) a fixed upside payment of $747.50. If either index is below its initial level but both are at or above 70% of their initial levels, holders receive only principal back. If either index ends below 70% of its initial level, repayment is reduced 1% for every 1% decline of the worst performer, with no minimum payment, so the entire investment can be lost.
The initial issue price is $1,000 per security, while the estimated value on the pricing date is about $970.80, reflecting issuing, selling, structuring and hedging costs borne by investors. Returns depend solely on the observation-date levels, are subject to Morgan Stanley’s credit risk, and may be affected by volatility in small‑capitalization stocks, futures market dynamics, limited secondary market liquidity, potential conflicts of interest and uncertain U.S. tax treatment of these prepaid financial contracts.
Morgan Stanley Finance LLC is offering Contingent Income Auto-Callable Securities due July 20, 2028, linked to Micron Technology, Inc. common stock and fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and pays a 28.00% per annum contingent coupon only when the underlier’s closing level on an observation date is at or above a coupon barrier set at 40% of the initial level.
Beginning January 19, 2027, the notes are automatically redeemed if the underlier is at or above 100% of the initial level, returning principal plus the relevant coupon and ending all future payments. If held to maturity and not called, investors receive principal back only if the final level is at or above the 40% downside threshold; otherwise the payoff equals principal multiplied by the underlier’s performance factor, exposing holders to a 1-for-1 loss that can reach zero. The notes are unsecured obligations subject to Morgan Stanley’s credit risk, have an estimated value of about $964.10 per $1,000 at pricing, may trade at a discount, and involve complex U.S. tax and withholding considerations.