Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk Callable Contingent Income Securities due January 25, 2029, linked to the worst performing of the iShares Silver Trust (SLV) and the VanEck Gold Miners ETF (GDX). Each security has a $1,000 stated principal amount and issue price, with an aggregate principal amount of $2,433,000, and an estimated value on the pricing date of $913.10 per security.
The notes pay a 14.70% per annum contingent coupon only if, on each observation date, the closing level of both SLV and GDX is at or above a coupon barrier set at 60% of their initial levels ($52.278 for SLV and $63.102 for GDX). Starting July 27, 2026, the issuer may redeem the notes early on specified redemption dates if a risk-neutral valuation model indicates it is economically rational for Morgan Stanley to call them, in which case investors receive principal plus any due coupon and no further payments. If the notes are not redeemed and, on the final observation date, either underlier is below its downside threshold (also 60% of initial), investors lose 1% of principal for every 1% decline in the worst-performing underlier, potentially losing their entire investment.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering copper-linked Buffered PLUS notes maturing on February 8, 2027. Each note has a $1,000 stated principal, pays no interest, and is tied to the official cash offer price of copper grade A on the LME.
At maturity, if copper is above the initial price, holders receive $1,000 plus 150% of the price gain, capped at a maximum payment of $1,180 (118% of principal). If copper is flat or down by up to 10%, investors receive their $1,000 principal. If copper falls by more than 10%, repayment is reduced 1-for-1 with losses beyond the buffer, but not below the minimum payment of $100, meaning up to 90% of principal can be lost.
The notes are unsecured obligations of MSFL, guaranteed by Morgan Stanley, and carry full issuer credit risk. They will not be listed on any exchange, and the estimated value on the pricing date is about $977.20 per note, reflecting embedded issuance, structuring and hedging costs.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $1,000-denomination Buffered Jump Securities with an auto-call feature linked to the S&P 500 Futures 40% Intraday 4% Decrement VT Index, maturing on February 4, 2031. The notes pay no interest and expose investors to issuer credit risk.
The securities can be automatically redeemed quarterly starting February 2, 2027 if the index is at or above 100% of its initial level, for cash payments that target about 18.10% per annum, from $1,181.00 on the first call date up to $1,889.917 on the last. If not called and the final index level is at or above the call threshold, investors receive $1,905.00 at maturity.
If the final level is below the call threshold but at or above an 80% buffer, investors get back the $1,000 principal. Below the 80% buffer, repayment is reduced 1% for each 1% additional decline, with a minimum payment of 20% of principal. The preliminary estimated value on the pricing date is approximately $924.60 per note, reflecting issuance, structuring and hedging costs and Morgan Stanley’s internal funding rate. The notes are not listed, and the underlier is a leveraged, volatility-targeted futures index with a daily 4% per annum decrement.
Morgan Stanley Finance LLC is offering Buffered PLUS notes due May 3, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each $1,000 security pays no interest and is linked to the worst performer among the Dow Jones Industrial Average, Nasdaq-100 Index® and Russell 2000® Index.
At maturity, if the worst-performing index is above its initial level, holders receive $1,000 plus 144% of that index’s gain. If the worst-performing index is down but not below 85% of its initial level, holders receive only the $1,000 principal. If it falls below 85%, repayment is reduced 1% for each 1% drop beyond the 15% buffer, with a minimum payment of 15% of principal.
The notes are unsecured obligations subject to Morgan Stanley’s credit risk and will not be listed on any exchange. The estimated value on the pricing date is approximately $984.30 per security, reflecting issuance, structuring and hedging costs borne by investors.
Morgan Stanley Finance LLC is offering principal-at-risk structured notes that pay a 13.00% per annum contingent coupon, linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. Coupons are paid only if the index closes on each observation date at or above a coupon barrier set at 85% of the initial level, with missed coupons potentially paid later if the barrier is met on a future date.
The notes may auto-call on scheduled dates starting in 2027 if the index is at or above its initial level, returning principal plus due coupons. If held to the February 4, 2031 maturity and the index is at or above the 85% buffer level, investors receive full principal; below that, they lose 1% of principal for each 1% drop beyond the 15% buffer, subject to a minimum repayment of 15% of principal. The issue price is $1,000 per note, with an estimated value of about $904.70, and investors face Morgan Stanley credit risk, limited liquidity, complex tax treatment and possible U.S. withholding on coupons.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk “Jump Securities” maturing in February 2028, linked to the worst performer of the S&P 500 Index, Nasdaq-100 Technology Sector Index and Russell 2000 Index. Each note has a $1,000 stated principal amount and may be automatically redeemed on the February 2027 determination date for $1,180 per security if all three indices are at or above their 100% call thresholds.
If not called, at maturity investors get $1,000 plus an upside payment equal to 170% of the gain of the worst-performing index if all three finish above their initial levels. If at least one index finishes at or below its initial level but all stay at or above 65% of initial, investors receive only the $1,000 principal. If any index finishes below its 65% downside threshold, the payoff is $1,000 multiplied by that index’s performance factor, so losses match the percentage decline of the worst performer and can reach 100%. The estimated value on the pricing date is approximately $978 per security, the notes will not be listed on an exchange, secondary liquidity may be limited, and all payments depend on Morgan Stanley’s credit. U.S. tax treatment is complex and relies on treating the notes as prepaid financial contracts.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk structured notes called Dual Directional Buffered PLUS linked to the worst performer of the Dow Jones Industrial Average and the S&P 500 Index.
The notes have a $1,000 stated principal amount, pay no interest and mature on February 3, 2028. If the worst-performing index rises, holders receive 125% of its gain, capped at a maximum payment of $1,210 per security. If that index falls but not more than 20%, investors earn up to a 20% positive return from the absolute decline. Below the 20% buffer, principal is reduced 1% for each additional 1% drop, with a minimum payment of 20% of principal. The securities are unsecured, subject to Morgan Stanley’s credit risk, not listed on an exchange, and their estimated value on the pricing date is approximately $990.70 per security.
Morgan Stanley Finance LLC is offering Buffered PLUS structured notes linked to the State Street® Energy Select Sector SPDR® ETF, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount, pays no interest and matures on February 10, 2028.
At maturity, if the ETF’s final level is above its initial level, investors receive $1,000 plus 125% of the ETF’s gain, capped at a maximum payment of $1,490 per note. If the final level is at or below the initial level but at or above 85% of the initial level, investors simply receive the $1,000 principal. Below the 85% buffer, investors lose 1% of principal for each 1% additional decline, with a minimum payment of 15% of principal.
The notes are unsecured obligations of MSFL, subject to Morgan Stanley’s credit risk, and will not be listed on any exchange, so liquidity may be limited. The issue price is $1,000, while the estimated value on the pricing date is approximately $977.20 per note, reflecting issuance, structuring and hedging costs borne by investors. The underlier’s focus on the energy sector adds sector-specific volatility and risk.
Morgan Stanley Finance LLC is offering structured “Buffered Jump Securities” linked to the S&P 500® Futures Excess Return Index, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and does not pay periodic interest, so investors trade current income for contingent payoff features.
The notes can be automatically redeemed on February 17, 2027 if, on the February 12, 2027 determination date, the index is at or above 100% of its initial level. In that case, investors receive an early redemption payment of $1,100 per security, and no further amounts are paid.
If not called, the February 8, 2029 maturity payment depends on index performance. If the final index level is above the initial level, investors receive $1,000 plus an upside payment equal to 161% of the index gain. If the final level is between 75% and 100% of the initial level, investors receive only the $1,000 principal. Below 75%, principal is reduced 1% for each 1% decline beyond the 25% buffer, but not below a minimum of 25% of principal. The issuer’s estimated value on the pricing date is approximately $982.60 per security, and all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering Trigger PLUS structured notes due February 3, 2028, linked to the S&P 500® Futures Excess Return Index. Each security has a $1,000 stated principal amount and pays no interest.
At maturity, if the index finishes above its initial level, holders receive $1,000 plus 111% of the index gain. If the index ends at or below the initial level but at or above 60% of that level (the downside threshold), the return is just the $1,000 principal. If the index falls below the 60% threshold, principal is reduced 1% for every 1% decline in the index, with no minimum repayment, so the entire investment can be lost.
The estimated value on the pricing date is approximately $981.70 per security, reflecting issuer costs and internal funding assumptions. The notes are unsecured obligations subject to Morgan Stanley’s credit risk, will not be listed on an exchange and may have limited or no secondary market liquidity.