Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC is offering structured notes that pay a 10.00% per annum contingent coupon, linked to the worst performer of the EURO STOXX 50, S&P MidCap 400 and Nasdaq‑100 Technology Sector indices. Each note has a $1,000 face amount, with an estimated value on the pricing date of $960.60 due to embedded fees and funding costs.
Coupons are paid quarterly only if the lowest-performing index on that date is at or above 75% of its starting level. Starting about six months after issuance, the notes can be automatically called if all three indices are at or above their starting levels, returning face value plus the coupon. If held to February 1, 2030 and any index finishes below 75% of its starting level, principal is reduced in line with the worst index and losses can exceed 25% of principal, up to a total loss.
Morgan Stanley Finance LLC is offering fixed-income auto-callable securities linked to Ford Motor Company common stock, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount and pays a fixed coupon at an annual rate of 10.30%, with monthly payments.
The notes may be redeemed early if Ford’s stock closes at or above a call threshold equal to 100% of the initial level on specified determination dates, returning principal plus the applicable coupon. If held to March 11, 2027 and not called, investors receive principal back only if the final stock level is at or above a downside threshold set at 60% of the initial level; below that, repayment is reduced in proportion to the stock’s decline and can fall to zero.
The securities are unsecured, subject to the credit risk of Morgan Stanley Finance LLC and Morgan Stanley, and do not offer any participation in upside moves of Ford stock. The estimated value on the pricing date is approximately $983.80 per $1,000 note, reflecting issuance, structuring and hedging costs embedded in the price.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent income auto-callable securities linked to the worst performer of the Dow Jones Industrial, Russell 2000® and S&P 500® indices, with a stated principal amount of $1,000 per security and a maturity date of February 9, 2029.
The notes pay a contingent coupon at an annual rate of 8.20%, but only when each index closes at or above its coupon barrier (70% of its initial level) on the relevant observation date; otherwise no coupon is paid. Starting February 8, 2027, the securities are automatically redeemed if all indices are at or above 100% of their initial levels, returning principal plus the contingent coupon.
If the notes are not called and, on the final observation date, any index finishes below its downside threshold (65% of its initial level), investors lose principal in proportion to the decline of the worst-performing index, potentially down to zero. The estimated value on the pricing date is approximately $982.30 per $1,000 security, reflecting issuance, structuring and hedging costs and Morgan Stanley’s internal funding rate. All payments depend on the credit of Morgan Stanley Finance LLC and its Morgan Stanley guarantee, and the notes will not be listed on any exchange.
Morgan Stanley Finance LLC is offering principal-at-risk, callable contingent income securities due February 15, 2029, fully and unconditionally guaranteed by Morgan Stanley. The notes are linked to the worst performer among the State Street Energy Select Sector SPDR ETF (XLE), the Nasdaq-100 Technology Sector (NDXT) and the Russell 2000 Index (RTY).
Investors may receive a contingent coupon at an annual rate of 11.30% on scheduled payment dates, but only if on each observation date the closing level of every underlier is at or above 70% of its initial level. If any underlier is below this coupon barrier on an observation date, no coupon is paid for that period.
Starting August 14, 2026, the issuer may redeem the notes on specified redemption dates if a risk-neutral valuation model indicates it is economically rational to do so. If the notes are not redeemed and at maturity each underlier is at or above 60% of its initial level, investors receive the $1,000 stated principal amount plus any final contingent coupon. If any underlier finishes below its 60% downside threshold, repayment of principal is reduced 1% for each 1% decline of the worst-performing underlier, potentially resulting in a zero payment. The estimated value on the pricing date is approximately $976.90 per security, reflecting issuance and hedging costs and the issuer’s internal funding rate. All payments are subject to the credit risk of Morgan Stanley Finance LLC and Morgan Stanley.
Morgan Stanley Finance LLC is offering Trigger Jump Securities linked to the worst performer of the MSCI EAFE Index, MSCI Emerging Markets Index and Nikkei Stock Average, fully and unconditionally guaranteed by Morgan Stanley.
The $1,000-denomination notes pay no interest and do not guarantee principal. At maturity in February 2031, investors can either receive enhanced upside (including a fixed $956 upside payment per security if the worst index is at or above its initial level) or par if the worst index stays at or above 80% of its initial level. If the worst index closes below its 80% downside threshold, investors lose 1% of principal for each 1% decline, with no minimum repayment.
The securities are unsecured and subject to Morgan Stanley’s credit risk. The estimated value on the pricing date is approximately $963.60 per $1,000, reflecting issuing, selling, structuring and hedging costs and an internal funding rate that is advantageous to the issuer.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk contingent income auto-callable securities linked to Microsoft Corporation common stock, maturing on February 2, 2029. Each security has a stated principal of $1,000 and an issue price of $1,000.
The notes pay a 9.00% per annum contingent coupon only when Microsoft’s closing price on an observation date is at or above the coupon barrier of $301.203, which is 70% of the initial level of $430.29. They can be automatically called on specified dates if Microsoft closes at or above the call threshold, set at $430.29, returning principal plus that period’s coupon.
If not called, and the final Microsoft level on January 30, 2029 is at or above the downside threshold of $301.203, investors receive principal back plus any final coupon. If the final level is below this threshold, repayment is reduced linearly with Microsoft’s decline, and the maturity payment can fall to zero. The securities are unsecured obligations exposed to Morgan Stanley’s credit and carry complex tax and liquidity considerations, with an estimated value on the pricing date of approximately $967.90 per security.
Morgan Stanley Finance LLC is offering market-linked notes due March 4, 2030, fully guaranteed by Morgan Stanley. The notes are linked to the worst performing of the Tokyo Stock Price (TPX) and the EURO STOXX 50 (SX5E) and pay no periodic interest.
Each note has a $1,000 stated principal amount and an issue price of $1,000. The participation rate will be determined on the pricing date and is expected to be between 155% and 165%. At maturity, if the final level of either underlier is equal to or less than its initial level, holders will receive the stated principal amount only; if both final levels exceed their initial levels, holders receive principal plus the upside payment based on the worst performing underlier.
The estimated value on the pricing date is approximately $962.10. All payments are subject to Morgan Stanley’s credit risk, the notes will not be listed, and U.S. tax treatment is expected to follow contingent payment debt instrument rules.
Morgan Stanley Finance LLC is offering unsecured Enhanced Jump Notes due February 28, 2030, fully and unconditionally guaranteed by Morgan Stanley. The notes pay no interest and return principal at maturity, with additional upside tied to the worst performer among the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the iShares Silver Trust.
If the final level of each underlier is at least 90% of its initial level, holders receive $1,000 plus the greater of the worst underlier’s percentage gain or a fixed upside payment of $350 to $400 per note, set on the pricing date. If any underlier finishes below its threshold, only the $1,000 principal is repaid. The preliminary estimated value on the pricing date is approximately $942.70 per $1,000 note, reflecting issuance, structuring and hedging costs, and the notes carry Morgan Stanley credit risk and limited expected liquidity, with no stock exchange listing.
Morgan Stanley Finance LLC is offering Principal at Risk securities fully and unconditionally guaranteed by Morgan Stanley. The notes have a $1,000 stated principal per security, a fixed coupon determined on the pricing date (range disclosed 7.00% to 8.00% per annum), a maturity date of February 27, 2031, and monthly coupon payments. The securities are based on the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index, include a 15% buffer (buffer level 85% of initial level) and a minimum payment at maturity of 15% of principal. Automatic early redemption is possible on specified determination dates beginning February 24, 2027. Pricing/strike date is February 24, 2026 and original issue date is February 27, 2026. All payments are subject to issuer credit risk and the estimated value at pricing is approximately $925 per security.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk Dual Directional Trigger Jump Securities linked to the S&P 500® Futures Excess Return Index, maturing on March 4, 2031.
Each $1,000 security pays no interest and may return less than the principal at maturity, including a potential total loss. If the index finishes at or above its initial level, holders receive $1,000 plus the greater of the index gain or a fixed upside payment expected between $545 and $565 per security. If the index is below the initial level but at or above 70% of it, investors receive $1,000 plus a positive “absolute return” on losses up to a 30% decline. Below the 70% downside threshold, repayment is reduced 1% for each 1% index loss. The estimated value on the pricing date is approximately $966.20 per $1,000, reflecting embedded issuance, structuring and hedging costs.