Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable structured securities linked to the Class A common stock of CoreWeave, Inc., fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and matures on July 28, 2027.
Investors may receive a 30.00% per annum contingent coupon, payable only when the stock closes at or above the coupon barrier level of $58.986 (60% of the $98.31 initial level) on the relevant observation date. The notes are automatically redeemed if the stock closes at or above the call threshold level of $68.817 (70% of the initial level) on specified redemption determination dates, returning principal plus the applicable coupon.
If the notes are not called and the final stock level is at or above the downside threshold of $49.155 (50% of the initial level), investors receive principal back (plus any final coupon). If the final level is below this threshold, repayment is reduced one-for-one with the stock’s decline, potentially to zero. The estimated value on the pricing date is approximately $953.50 per security, the securities will not be listed on any exchange, and all payments depend on Morgan Stanley’s credit.
Morgan Stanley Finance LLC is issuing $7,550,000 of contingent income auto-callable securities due January 26, 2029, linked to Shopify Inc. Class A shares and fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an issue price of $1,000, with an estimated value on the pricing date of $960.90.
Investors may receive a contingent quarterly coupon at a 12.83% annual rate (about $32.075 per quarter) only when Shopify’s determination price is at or above the downside threshold of $68.945, equal to 50% of the $137.89 initial share price. The notes auto-call on any of the first eleven quarterly determination dates if the stock is at or above the initial share price, returning principal plus due coupons. If held to maturity and the final share price is below the downside threshold, repayment is reduced 1‑for‑1 with the stock’s decline and can be zero, so principal is fully at risk. The securities are unsecured, not listed on any exchange, subject to Morgan Stanley’s credit, and include complex tax, liquidity and market risks.
Morgan Stanley Finance LLC is issuing buffered Performance Leveraged Upside Securities (PLUS) maturing on January 27, 2028, linked to the worst performer of the Dow Jones Industrial Average and Nasdaq‑100 Index®. Each note has a $1,000 stated principal and total issuance of $876,000.
The notes pay no interest. At maturity, if both indexes finish above their initial levels, investors receive principal plus 200% of the gain of the worst index, capped at a maximum payment of $1,338 per note. If either index finishes between 90% and 100% of its initial level, only principal is returned. Below 90% of the worst index’s initial level, investors lose 1% of principal for each 1% additional decline, with a minimum payment of 10% of principal.
The securities are unsecured obligations of Morgan Stanley Finance LLC, fully and unconditionally guaranteed by Morgan Stanley, and are not listed on any exchange. The estimated value on the pricing date is $984 per note, reflecting issuance, structuring and hedging costs and the issuer’s internal funding rate.
Morgan Stanley Finance LLC is offering contingent income auto-callable securities due March 15, 2027, linked to Best Buy Co., Inc. common stock and fully guaranteed by Morgan Stanley. These unsecured notes put principal at risk and pay no guaranteed interest.
Holders may receive a contingent coupon at an annual rate of 18.00% on scheduled coupon dates, but only when Best Buy’s stock closes at or above 69% of its initial level on the related observation date. The notes are automatically redeemed if, on specified redemption determination dates starting August 10, 2026, the stock closes at or above 100% of the initial level, paying principal plus the applicable coupon.
If not called, and at maturity the final stock level is at least 69% of the initial level, investors receive principal back (plus any final coupon). If the final level is below 69%, repayment is reduced 1% for every 1% stock decline, potentially to zero. The estimated value on the pricing date is approximately $980.20 per $1,000 note. The securities will not be listed on any exchange and all payments depend on Morgan Stanley’s credit.
Morgan Stanley Finance LLC is offering Contingent Income Auto-Callable Securities due January 28, 2031, linked to the worst performer of the Russell 2000 Index, S&P 500 Index and State Street Utilities Select Sector SPDR ETF. Each security has a $1,000 stated principal amount and issue price, with an aggregate principal of $4,768,000, and is fully and unconditionally guaranteed by Morgan Stanley.
Investors may receive a 7.00% per annum contingent coupon, paid only if on each observation date all underliers are at or above their coupon barrier levels, set at 70% of initial levels. The notes are automatically callable quarterly from January 25, 2027 if all underliers are at or above 100% of their initial levels, returning principal plus the applicable coupon.
If not redeemed early and on the final observation date any underlier closes below its 70% downside threshold, principal is reduced 1% for every 1% decline of the worst-performing underlier, potentially to zero. The estimated value on the pricing date is $942.20 per $1,000 security, reflecting issuing, selling, structuring and hedging costs. All payments are subject to Morgan Stanley’s credit risk, and the notes will not be listed on any exchange.
Morgan Stanley Finance LLC is offering $486,000 of principal-at-risk "Jump Securities" at $1,000 per security, fully and unconditionally guaranteed by Morgan Stanley. These notes run to January 26, 2029 and are linked to the worst performer of the Dow Jones Industrial Average, Nasdaq-100 Index and Russell 2000 Index.
The notes can be automatically called on scheduled determination dates starting February 1, 2027 if each index is at or above its call threshold (100% of its initial level), paying fixed early redemption amounts that correspond to about 14.10% per annum. If held to maturity and every index is at or above its call threshold, investors receive $1,423 per $1,000 security.
If, at maturity, at least one index is below its call threshold but all are at or above 70% of their initial levels, investors receive only the stated principal. If any index finishes below its 70% downside threshold, the payout is reduced 1% for every 1% decline of the worst-performing index, and the return can fall to zero. The estimated value on the pricing date is $976.60 per security, reflecting issuing, selling, structuring and hedging costs.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk Callable Contingent Income Securities due August 7, 2028 linked to the worst performer of the Dow Jones Industrial Average, Nasdaq-100 Technology Sector Index and Russell 2000 Index.
The notes are issued at $1,000 per security with an estimated value on the pricing date of about $970.60. Investors may receive a contingent coupon at an annual rate of 8.35%, but only when each index closes at or above a 70% coupon barrier on the relevant observation date.
If the notes are not called and any index finishes below 60% of its initial level at maturity, repayment of principal is reduced 1% for each 1% decline in the worst-performing index, potentially to zero. The notes can be redeemed early, in whole, on specified dates if a risk-neutral valuation model indicates redemption is economically rational for the issuer. All payments depend on Morgan Stanley’s credit and the securities will not be listed on any exchange.
Morgan Stanley Finance LLC is issuing principal-at-risk contingent income auto-callable securities linked to the worst performer of the SPDR® Gold Trust, S&P 500® Index and iShares® Silver Trust, with an aggregate principal amount of $580,000 and a maturity date of January 28, 2030.
The notes offer a contingent coupon at an annual rate of 11.45%, paid only if each underlier closes at or above its barrier (60% of its initial level) on the relevant observation date. The securities may be automatically redeemed if all underliers are at or above their 100% call thresholds on scheduled determination dates.
If not called and any underlier finishes below its 60% downside threshold at final observation, repayment of principal is reduced 1% for every 1% decline in the worst-performing underlier and can fall to zero. The estimated value on the pricing date is $886.70 per $1,000 security, and all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk “Jump Securities” tied to the S&P 500® Futures Excess Return Index, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and matures on February 21, 2031.
The notes can be automatically redeemed on March 1, 2027 if the index on February 24, 2027 is at or above 105% of its initial level, paying $1,135 per security. If held to maturity and not called, investors get principal plus a 200% participation in any index gain, only principal back if the index is between 70% and 100% of its initial level, and a 1-for-1 loss below 70%, which can reduce repayment to zero.
The notes pay no interest, are unsecured obligations subject to Morgan Stanley’s credit risk, are not listed on any exchange, and have an estimated value on the pricing date of about $944.10 per $1,000, reflecting issuance, structuring and hedging costs and an internal funding rate advantageous to the issuer.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing principal-at-risk Jump Securities linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index. The notes have a $1,000 stated principal amount, $124,000 aggregate principal, and an estimated value of $921.70 per note on the pricing date.
The notes pay no interest and can be automatically redeemed on February 1, 2027 for $1,272.50 per security if the index on January 27, 2027 is at or above the initial level of 2,988.47. If not called, at January 28, 2031 maturity investors receive principal plus 275% of any index gain, full principal back if the index is at or above 50% of the initial level, and a proportional loss below that 50% downside threshold, potentially losing the entire investment.
The unsecured notes depend on Morgan Stanley’s credit and are not listed on any exchange. The underlier is a leveraged, volatility-targeted futures-based index with a built-in 4% per year decrement, which structurally reduces its performance compared with a similar index without such a fee-like drag.