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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Step Down Trigger Autocallable Notes due June 28, 2029, fully guaranteed by Morgan Stanley. The notes pay a fixed Call Return if both the EURO STOXX 50® and the S&P 500® close at or above required levels on specified quarterly observation dates beginning June 29, 2027. If not called, repayment at maturity is linked to the Least Performing Underlying versus its Initial Underlying Value, with a Downside Threshold equal to 80% of the Initial Underlying Value; losses can equal the full decline of that Least Performing Underlying. Issue Price is $10.00 per security (minimum investment $1,000); estimated Trade Date value is approximately $9.677 per security. All payments are subject to issuer credit risk.
Morgan Stanley Finance LLC offers auto-callable, principal‑at‑risk market‑linked securities due July 6, 2029 with a face amount of $1,000 per security. The securities reference the lowest performing of NVIDIA, Alphabet (Class A) and Micron and feature a 500% participation rate for positive returns above the starting price, a contingent absolute return that caps positive depreciation gains at 50%, and material downside risk if the lowest performing underlying falls below a 50% threshold. Pricing date is June 30, 2026; estimated value on the pricing date is approximately $906.90 per security.
Morgan Stanley Finance LLC is offering Principal at Risk contingent income auto-callable securities tied to the common stock of Astera Labs, Inc. The offering consists of 569 securities at a stated principal amount of $1,000 per security for an aggregate principal amount of $569,000, with an original issue date of June 24, 2026 and a maturity date of June 24, 2031.
The securities pay a contingent coupon at an annual rate of 43.00% only if the closing level of the underlier meets or exceeds the coupon barrier level on observation dates. The initial level and call threshold were set at $417.07 on the strike date (June 18, 2026); the coupon barrier level and downside threshold are $250.242 (60% of the initial level). The estimated value on the pricing date was $899.80 per security, and payments at maturity can result in full principal repayment, reduced principal tied to the performance factor, or total loss of principal depending on the final level.
Morgan Stanley Finance LLC priced a structured note offering of Dual Directional Buffered Jump Securities linked to Eli Lilly common stock and Novo Nordisk ADS. The securities have a $1,000 stated principal amount per security, an aggregate principal amount of $1,071,000, were priced and struck on June 18, 2026, and mature on June 22, 2029. The securities feature an automatic early redemption determination on June 22, 2027 with an early redemption payment of $1,411 per security if each underlier is at or above its call threshold (each call threshold equals its initial level). The payout depends on the worst performing underlier, includes a 35% buffer (buffer level = 65% of initial), a 100% upside participation rate capped effectively at 35% in certain scenarios, an estimated value on the pricing date of $990.60 per security, and commissions of $6.50 per security. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced callable contingent income securities linked to the worst performing of the Dow Jones Industrial Average, Nasdaq-100 and S&P 500. The notes pay a contingent coupon of 11.05% per annum on each interest period only if all three underliers meet coupon barrier levels on observation dates, are callable beginning December 23, 2026 based on a risk neutral valuation model, and mature on June 24, 2031. At maturity holders receive principal only if each underlier is at or above its 65% downside threshold; otherwise payment equals the stated principal multiplied by the performance factor of the worst performing underlier, exposing investors to full principal loss. All payments are unsecured and subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced $1,227,000 of Principal-at-Risk auto-callable notes linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index, issued at $1,000 per security with an estimated value of $949.50 on the pricing date. The notes pay no interest, carry a 350% participation rate in upside at maturity, and feature an automatic early redemption on the first determination date if the underlier’s closing level is at or above the call threshold of 3,500.76, producing an early redemption payment of $1,252.50 per security. If not called, maturity payoff depends on final index level versus the initial level of 3,500.76 and a downside threshold of 1,750.38 (50% of the initial level); losses can be up to 100% of principal if the final level is well below the downside threshold. All payments are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley and are subject to the issuer’s credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk notes due July 15, 2031 that are fully and unconditionally guaranteed by Morgan Stanley and pay a contingent coupon only when the S&P® 500 Futures 40% Intraday 4% Decrement VT Index meets specified observation thresholds. The securities have a $1,000 stated principal amount and an estimated value on the pricing date of approximately $915.90 per security.
The notes pay an annual contingent coupon at a rate of 11.00% per annum on coupon dates only if the closing level of the underlier is at or above the coupon barrier (75% of the initial level) on the related observation date. They include an automatic early redemption feature if the underlier is at or above the call threshold (100% of the initial level) on any redemption determination date. If the notes are not redeemed early, payment at maturity depends on the final level versus an 85% buffer (a 15% buffer amount) and may result in principal loss beyond the buffer; the minimum payment at maturity is 15% of principal. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC priced June 18, 2026 structured, principal-at-risk notes due June 24, 2031 fully guaranteed by Morgan Stanley. The offering comprises $1,523,000 aggregate principal at $1,000 per security; the estimated value on the pricing date was $955.00 per security.
These securities pay a contingent coupon at an annual rate of 16.15% on certain coupon payment dates only if the underlier—the S&P® 500 Futures 40% Intraday 4% Decrement VT Index—meets the coupon barrier level (2,450.532, 70% of the initial level). They feature automatic early redemption if the index meets the call threshold (3,500.76) on scheduled determination dates and a downside threshold of 2,100.456 (60% of the initial level) that governs principal loss at maturity.
Morgan Stanley Finance LLC priced a series of structured, principal-at-risk notes linked to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500. The offering is for $1,500,000 aggregate principal at an issue price of $1,000 per security, with an estimated value of $987.80 on the pricing date. The securities pay no interest, provide a fixed upside payment of $120 (12%) at maturity only if the final level of each underlier is at or above its 70% downside threshold, and otherwise deliver a payout equal to principal multiplied by the worst-performing underlier's performance factor, which could result in a total loss of principal. Key dates: strike/ pricing date June 18, 2026, original issue date June 24, 2026, observation date July 19, 2027 (subject to postponement), and maturity date July 22, 2027. All payments are subject to MSFL and Morgan Stanley credit risk; the securities are unsecured obligations of MSFL and fully and unconditionally guaranteed by Morgan Stanley.
Morgan Stanley Finance LLC priced a contingent-income, principal-at-risk note linked to the worst performing of the S&P 500 Index, the State Street SPDR S&P Regional Banking ETF and the State Street Technology Select Sector SPDR ETF. The securities have a stated principal amount of $1,000 per security and an aggregate principal amount of $2,140,000. They pay a contingent coupon of 9.00% per annum on specified observation dates only if each underlier is at or above its coupon barrier level; unpaid coupons may be paid later only if future observation dates meet coupon conditions. The securities feature automatic early redemption beginning on the first redemption determination date of June 22, 2027 if all underliers meet their call thresholds. At maturity on December 23, 2030, if any underlier is below its downside threshold, principal is reduced pro rata to the performance of the worst performing underlier and could be zero. The securities are unsecured obligations of MSFL and fully and unconditionally guaranteed by Morgan Stanley; all payments are subject to Morgan Stanley’s credit risk. The estimated value on the pricing date was $944.20 per security and the issue price was $1,000 per security; agent commissions were $32.50 per security.