Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced Principal-at-Risk notes tied to Micron Technology common stock with a $1,000 stated principal amount per security and an aggregate principal amount of $7,035,000. The notes pay a contingent coupon of 38.40% per annum on observation dates if the underlier meets the coupon barrier level and are automatically redeemed early if the closing level meets the call threshold. The initial level (strike) was $1,133.99 and the downside threshold (coupon barrier) is $566.995 (50% of initial). At maturity investors receive principal if the final level is at or above the downside threshold; if below, payment equals $1,000 × (final level / initial level), exposing investors to full downside including possible total loss. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering auto-callable, principal-at-risk securities linked to the common stock of ServiceNow, Inc. The offering totals $302,000 aggregate principal at a stated issue price of $1,000 per security and an estimated value on the pricing date of $934.60. Each security pays no interest, can be automatically redeemed beginning on June 22, 2027 if the underlier meets the call threshold level of $95.04, and matures on June 24, 2031. At maturity holders receive $2,257.50 if the final level is at or above the call threshold, the stated principal if the final level is at or above the downside threshold of $47.52, or a principal loss proportional to the underlier’s decline if the final level is below that downside threshold. All payments are subject to the issuer’s and guarantor’s credit risk and the securities do not participate in upside beyond the fixed payoffs.
Morgan Stanley Finance LLC is offering Principal at Risk Contingent Income Auto-Callable Securities linked to the worst-performing of Advanced Micro Devices, Inc. and NVIDIA Corporation. Each security has a $1,000 stated principal amount, an estimated value on the pricing date of $988.20, a pricing date of June 18, 2026, a strike date of June 17, 2026 and matures on June 23, 2028.
The notes pay a contingent coupon at an annual rate of 27.40% on observation dates only if both underliers are at or above their coupon barrier levels (50% of initial levels). The securities may be automatically redeemed early if both underliers meet their call thresholds (100% of initial levels) on any redemption determination date. At maturity, if the final level of either underlier is below its downside threshold (50% of initial), repayment falls to the stated principal multiplied by the worst-performing underlier's performance factor, potentially resulting in a significant loss or total principal loss. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk auto-callable notes linked to the common stock of Citigroup Inc., fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and a contingent annual coupon of 11.00% payable only if the underlier meets barrier conditions on observation dates.
The notes feature automatic early redemption if the underlier’s closing level is at or above the call threshold on a redemption determination date, coupon payments only when the closing level meets the coupon barrier (70% of the initial level), and principal loss at maturity if the final level is below the downside threshold (70% of the initial level). The estimated value at pricing was approximately $969.00 per security; all payments are subject to issuer credit risk and the securities do not participate in underlying appreciation.
Morgan Stanley Finance LLC priced structured, principal-at-risk notes linked to the worst performing of the S&P 500®, Nasdaq-100® and Russell 2000®. The securities have a $1,000 stated principal amount per security, an original issue date of July 8, 2026, an observation date of July 2, 2031 and maturity on July 8, 2031.
The notes do not pay interest and may be automatically redeemed on specified determination dates beginning July 9, 2027 for fixed early redemption payments (illustrative payments range from $1,114.00 to $1,313.50 in the hypothetical schedule). At maturity investors either receive principal plus an upside payment (150% participation) if all underliers finish above their initial levels, principal only if all underliers finish at or above 70% of initial levels, or a loss tied to the worst performing underlier (1% loss per 1% decline) otherwise. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index with automatic early redemption and a buffer feature. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $909.30.
If not auto‑redeemed, maturity payoffs depend on the final index level: $1,950.00 if the final level is at or above the call threshold; return of principal ($1,000) if the final level is at or above the buffer level (85% of initial level); otherwise principal is reduced by index losses beyond the 15% buffer, subject to a minimum payment of 15% of principal. The underlier includes a 4.0% per annum decrement, was established on August 30, 2024, and had a closing level of 3,500.76 on June 18, 2026. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering contingent income auto-callable securities due June 28, 2029, fully guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount and pays a 8.50% contingent coupon per annum only if the underlier meets observation-date barriers. The securities can auto-redeem on specified redemption determination dates beginning September 24, 2026, return principal at maturity only if the final level is at or above a downside threshold, and otherwise expose investors to a proportional loss of principal tied to the underlier’s decline. The estimated value on the pricing date is approximately $969.10 per security. All payments are subject to the issuer’s and guarantor’s credit risk; coupons may be unpaid for the entire term, and principal could be partially or fully lost.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable structured notes linked to the S&P 500® Futures Excess Return Index with a $1,000 stated principal amount per security. The securities may be automatically redeemed on the first determination date of July 7, 2027 for an early redemption payment of $1,191.50 if the underlier is at or above a call threshold equal to 107% of the initial level. If not called, maturity is July 3, 2031; investors receive either principal plus an upside payment (participation rate 265%), principal only if the final level is at or above a downside threshold equal to 75% of the initial level, or a loss proportional to the decline if the final level is below that threshold. The securities do not pay interest, are unsecured obligations of MSFL, are fully guaranteed by Morgan Stanley and are subject to credit risk, limited liquidity and uncertain U.S. tax treatment.
Morgan Stanley Finance LLC is offering callable contingent income securities due July 8, 2030 that are fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and a contingent coupon at an annual rate of 13.30% payable only if, on each observation date, the closing level of all three underliers meets or exceeds their coupon barrier levels.
The securities are linked to the worst performing of the IGV Fund (iShares Expanded Tech-Software ETF), the Russell 2000® Index, and the XLRE Fund (Real Estate Select Sector ETF). If not redeemed early, maturity payment returns principal only if every underlier’s final level is at or above its downside threshold (60% of initial level); otherwise the payment equals $1,000 multiplied by the worst performing underlier’s performance factor and could be significantly less or zero. Early redemption may occur on scheduled redemption dates beginning July 8, 2027 if a risk neutral valuation model indicates it is economically rational for the issuer to call.
Morgan Stanley Finance LLC is offering Step Down Trigger Autocallable Notes due June 28, 2029, fully guaranteed by Morgan Stanley. The notes pay a fixed Call Return if both the EURO STOXX 50® and the S&P 500® close at or above required levels on specified quarterly observation dates beginning June 29, 2027. If not called, repayment at maturity is linked to the Least Performing Underlying versus its Initial Underlying Value, with a Downside Threshold equal to 80% of the Initial Underlying Value; losses can equal the full decline of that Least Performing Underlying. Issue Price is $10.00 per security (minimum investment $1,000); estimated Trade Date value is approximately $9.677 per security. All payments are subject to issuer credit risk.