Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC is offering $438,000 of Trigger Jump Securities linked to the worst performer of the S&P 500, EURO STOXX 50 and Russell 2000 indexes, fully and unconditionally guaranteed by Morgan Stanley.
The notes pay no interest and do not guarantee a return of principal. At maturity in February 2028, investors get $1,000 plus at least a 34.10% upside payment per security if all indexes finish at or above their initial levels, or principal back if the worst index stays at or above 70% of its initial level. If any index ends below its 70% downside threshold, repayment is reduced 1% for each 1% decline in the worst index, potentially to zero.
Morgan Stanley Finance LLC is offering contingent income buffered auto-callable securities due August 13, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount and is linked to the worst performer of three underliers: the Nasdaq-100 Technology Sector Index, the State Street SPDR S&P Regional Banking ETF and the VanEck Semiconductor ETF.
Investors can receive a 10.70% annual contingent coupon, but only when each underlier closes at or above its coupon barrier (70% of its initial level) on an observation date. The notes may be automatically redeemed if all underliers are at or above their call thresholds (100% of initial levels) on specified redemption determination dates, returning principal plus the applicable coupon.
If not called, principal is protected only down to a 15% buffer. If any underlier finishes below its buffer level at maturity, repayment is reduced 1% for each 1% decline of the worst underlier beyond the buffer, with a minimum payment of 15% of principal. The estimated value on the pricing date is expected to be approximately $958.60 per note, reflecting issuance, structuring and hedging costs and Morgan Stanley’s internal funding rate. All payments are subject to the issuer’s and guarantor’s credit risk, and the securities are not listed on an exchange.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk callable contingent income securities linked to Class B common stock of United Parcel Service, Inc. The notes pay a contingent annual coupon of 12.05% only when UPS closes at or above a coupon barrier on scheduled observation dates.
The securities can be called in whole on specified redemption dates starting August 11, 2026, but only if a risk-neutral valuation model shows early redemption is economically rational for Morgan Stanley. If not called and UPS is at or above a downside threshold of 65% of the initial level at maturity on February 10, 2028, investors receive the full $1,000 principal per note plus any final coupon.
If the final UPS level is below the downside threshold, repayment is reduced 1% for each 1% decline in UPS over the term, potentially resulting in a zero payment. The estimated value on the pricing date is approximately $978.20 per $1,000 note, reflecting issuing, selling, structuring and hedging costs and Morgan Stanley’s internal funding rate. The notes will not be listed, may have limited liquidity, and all payments are subject to Morgan Stanley’s credit risk and complex, uncertain U.S. tax treatment.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk Callable Contingent Income Securities due August 17, 2028, linked to the worst performing of the Dow Jones Industrial Average, Nasdaq-100® Technology Sector Index and Russell 2000® Index.
The notes pay a 10.70% annual contingent coupon, but only when each index closes at or above its coupon barrier on scheduled observation dates. Beginning February 19, 2027, the issuer may redeem the notes on specified dates if a risk-neutral valuation model indicates early redemption is economically rational for Morgan Stanley.
If the notes are not redeemed and each index finishes at or above its downside threshold on the final observation date, investors receive full principal (plus any final coupon). If any index finishes below its downside threshold, repayment is reduced 1% for every 1% decline in the worst-performing index, potentially to zero. All payments depend on Morgan Stanley’s credit.
Morgan Stanley Finance LLC is offering $1,000-denomination principal-at-risk structured notes linked to the worst performing of the Invesco QQQ Trust, Series 1 and the S&P 500® Index, fully and unconditionally guaranteed by Morgan Stanley. The notes pay no interest and mature on August 13, 2027.
At maturity, if both underliers finish above their initial levels, investors receive principal plus 100% of the worst performer’s gain, capped at a maximum payment of $1,307 per security (130.70% of principal). If either underlier ends between its initial level and its 15% buffer level, investors receive only principal.
If either underlier closes below its 15% buffer level, repayment is reduced 1% for each 1% decline beyond the buffer, with a minimum payment of 15% of principal. The notes are unsecured, subject to Morgan Stanley’s credit risk, and had an indicative estimated value of approximately $985.10 per security on the pricing date.
Morgan Stanley Finance LLC is offering Dual Directional Trigger PLUS notes linked to the worst performer of the EURO STOXX 50® and Nasdaq-100 Index®, maturing on February 16, 2029. Each security has a $1,000 stated principal amount and pays no interest.
At maturity, if both indexes finish above their initial levels, holders receive $1,000 plus 220.75% of the gain of the worst-performing index. If the worst performer is down but not below 80% of its initial level, investors gain the absolute decline, up to a 20% maximum positive return. If either index ends below its 80% downside threshold, investors lose 1% of principal for each 1% decline in the worst performer, with no minimum repayment.
The notes are unsecured obligations of Morgan Stanley Finance LLC, fully and unconditionally guaranteed by Morgan Stanley, and will not be listed on any exchange. The estimated value on the pricing date is approximately $977.50 per $1,000 security, reflecting issuing, structuring and hedging costs and Morgan Stanley’s internal funding rate.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk Trigger Jump Securities linked to the worst performer of the S&P 500 Index and Nasdaq‑100 Index, maturing on February 6, 2031. The notes pay no interest and do not guarantee return of principal.
At maturity, if both indices finish at or above their initial levels, holders receive $1,000 plus the greater of index-based upside or a fixed $226 upside payment per $1,000. If either index is below its initial level but both remain at or above 50% of their initial levels, investors receive only $1,000. If either index falls below its 50% downside threshold, repayment is reduced 1% for each 1% decline in the worst-performing index, potentially to zero.
The initial levels are 6,976.44 for the S&P 500 and 25,738.61 for the Nasdaq‑100, with downside thresholds at half those values. The estimated value on the pricing date is approximately $965.40 per security, reflecting issuance, structuring and hedging costs and an internal funding rate that is favorable to the issuer.
Morgan Stanley Finance LLC is issuing principal-at-risk "Jump Securities" with an auto-callable feature, fully guaranteed by Morgan Stanley, maturing on February 4, 2031. The notes are linked to the worst performer of the S&P 500, EURO STOXX 50 and Russell 2000 indices.
Each security has a stated principal amount and issue price of $1,000, with an aggregate principal amount of $1,453,000. An automatic early redemption on February 8, 2027 pays $1,300 per security if, on the first determination date, all three indices are at or above their call threshold levels, set at 100% of their initial levels.
If not redeemed early and all final index levels exceed their initial levels, investors receive principal plus an upside payment equal to 150% of the gain of the worst-performing index. If any index finishes below its downside threshold level of 70% of its initial level, repayment is reduced 1% for every 1% decline in the worst-performing index and can fall to zero.
The estimated value on the pricing date is $965.40 per security, below the $1,000 issue price, reflecting issuance, structuring and hedging costs and the issuer’s internal funding rate. The notes are unsecured, subject to Morgan Stanley’s credit risk, will not be listed on any exchange, and may have limited secondary market liquidity.
Morgan Stanley Finance LLC is offering $1,952,000 of Contingent Income Memory Auto-Callable Securities linked to Alphabet Inc. Class A common stock, fully and unconditionally guaranteed by Morgan Stanley, at $1,000 per security.
The notes pay a contingent coupon at an annual rate of 11.80%, but only when Alphabet’s closing level is at or above the $236.60 coupon barrier (70% of the $338.00 initial level) on scheduled observation dates, with missed coupons potentially paid later if the barrier is met. The notes may be automatically redeemed if Alphabet closes at or above the $338.00 call threshold (100% of the initial level) on any redemption determination date.
At maturity, if not called and Alphabet’s final level is at or above the $236.60 downside threshold, investors receive principal plus any due coupons; otherwise, repayment is reduced 1% for each 1% decline in Alphabet from the initial level, and the investment can be lost entirely. The estimated value on the pricing date is $973.30 per $1,000 security, reflecting issuance, structuring and hedging costs and Morgan Stanley’s internal funding rate.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering Enhanced Trigger Jump Securities linked to the worst performer among three ETFs: VanEck Semiconductor (SMH), State Street Financial Select Sector (XLF) and State Street Utilities Select Sector (XLU).
The notes have a stated principal amount of $1,000 per security, an aggregate principal amount of $1,035,000, and mature on February 4, 2031. They pay no interest and do not guarantee principal. At maturity, holders can receive upside based on the worst-performing ETF if it stays at or above its 90% “upside threshold” level, a return of principal only if the worst ETF stays between 70% and 90% of its initial level, and a 1-for-1 loss with no minimum if the worst ETF finishes below 70%.
The issue price is $1,000 per security, while the estimated value on the pricing date is $942.90 per security, reflecting issuance, structuring and hedging costs and Morgan Stanley’s internal funding rate. The securities are unsecured, subject to Morgan Stanley’s credit risk, will not be listed on an exchange, and may have limited or no secondary market liquidity.