Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
The Dual Directional Trigger PLUS securities are unsecured notes issued by Morgan Stanley Finance LLC and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and matures on July 5, 2030. Payments at maturity are determined by the worst performing of the Nasdaq-100® Technology Sector Index (NDXT) and the Russell 2000® Index (RTY) using the closing levels on the observation date.
Key mechanics: upside pays 138% of appreciation of the worst performing underlier; an absolute return participation pays 50% of the absolute decline (capped effectively at 15%); a downside breach below 70% of the initial level results in pro rata principal loss (1% loss per 1% decline). All payments are subject to the issuer and guarantor credit risk; estimated value on the pricing date was $953.50 per security.
Morgan Stanley Finance LLC priced $1,000 structured notes linked to the EURO STOXX 50® Index that mature on July 16, 2027. Each security has an upside payment of $96.50 (9.65%), a 10% buffer and a downside factor of 1.1111; investors may lose principal if the index closes below the buffer on the observation date.
The offering totals $1,250,000 aggregate principal, the estimated value on pricing date was $985.50 per security, and payments are unsecured obligations of MSFL, fully guaranteed by Morgan Stanley.
Morgan Stanley Finance LLC priced a primary offering of Dual Directional Buffered PLUS notes—principal at risk securities fully and unconditionally guaranteed by Morgan Stanley—linked to the S&P 500® Index with a $1,000 stated principal amount per security and an aggregate principal amount of $3,038,000.
The notes have a 200% leverage factor on upside subject to a $1,113 maximum payoff (111.30% of principal), a 10% buffer (buffer level 6,749.424) and a 10% minimum payment at maturity. Pricing/strike date is June 30, 2026, observation date July 30, 2027 and maturity August 4, 2027. All payments are subject to issuer credit risk and the estimated value on the pricing date was $991.20 per security.
Morgan Stanley Finance LLC is offering Principal at Risk notes linked to the worst performing of the Nasdaq-100 Technology Sector, the Russell 2000 and the S&P 500. The securities have a $1,000 stated principal per security, an issue price of $1,000 and an estimated value on the pricing date of $968.60. They pay a contingent coupon of 11.75% per annum only if the closing level of each underlier meets or exceeds its coupon barrier on observation dates. The notes are automatically callable on specified determination dates if all underliers meet their call thresholds; otherwise, at maturity holders receive principal only if each underlier is at or above its downside threshold, otherwise repayment equals the stated principal multiplied by the performance factor of the worst performing underlier, potentially resulting in substantial loss of principal. All payments are unsecured and subject to Morgan Stanley’s credit risk.
Morgan Stanley priced a $50,000,000 issue of fixed rate notes due September 7, 2027. The notes carry a 4.450% annual fixed interest rate, are issued at $1,000 per note, with original issue date July 7, 2026.
The offering states interest accrues from July 7, 2026 and will be paid at maturity on September 7, 2027. All payments are subject to the credit risk of Morgan Stanley. The pricing supplement also discloses per-note OID accruals totaling $51.9167 as of the end of the final accrual period and refers investors to the accompanying prospectus supplement for tax and legal details.
Morgan Stanley Finance LLC priced structured Auto-Callable Jump Notes with a stated principal amount of $1,000 per note and an aggregate principal amount of $310,000. The notes pay no interest, have automatic early redemption if the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index meets a 95% call threshold on scheduled determination dates, and mature on July 6, 2033. Early redemption payments correspond to a fixed schedule that yields approximately 6.55% per annum on each determination date; if not redeemed and the final level meets the call threshold, maturity pays a fixed positive return, otherwise only the stated principal amount is returned. All payments are unsecured and subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC prices principal-at-risk, buffered jump securities due July 3, 2031. The offering consists of notes with a $1,000 stated principal amount that are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley. The notes have an automatic early redemption feature beginning on July 1, 2027 and provide a fixed early redemption payment schedule that targets approximately 17.00% per annum if a call threshold is met on a determination date. If not called, maturity payoffs depend on the final level of the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index: $1,850 if the final level is at or above the call threshold, $1,000 if at or above the buffer, or a principal exposure below the buffer subject to a 15% buffer and a minimum payment of 15% of principal. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering structured Jump Notes tied to Accenture plc class A ordinary shares with an aggregate principal amount of $701,000, fully and unconditionally guaranteed by Morgan Stanley. The notes mature on July 6, 2029 and pay no interest.
If the underlier's closing level on the observation date is greater than or equal to the initial level (Initial level $124.44 on June 30, 2026), each $1,000 note will pay the stated principal plus an Upside payment of $360 (36%), otherwise investors receive only the stated principal. The estimated value on the pricing date was $974.30 per note.
Morgan Stanley Finance LLC is issuing $2,177,000 of structured Jump Notes tied to NVIDIA Corporation common stock. Each note has a stated principal amount of $1,000, was priced at $1,000 on June 30, 2026, and matures on July 6, 2029. The notes pay no periodic interest; at maturity investors receive the stated principal plus a fixed upside payment of $314 per note (31.40%) only if the closing final level of the NVIDIA stock on the observation date is greater than or equal to the initial level of $200.09 (the closing level on June 30, 2026). If the final level is below the initial level, investors receive only the stated principal. All payments are unsecured and subject to the issuer’s and guarantor’s credit risk; the notes are not listed and may have limited secondary liquidity.
Morgan Stanley Finance LLC is offering callable structured notes due July 3, 2031 that are fully and unconditionally guaranteed by Morgan Stanley. Each note has a stated principal amount of $1,000 and an aggregate principal amount of $100,000. The notes pay no periodic interest and are linked to the worst performing of the Nasdaq-100® Technology Sector Index, the Russell 2000® Index and the S&P 500® Index, with a 125% participation rate in upside if the worst-performing underlier finishes above its initial level. The issuer may call the notes beginning on the first redemption date of July 7, 2027 if a risk neutral valuation model shows redemption is economically rational; fixed scheduled redemption payments (ranging from $1,122.50 to $1,602.292 per note on listed dates) apply if called. Payments are subject to issuer credit risk and the notes will not be listed on an exchange.