Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced a $2,917,000 offering of unsecured, auto‑callable Jump Notes guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount, an estimated value of $976.30 on the pricing date and does not pay interest. The notes are linked to the worst performing of AMD, NVDA and PLTR, automatically redeeming for $1,278 on July 13, 2027 if each underlier meets its call threshold. If not redeemed early, maturity is July 12, 2029 with a 125% participation rate on the appreciation of the worst performing underlier; if any underlier finishes at or below its initial level, investors receive only the stated principal.
Morgan Stanley Finance LLC is offering Principal at Risk notes (fully guaranteed by Morgan Stanley) linked to the worst performing common stock of Bank of America, Citigroup and JPMorgan Chase. The offering is for $625,000 aggregate principal in $1,000 denominations; the original issue price is $1,000 per security and the estimated value on the pricing date is $978.10 per security. The securities pay a contingent coupon at an annual rate of 11.00% on specified observation dates only if each underlier is at or above its coupon barrier level (60% of initial level). Automatic early redemption is possible on scheduled redemption determination dates beginning October 6, 2026. If not redeemed, maturity is July 11, 2028, and principal repayment at maturity depends on the worst performing underlier relative to its downside threshold (60% of initial level), exposing holders to potential loss of principal proportional to the worst underlier’s decline.
Morgan Stanley Finance LLC is offering Digital Equity-Linked Notes due linked to ServiceNow, Inc. stock, fully guaranteed by Morgan Stanley. Each note has a Face Amount of $1,000 and does not pay interest. The notes pay a capped Maximum Settlement Amount (expected to be between $1,359.20 and $1,421.50 per $1,000) if the Final Underlier Level is >= 85.00% of the Initial Underlier Level. If the Final Underlier Level is below 85.00%, the cash payment is reduced by a formula using a Buffer Rate of 117.65%, and investors may lose some or all principal. The Original Issue Price is $1,000 and the estimated value on the Trade Date is approximately $977.00 (± $15). All payments are subject to issuer and guarantor credit risk; the notes are unsecured, unlisted and have limited secondary-market liquidity.
Morgan Stanley Finance LLC priced Principal at Risk notes linked to Micron Technology, Inc. common stock with a $1,000 stated principal amount per security and an aggregate principal amount of $885,000.
The securities were issued at an issue price of $1,000 per security (estimated value $978.60), pay no interest, offer a fixed upside payment of $444.40 (44.44%) if the final level is at or above the downside threshold of $492.375 (50% of the initial level), and otherwise pay the stated principal multiplied by the performance factor = final level / initial level. The observation date is August 6, 2027 and maturity is August 11, 2027.
Morgan Stanley Finance LLC priced auto-callable Principal-at-Risk notes linked to the worst-performing of the Nasdaq-100 (NDX) and Nasdaq-100 Technology Sector (NDXT). The securities have a $1,000 stated principal amount and an aggregate issuance of $1,445,000. The notes pay no interest, can be automatically redeemed on scheduled determination dates for fixed early redemption payments, and expose holders to full principal loss if the worst-performing underlier finishes below its downside threshold.
The initial levels were NDX 29,173.02 and NDXT 17,002.13; call thresholds are 95% of those levels and downside thresholds are 80% of those levels. The estimated value on the pricing date was $940.20 per security; the issue price is $1,000 (agent commission $25, proceeds to issuer $975 per security).
Morgan Stanley Finance LLC priced $1,862,000 of Principal-at-Risk notes — structured, fixed‑coupon, buffered auto‑callable securities linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. Each security has a $1,000 stated principal and was issued at $1,000 per security on an original issue date of July 10, 2026. The notes pay a fixed annual coupon of 6.50% monthly, can be automatically redeemed starting on the first redemption determination date of July 7, 2027 if the underlier is at or above the call threshold of 1,201.365 (90% of the initial level), and mature on July 10, 2031. If not called, holders receive principal at maturity only if the final level is at or above the buffer level of 1,134.623 (85% of the initial level); otherwise principal is reduced by the underlier loss beyond the 15% buffer, subject to a 15% minimum payment. The estimated value on the pricing date was $921.20 per security. All payments are subject to MSFL and Morgan Stanley credit risk.
Morgan Stanley Finance LLC issues structured, principal-at-risk notes — MSFL (guaranteed by Morgan Stanley) intends to issue notes with a $1,000 stated principal amount and an issue price of $1,000 per security. Strike date: July 24, 2026; Maturity date: July 29, 2030. The notes reference a five-stock basket and feature automatic early redemption on scheduled determination dates if the underlier meets or exceeds a call threshold level of 90, offering fixed early redemption payments that rise over time (first early redemption payment $1,201 and final scheduled pre-maturity payment $1,753.75). At maturity investors receive $1,804 if the final level >= call threshold; return of principal if final level is between the call threshold and the downside threshold; otherwise payment equals principal × performance factor, exposing investors to full downside below a downside threshold level of 50. All payments are subject to the issuer’s credit risk. Estimated value on the pricing date was approximately $897.80 per security.
Morgan Stanley Finance LLC is offering Principal at Risk structured notes linked to NVIDIA Corporation common stock with a $1,000 stated principal per security and an issue price $1,000.
The securities accrue a contingent coupon at an annual rate of 11.92%, pay coupons only if the closing level on each observation date is at or above a coupon barrier equal to 55% of the initial level, and feature automatic early redemption if the closing level on a redemption determination date is at or above a call threshold equal to 100% of the initial level. If not redeemed, maturity is January 21, 2028, with final observation on January 18, 2028; if the final level is below the downside threshold (55% of the initial level), payment at maturity is reduced pro rata by the performance factor and could be zero. The estimated value on the pricing date was approximately $979.10 per security. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC offers auto-callable, principal-at-risk securities linked to the worst performing of the Dow Jones Industrial Average and the S&P 500. Each note has a $1,000 stated principal amount, a 100% participation rate and automatic early‑redemption opportunities beginning on October 12, 2026. If not called, maturity is July 15, 2031 with downside protection only to 75% of each index’s initial level; losses below that threshold expose holders to the full decline of the worst performing underlier.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable notes due July 22, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an original issue price of $1,000. The underlier is a weighted basket: SPX (40%), RTY (30%), EFA (20%) and EEM (10%); the initial level and multipliers will be set on the strike date (July 17, 2026). The securities auto-redeem on the first determination date (July 20, 2027) if the closing underlier level is >= the call threshold (100) for an early redemption payment of $1,090. At maturity investors receive either principal plus an upside payment (if final level > initial), principal (if final level between 100% and the downside threshold 65), or a loss pro rata to the underlier decline (if final level < 65%), which could result in a total loss of principal. The participation rate is 171%. Estimated value on the pricing date was about $977.30. All payments are subject to Morgan Stanley’s credit risk.