Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC is offering $1,000 “Jump Notes” with an auto-call feature linked to the worst performer of the Dow Jones Industrial Average, Nasdaq-100 Index and S&P 500 Index. The notes pay no interest, are unsecured obligations of MSFL guaranteed by Morgan Stanley, and are scheduled to mature on January 24, 2031.
The notes are automatically redeemed on January 27, 2027 for $1,090 per note if on January 22, 2027 each index closes at or above 100% of its initial level. If not called and at maturity all three final index levels are above their initial levels, holders receive $1,000 plus 100% of the gain of the worst performing index; if any index is at or below its initial level, holders receive only the $1,000 principal. The estimated value on the pricing date is approximately $978.90 per note, and the notes will not be listed on any exchange, with all payments subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering Buffered Participation Securities linked to the Russell 2000® Index, maturing on January 30, 2031. Each security has a $1,000 stated principal amount, pays no interest and is an unsecured, principal-at-risk note that will not be listed on any exchange.
At maturity, investors receive $1,000 plus 100% of index gains, capped at a maximum payment of $1,765 per security. If the index is at or below the initial level but at or above 80% of that level, investors receive only the $1,000 principal. Below the 80% buffer, investors lose 1% of principal for each additional 1% index decline, with a minimum payment of 20% of principal.
The issuer’s estimated value on the pricing date is approximately $946.70 per $1,000, reflecting embedded costs and an internal funding rate. The notes are subject to Morgan Stanley’s credit risk, limited secondary market liquidity, risks of small-cap U.S. equities in the Russell 2000®, and uncertain U.S. tax treatment treated as “prepaid financial contracts” under current counsel opinion.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk Buffered Jump Securities with an auto-call feature linked to an equally weighted basket of Apple, Amazon, Alphabet, Meta and Microsoft. Each note has a $1,000 stated principal amount, no interest payments and a maturity date of January 19, 2029.
The notes may be automatically redeemed on February 3, 2027 for $1,080 per security if the basket level is at or above 100 on the first determination date. If held to maturity and not called, investors participate in upside at a participation rate of at least 144% when the basket finishes above its initial level, receive principal back if the basket is between 80 and 100, and suffer a leveraged loss of 1.25% for each 1% decline below the 20% buffer, with no minimum payout. The estimated value on the pricing date is approximately $967.30 per security, the notes are unsecured and unlisted, and the tax treatment is expected to follow prepaid financial contract treatment subject to IRS uncertainty.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering long-dated fixed-to-floating callable notes due January 22, 2041 with a stated principal amount and issue price of $1,000 per note.
The notes pay a fixed interest rate of 9.50% per annum from the original issue date to January 22, 2029. After that, they pay a variable rate each quarter equal to 9.50% per annum multiplied by the fraction of days in the period when the 10-Year Constant Maturity Treasury Rate (10CMT) is between 0.00% and 4.50%. On days when 10CMT is outside this range, no interest accrues, so investors could earn little or no interest during the floating period.
Beginning January 22, 2029, the issuer may redeem the notes in whole on quarterly dates at 100% of principal plus accrued interest if a risk neutral valuation model indicates calling is economically rational. The notes are unsecured, subject to Morgan Stanley’s credit risk, will not be listed on any exchange, and may have limited secondary liquidity. The estimated value on the pricing date is approximately $890.00 per note, reflecting issuance, structuring and hedging costs, and for U.S. taxpayers the notes are expected to be treated as contingent payment debt instruments.
Morgan Stanley Finance LLC is offering principal-at-risk Enhanced Buffered Jump Securities maturing on February 25, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and pays no interest.
The return depends on the worst performing of the Russell 2000® Index, the S&P 500® Index and the Nasdaq-100® Technology Sector IndexSM. If, on the observation date, the final level of each index is at or above 85% of its initial level, investors receive the principal plus a fixed upside payment of $103.50 per security, a 10.35% gain. If any index finishes below its 85% buffer level, the maturity payment is reduced by 1% for each 1% decline of the worst index beyond the 15% buffer, with a minimum payment of 15% of principal.
The securities will not be listed on an exchange and are subject to the issuer’s and guarantor’s credit risk. The estimated value on the pricing date is approximately $975.20 per $1,000 security, reflecting issuing, selling, structuring and hedging costs and an internal funding rate that is advantageous to the issuer.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk contingent income "memory" auto-callable securities due January 25, 2028, linked to the common stock of NVIDIA Corporation. These unsecured notes do not guarantee return of principal and may pay no interest.
The securities offer a contingent coupon at an annual rate of 10.65%, paid only if NVIDIA’s closing level on an observation date is at or above a coupon barrier set at 50% of the initial level. Missed coupons can be paid later if a future observation is at or above the barrier. The notes are automatically redeemed if, on specified dates starting July 20, 2026, NVIDIA closes at or above 100% of its initial level, returning principal plus due and unpaid coupons.
If not called and at maturity NVIDIA is at or above the 50% downside threshold, investors receive full principal plus any payable coupons; if below, repayment is reduced 1% for each 1% decline, potentially to zero. The issue price is $1,000 per security, while the estimated value on the pricing date is approximately $971.50, reflecting issuance, selling, structuring and hedging costs and Morgan Stanley’s internal funding rate. The notes will not be listed, secondary liquidity may be limited, all payments are subject to Morgan Stanley’s credit risk, and U.S. tax treatment (including potential 30% withholding for non‑U.S. holders) is uncertain.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk “Jump Securities” with an auto-call feature linked to the worst performer of the S&P 500, Nasdaq-100 Technology Sector Index and Russell 2000.
Each $1,000 note can be automatically redeemed starting February 2027 if all three indexes are at or above their call thresholds, paying escalating early redemption amounts that target roughly an 11.45% per annum return. If held to January 2031 and each index is at or above its call threshold, investors receive a fixed $1,572.50 per note.
If any index ends below its call threshold but all remain at or above 70% of initial levels, only principal is returned. If any index finishes below its 70% downside threshold, repayment is reduced 1% for each 1% decline in the worst index, potentially to zero. The notes are unsecured, subject to Morgan Stanley’s credit risk, have an estimated value of about $959.50 at pricing, will not pay interest and will not be listed, so liquidity may be limited.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering five-year Trigger Step Securities linked to a weighted basket of six equity indices: EURO STOXX 50 (30%), Nikkei 225 (18.75%), FTSE 100 (13.125%), Swiss Market Index (7.5%), S&P/ASX 200 (5.625%) and S&P 500 Equal Weight Index (25%). Each Security has a $10 Issue Price and no periodic interest or dividends.
At maturity in January 2031, if the Final Basket Level is at or above the Step Barrier of 100% of the Initial Basket Level, investors receive $10 plus $10 times the greater of the Basket Return or a Step Return set between 36.00% and 40.00%. If the Final Basket Level is below the Step Barrier but at or above the Downside Threshold of 75, investors receive only the $10 principal. If it falls below the Downside Threshold, repayment is $10 plus $10 times the Basket Return, exposing investors to losses up to 100% of principal.
The Securities are unsecured, unsubordinated obligations subject to Morgan Stanley’s credit risk and will not be listed on any exchange. The estimated value on the trade date is approximately $9.363 per $10 Security, reflecting issuing, selling, structuring and hedging costs and an internal funding rate that is advantageous to the issuer. The product is intended only for investors who understand equity and structured note risks and can hold to maturity.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $1,000 Dual Directional Trigger Jump Securities due January 25, 2029 linked to the worst performer of the Russell 2000 Index, Dow Jones Industrial Average and Nasdaq-100 Index. The notes pay no interest and put principal at risk.
At maturity, if the final level of each index is at or above its initial level, investors receive $1,359 per security, reflecting a fixed upside payment of $359 (35.90%). If the worst-performing index is below its initial level but each index is at or above 70% of its initial level, investors receive $1,000 plus a positive return equal to the absolute decline of the worst index, effectively capped at a 30% gain.
If any index finishes below its 70% downside threshold, repayment is reduced 1% for each 1% decline in the worst index, and the payout can fall to zero. The securities are unsecured, will not be listed on an exchange, have an estimated value on the pricing date of approximately $979 per security, and carry significant market, credit, liquidity, tax and conflict-of-interest risks.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk Trigger Autocallable Notes linked to the S&P 500® Index, maturing on January 18, 2028. Each $10 note can be automatically called quarterly starting July 13, 2026 if the index closes at or above the Initial Level of 6,977.27, paying back principal plus a fixed Call Return Rate of 8.75% per annum on a preset schedule.
If the notes are not called and the final index level is below the Initial Level but at or above the Downside Threshold of 5,581.82 (80% of the Initial Level), investors receive only their $10 principal. If the final level falls below the Downside Threshold, repayment is reduced in full proportion to the index decline, and investors can lose all of their investment. The notes pay no interest, do not participate in any index upside, are not exchange-listed, and all payments depend on Morgan Stanley’s credit. The estimated value on the trade date is approximately $9.808 per $10 note.