Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC priced principal-at-risk callable notes linked to Amazon.com common stock. Each note has a stated principal amount of $1,000, an annual fixed coupon of 8.25%, a first redemption date of February 17, 2027 and maturity on February 17, 2028.
If not called, repayment at maturity depends on the final closing level of the underlier on the observation date: if the final level is at or above a downside threshold equal to 60% of the initial level, investors receive principal; if below, principal is multiplied by final/initial level, exposing investors to full downside (principal could be zero). The notes are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley, and all payments are subject to issuer credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk Dual Directional Jump Securities due March 2, 2029 linked to the worst performing of Microsoft, Alphabet (Class A) and NVIDIA common stock. Each security has a stated principal amount of $1,000, an early redemption payment of $1,500 on the first determination date and an upside participation rate of 300%.
The securities pay no regular interest, are unsecured obligations of MSFL and are unconditionally guaranteed by Morgan Stanley. Automatic early redemption is determined on March 2, 2027. If not called, payout at maturity depends on the worst performing underlier versus its initial level and a downside threshold of 60% of initial level; losses can be 1% for each 1% decline and could result in a total loss of principal. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced Principal at Risk Trigger Jump Securities linked to the common stock of EMCOR Group, Inc. with a stated principal amount of $1,000 per security and an aggregate principal amount of $469,000.
The securities have an initial level of $764.35 (strike date February 6, 2026), an upside payment of $515 per security (51.50% of principal), a downside threshold of $573.263 (approximately 75% of the initial level), an observation date of February 7, 2028 and a maturity date of February 10, 2028.
At maturity the payout is: principal plus the upside payment if the final level is >= initial level; principal only if the final level is >= downside threshold but < initial level; otherwise holders lose an amount proportional to the decline in the underlier, with no minimum payment. All payments are subject to Morgan Stanley and MSFL credit risk.
Morgan Stanley Finance LLC prices principal‑at‑risk notes tied to Amazon.com, Inc. stock
The offering is unsecured and fully guaranteed by Morgan Stanley, with an issue price of $1,000 per security and an estimated value on the pricing date of approximately $979.90. The notes have an initial level of $208.72 (closing on February 9, 2026), a downside threshold of $156.54 (75% of the initial level), an upside payment of $156.70 (15.67% of principal) and a maturity on March 12, 2027 after an observation date of March 9, 2027. If the final level is below the threshold, investors lose 1% of principal for each 1% decline in the underlier; there is no minimum payment. Commissions of up to $10.42 per $1,000 stated principal are disclosed and proceeds to the issuer are shown as $989.58 per security.
Morgan Stanley Finance LLC is issuing callable contingent income securities linked to Best Buy Co., Inc. common stock, with a total aggregate principal amount of $446,000 and a stated principal amount of $1,000 per security. The notes pay a contingent coupon at 15.00% per year, but only when the Best Buy share price on an observation date is at or above the coupon barrier level of $39.676, which is 56.35% of the initial level of $70.41.
Beginning August 11, 2026, the notes may be called in whole at certain dates if a risk-neutral valuation model indicates it is economically rational for Morgan Stanley to redeem, in which case investors receive principal plus any due coupon and no further payments. At maturity on February 10, 2028, if not redeemed and Best Buy’s final level is at or above the same downside threshold level of $39.676, investors get back principal plus any final coupon; otherwise, they lose 1% of principal for each 1% decline in the stock from the initial level, potentially losing their entire investment. The securities are unsecured obligations of Morgan Stanley Finance LLC, fully and unconditionally guaranteed by Morgan Stanley, with an estimated value on the pricing date of $978.10 per security, below the $1,000 issue price.
Morgan Stanley Finance LLC is issuing $496,000 of callable contingent income securities linked to Ford Motor Company stock, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, matures on February 10, 2028, and is part of the Series A Global Medium-Term Notes program.
Investors may receive a contingent coupon at an annual rate of 14.05%, paid only if Ford’s share price on each observation date is at or above the $8.28 coupon barrier, which is 60% of the $13.80 initial level. The same $8.28 level serves as the downside threshold: if the final level on the February 7, 2028 observation date is below this threshold and the notes have not been called, the maturity payment is reduced 1% for every 1% decline in Ford’s stock from the initial level, potentially to zero.
The notes can be redeemed early in whole, but not in part, on specified redemption dates starting August 11, 2026, if a risk-neutral valuation model indicates it is economically rational for the issuer to call them. The estimated value on the pricing date is $990.20 per security, reflecting issuing, selling, structuring and hedging costs and an internal funding rate that is advantageous to the issuer. Payments depend entirely on Morgan Stanley’s and MSFL’s credit and the notes will not be listed on any exchange, so liquidity may be limited.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $2,054,000 of Buffered Jump Securities with an auto-call feature linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index, maturing February 11, 2031, at $1,000 issue price per security.
The notes can be automatically redeemed starting February 12, 2027 if the index is at or above the 1,256.92 call threshold, paying fixed step-up amounts up to $1,926.25. If held to maturity and the index is at or above the threshold, investors receive $1,975.00; if between the 1,068.382 buffer level and the threshold, they receive principal only.
If the final index level falls below the buffer, principal is reduced 1% for each 1% decline beyond the 15% buffer, subject to a minimum payment of 15% of principal. The estimated value on the pricing date is $911.80 per $1,000, and the notes pay no interest and carry full issuer and guarantor credit risk.
Morgan Stanley Finance LLC is issuing Jump Securities with an auto-callable feature linked to the worst performer of the Dow Jones Industrial Average, Nasdaq-100® Technology Sector Index and Russell 2000® Index. Each security has a $1,000 stated principal amount and total issuance of $3,760,000, with an original issue price of $1,000 and an estimated value on the pricing date of $960.20.
The note can be automatically redeemed on February 19, 2027 for $1,200 per security if each index is at or above its initial level on the first determination date. If held to February 9, 2029 and not called, investors receive principal plus a leveraged upside payment at a 170% participation rate based on the appreciation of the worst-performing index, principal only if all final levels stay at or above 70% of their initial levels, or a loss of 1% of principal for each 1% decline in the worst performer below that threshold, potentially down to zero.
The securities pay no interest, are unsecured obligations of MSFL fully guaranteed by Morgan Stanley, are not listed on any exchange and may have limited liquidity. The structure embeds issuance, selling and hedging costs, so the estimated value is lower than the issue price, and holders are fully exposed to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC offers Trigger Autocallable Contingent Yield Notes linked to the least performing shares between the State Street SPDR S&P 500 ETF and the Invesco KBW Bank ETF. The notes have an Issue Price of $10.00, an estimated Trade Date value of $9.761, a quarterly Contingent Coupon rate to be set on the Trade Date in the range of 10.10% to 10.70% per annum, are callable beginning August 11, 2026, and mature on February 15, 2029.
Coupons are paid only if both underlyings close at or above their Coupon Barriers (set at 70% of the Initial Underlying Price). At maturity, if the Least Performing Underlying Share is below its 70% Downside Threshold, investors suffer a loss proportionate to that decline; there is no upside participation beyond contingent coupons. Payments are unsecured and subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering Buffered PLUS with Downside Factor notes linked to the worst performer of Amazon, Apple and Microsoft stock, maturing on February 16, 2029. Each security has a $1,000 stated principal amount and is fully and unconditionally guaranteed by Morgan Stanley.
The notes pay no interest and do not guarantee principal. If the worst-performing stock finishes above its initial level, holders receive $1,000 plus 190% of that stock’s gain. If it finishes between its initial level and a 50% buffer, investors receive only $1,000.
If the worst-performing stock closes more than 50% below its initial level, investors lose 2% of principal for every 1% drop beyond the buffer, with no minimum payment, so the entire investment can be lost. The estimated value on the pricing date is approximately $951.10 per security, reflecting issuance, structuring and hedging costs and the issuer’s internal funding rate.