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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC prices contingent-income auto-callable notes fully and unconditionally guaranteed by Morgan Stanley, offering principal-at-risk securities tied to the common stock of JPMorgan Chase & Co.
The offering is $1,709,000 aggregate in $1,000 denominations, issued at $1,000 with an estimated value of $972.60 on the pricing date. The notes pay a contingent coupon of 8.60% per annum on specified observation dates and are subject to automatic early redemption if the underlier closes at or above the call threshold of $333.45 on any redemption determination date. If not called, principal is repaid at maturity, June 28, 2029, only if the final level is at or above the downside threshold of $233.415 (70% of initial level); otherwise investors suffer proportional principal loss.
Morgan Stanley Finance LLC is offering Structured Investments — Buffered Jump Securities — with an aggregate principal amount of $500,000, fully and unconditionally guaranteed by Morgan Stanley. The securities have a $1,000 stated principal amount each and an original issue price of $1,000 per security; the estimated value on the pricing date was $976.80 per security. These principal-at-risk notes reference the MSCI Emerging Markets Index, include an automatic early redemption feature (first determination date July 7, 2027), a 25% downside buffer and a downside factor of 1.3333. If not called and the final level is above the initial level, investors receive the stated principal plus a 125% participation rate on appreciation; if the final level is between the buffer and initial level, investors receive the stated principal; if the final level is below the buffer, investors bear amplified losses and could lose their entire investment. All payments are subject to issuer credit risk.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering U.S. dollar‑denominated, EURO STOXX® Banks index‑linked Digital Notes (principal at risk) with a Face Amount of $1,000 per note. The notes do not pay interest; maturity payment depends on the Final Underlier Level on a Determination Date expected between 47 and 50 months after the trade date.
If the Final Underlier Level is ≥ 80% of the Initial Underlier Level, each note will pay a capped Maximum Settlement Amount (expected to be between $1,468.50 and $1,549.70 per $1,000 face amount). If the Final Underlier Level is < 80% of the Initial Underlier Level, holders receive a reduced Cash Settlement Amount calculated using a Buffer Rate of 125.00%, and they may lose some or all principal. The issuer estimates the Trade Date value at approximately $946.60 per note; the public price is $1,000 with an agent commission of $40 (4.00%) per note.
Morgan Stanley Finance LLC is offering Principal at Risk Buffered Participation Securities linked to the S&P 500® Index with a $1,000 stated principal amount per security. The securities have a 15% downside buffer, 100% participation on upside, a 15% minimum payment and a capped maximum payment of $1,130.50. The strike and pricing dates are July 1, 2026, original issue date is July 7, 2026, and maturity is August 5, 2027. Estimated value on the pricing date is approximately $991.00 per security. Payments depend on the closing final level of the index on the observation date and are subject to Morgan Stanley Finance LLC credit risk and the unconditional guarantee of Morgan Stanley.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes linked to the worst performing of the Russell 2000® and the S&P 500®, with a stated principal amount of $1,000 per security. The securities do not pay interest and include a 20% buffer that protects against losses up to 20% of the initial level of the worst performing underlier. If the worst performing underlier is above its initial level at the observation date, holders receive the principal plus 100% participation in upside subject to a maximum payment of $1,253.50 (125.35%). If the worst performing underlier falls below its buffer level, investors lose 1% for each 1% decline beyond the buffer, subject to a minimum payment of 20% of principal. All payments are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley and remain subject to issuer credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk auto-callable securities due July 3, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $942.40. The securities may be automatically redeemed on scheduled determination dates beginning July 1, 2027, or pay at maturity based on the worst performing of the EURO STOXX 50®, Nasdaq-100® and S&P 500® indices, with downside protection only to a 70% threshold; if the worst underlier finishes below that threshold investors lose principal proportionally.
The offering does not pay interest, investors do not participate in any upside of the underliers, and all payments are subject to Morgan Stanley’s credit risk. The aggregate offering amount and agent commissions are not specified in this preliminary pricing supplement.
Morgan Stanley Finance LLC is offering Principal at Risk auto-callable securities linked to the common stock of Marvell Technology, Inc. The notes have a stated principal of $1,000 per security, an original issue date of July 1, 2026 and mature on June 28, 2029. They pay a fixed annual coupon of 19.20% (monthly payments) and can be automatically redeemed early if the underlier’s closing level is ≥ the call threshold of $281.26 on specified redemption determination dates. At maturity, if the final level is ≥ the downside threshold of $168.756 (60% of the initial level), holders receive principal; if below, principal is multiplied by final/initial level and could be significantly reduced or zero. All payments are subject to issuer and guarantor credit risk and U.S. federal income tax treatment is uncertain.
The offering is a structured note issued by Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, with a stated principal of $1,000 per security. The notes pay a fixed annual coupon of 10.25% (monthly payments) and mature on June 29, 2028. The securities are auto-callable beginning with a redemption determination date of June 24, 2027 if the closing level of each underlier meets its call threshold. The underliers are Genuine Parts Company common stock (initial level $112.99) and the S&P 500® Index (initial level 7,357.49). If not auto-redeemed, repayment at maturity depends on the worst performing underlier: if that underlier’s final level is below its downside threshold (65% of initial), principal is reduced pro rata and could be zero. Observation date: June 26, 2028. Estimated value on the pricing date: approximately $976.90 per security. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC offers a preliminary pricing supplement for Structured Investments — Buffered Jump Securities with an Auto-Callable feature due June 30, 2031, fully and unconditionally guaranteed by Morgan Stanley. The securities are issued in $1,000 denominations with an issue price of $1,000 per security and an estimated value on the pricing date of approximately $982.90. The notes provide no regular interest, a 20% buffer and a minimum payment at maturity of 20% of principal. Automatic early redemption can occur beginning with the first determination date on July 2, 2027 if the closing level of each underlier meets or exceeds its call threshold (each set equal to its initial level). Call thresholds/initial levels are: INDU 51,920.62, SPX 7,357.49, XLP $83.94. If not redeemed, payment at maturity depends on the worst performing underlier: a fixed positive payment up to $1,600 if all underliers meet call thresholds, return of principal if all are at or above buffer levels, or a reduced payment reflecting losses beyond the 20% buffer. Early redemption payments per security range from $1,120 (first) to $1,570 (sixteen). All payments are subject to issuer credit risk.
Morgan Stanley Finance LLC priced buffered jump securities (auto-callable) due July 1, 2031, guaranteed by Morgan Stanley. Each note has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $920.80. The securities pay no regular interest, may be automatically redeemed beginning on the first determination date of July 2, 2027 if the underlier meets the 90% call threshold, and otherwise pay at maturity based on the final level relative to an 85% buffer. If the final level is below the buffer, investors lose 1% of principal for each 1% decline beyond the buffer, subject to a minimum payment of 15% of principal. The underlier is the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index (inception March 14, 2022); its closing level on June 24, 2026 was 1,344.60. All payments are subject to Morgan Stanley Finance LLC credit risk and the securities include hedging, structuring and distribution costs embedded in the $1,000 issue price.