Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC is offering principal-at-risk “Jump Securities” with an auto-call feature, fully and unconditionally guaranteed by Morgan Stanley and linked to a basket of four indices: MSCI EAFE, MSCI Emerging Markets, S&P 500 Futures Excess Return and Russell 2000. Each security has a stated principal amount and issue price of $1,000, a strike and pricing date of January 28, 2026, and matures on January 31, 2031.
The notes may be automatically redeemed on February 4, 2027 for an early redemption payment of $1,100 per security if the basket level on the first determination date is at or above 100% of its initial level. If not called, at maturity investors receive upside based on 174% participation in any basket gain, return of principal if the basket is flat to down but above 60% of its initial level, or a 1-for-1 loss of principal if the basket finishes below that downside threshold. The estimated value on the pricing date is expected to be about $972.90 per security, reflecting issuance, structuring and hedging costs, and all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $562,000 of principal-at-risk structured notes at $1,000 per security. These auto-callable securities, maturing in January 2029, pay a contingent coupon at an 8.00% annual rate only if on each observation date all three underliers—the Nasdaq-100 Technology Sector Index, Russell 2000 Index and S&P 500 Index—are at or above their coupon barriers set at 70% of initial levels.
The notes are automatically redeemed at par plus the coupon if on a redemption determination date all underliers are at or above 100% of initial levels. If held to maturity without early redemption, investors get principal back only if every final index level is at or above its downside threshold, also at 70% of initial levels; otherwise, repayment is reduced 1% for each 1% decline in the worst-performing index and can fall to zero. The notes are unsecured, not listed on any exchange, and the estimated value on the pricing date is $954.80 per $1,000, reflecting issuance and structuring costs.
Morgan Stanley Finance LLC is offering principal-at-risk Callable Contingent Income Securities due July 23, 2027, linked to the worst performing of the Nasdaq-100® Technology Sector Index, the Russell 2000® Index and the S&P 500® Index. The notes have a stated principal amount of $1,000 per security and an aggregate principal amount of $875,000, issued at $1,000 with an estimated value of $978.80 on the pricing date.
Investors may receive a contingent coupon at 11.00% per year, paid on scheduled dates only if each index closes at or above its coupon barrier, set at 70% of its initial level. The same 70% levels act as downside thresholds at maturity if the notes are not redeemed.
Starting April 23, 2026, the issuer may call the notes on specified redemption dates if a risk-neutral valuation model indicates early redemption is economically rational for the issuer. If the notes are not called and any index finishes below its downside threshold, repayment of principal is reduced in full proportion to the decline of the worst index and can fall to zero. All payments depend on Morgan Stanley’s credit and the notes will not be listed, and the tax treatment is described as uncertain.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering Trigger PLUS notes due January 30, 2031 linked to a basket of four equity indices: the S&P 500, Swiss Market Index, FTSE MIB and STOXX Europe 600, each at 25% weight. The notes pay no interest and are principal-at-risk securities.
Each $1,000 security returns principal plus a leveraged upside payment if the final basket level is above the initial level, using a 148.50% leverage factor on the basket’s positive performance. If the final level is at or below the initial level but at or above the downside threshold of 70 (70% of the initial basket level of 100), investors receive only their principal.
If the final level falls below the downside threshold, repayment is reduced 1% for each 1% decline in the basket, with no minimum payment, so investors can lose their entire investment. The estimated value on the pricing date is approximately $908.90 per $1,000 security, reflecting issuance, structuring and hedging costs and the issuer’s internal funding rate. The notes are unsecured obligations subject to Morgan Stanley’s credit risk and are not listed, so secondary liquidity may be limited.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering market-linked, principal-at-risk securities tied to the worst performer among three ETFs: the VanEck Semiconductor ETF (SMH), State Street Financial Select Sector SPDR ETF (XLF) and State Street Utilities Select Sector SPDR ETF (XLU). Each security has a $1,000 face amount, with an estimated value on the pricing date of about $938.20, reflecting issuing, selling, structuring and hedging costs borne by investors.
The notes are auto-callable on February 4, 2027: if the lowest-performing ETF is at or above 95% of its starting price, investors receive a fixed call payment of $1,388.50 per $1,000 and the investment ends. If not called, at maturity in 2031 investors get 300% of any positive return of the lowest-performing ETF, full principal back if that ETF is down by up to 30%, and otherwise a loss matching the ETF’s decline, potentially losing most or all of principal.
The securities pay no interest or dividends, are unsecured obligations exposed to Morgan Stanley’s credit risk, are not listed on an exchange, and may have limited liquidity. Dealer compensation includes up to $28.25 per security in selling commissions, with proceeds to the issuer of about $971.75 per $1,000 security.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing $500,000 of principal-at-risk structured notes linked to the worst performing of Amazon, Costco and Microsoft stock. Each $1,000 security offers an 11% annual contingent coupon, paid only when all three stocks stay above preset barrier levels.
The notes can be automatically called starting July 2026 if all underliers are at or above their initial levels, returning principal plus due coupons. If held to July 2027 and any stock finishes below its downside threshold (65% of its initial level), repayment is reduced 1% for each 1% decline in the worst stock, potentially to zero. The estimated value on the pricing date is $960.10 per $1,000, and investors are exposed to Morgan Stanley’s credit risk with no listing or principal protection.
Morgan Stanley Finance LLC is issuing $1,816,000 of Contingent Income Memory Auto-Callable Securities, at $1,000 per security, linked to the common stock of NVIDIA Corporation.
The notes pay a contingent coupon at an annual rate of 10.65% only when NVIDIA’s closing level on an observation date is at or above the coupon barrier of $89.035 (50% of the $178.07 initial level). Missed coupons may be paid later if the barrier is met on a future observation date.
The notes auto-call if NVIDIA’s closing level on a redemption determination date is at or above the $178.07 call threshold, returning principal plus the applicable coupon and any unpaid coupons. If held to maturity without being called and the final level is at or above $89.035, investors receive principal plus any due coupons; if below $89.035, repayment is reduced in full proportion to NVIDIA’s decline, and the payoff can be zero.
The securities are unsecured obligations of Morgan Stanley Finance LLC, fully and unconditionally guaranteed by Morgan Stanley, with an estimated value of $968.30 per security on the pricing date. They are not listed, may have limited liquidity, and involve credit, market, valuation and tax risks, including the possibility of receiving no coupons and losing the entire principal.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent income, auto-callable securities linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount and issue price of $1,000, with an estimated value on the pricing date of approximately $929.30 per security, reflecting issuing, selling, structuring and hedging costs.
The notes may pay a 15.25% per annum contingent coupon, but only when the index closes at or above the coupon barrier level of 2,216.948 (75% of the initial level). They auto-call at par plus any due coupons if the index is at or above the call threshold of 2,955.93 (100% of the initial level) on specified redemption determination dates. If not called and the final index level is below the downside threshold of 1,773.558 (60% of the initial level), investors lose 1% of principal for every 1% index decline, up to a total loss of principal. Payments depend entirely on issuer and guarantor credit, the notes are not listed, and the complex underlier includes 4% annual decrement and volatility-targeting features.
Morgan Stanley Finance LLC is offering $2,761,000 of principal-at-risk Jump Securities with auto-call features, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and is linked to the worst performer of the State Street Utilities Select Sector SPDR ETF, the Nasdaq-100 Technology Sector Index and the Dow Jones Industrial Average.
The notes can be automatically redeemed from January 27, 2027 if all underliers are at or above their call thresholds, paying early redemption amounts of $1,222 or $1,444 per security, corresponding to about 22.20% per annum. If held to January 24, 2031 and not called, investors receive principal plus a 150% participation in the gain of the worst underlier if all finish above initial levels, only principal if all remain at or above 70% of initial levels, and a loss of 1% of principal for each 1% decline in the worst underlier below its downside threshold, up to total loss.
The estimated value on the pricing date is $930.70 per $1,000 security, reflecting issuance, selling, structuring and hedging costs and Morgan Stanley’s internal funding rate. The securities pay no interest, are unsecured, will not be listed on an exchange, and expose holders to market risk in the three underliers and to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk "Jump Securities" with an auto-call feature maturing on January 25, 2030, linked to the worst performer of the iShares MSCI EAFE ETF, the S&P 500 Index and the State Street Financial Select Sector SPDR ETF. Each security has a $1,000 stated principal amount and does not pay interest or guarantee principal repayment.
The notes can be automatically redeemed on scheduled determination dates starting January 27, 2027 if each underlier is at or above its call threshold, for fixed early redemption payments that correspond to a return of about 10.15% per year (e.g., $1,101.50, $1,203.00 or $1,304.50 per security). If not called and each underlier finishes at or above its downside threshold (70% of its initial level), investors receive a fixed $1,406.00 per security at maturity. If any underlier ends below its downside threshold, the payoff is $1,000 times the performance of the worst underlier, exposing investors to a full 1-for-1 loss that can reach zero.
The securities are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, with an estimated value on the pricing date of approximately $984.90 per security. They will not be listed, secondary liquidity may be limited, their value is sensitive to underlier levels, volatility, rates and Morgan Stanley’s credit spreads, and the U.S. federal income tax treatment is complex and uncertain.