Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Principal at Risk Callable Contingent Income Securities linked to the worst performing of the Nasdaq-100 Technology Sector, Russell 2000 and S&P 500. The offering is $2,680,000 aggregate (stated principal $1,000 per security) with an issue price of $1,000 and an estimated value on the pricing date of $982.20.
The securities mature on December 21, 2028, pay a contingent coupon at an annual rate of 11.75% only if each underlier is at or above its coupon barrier (70% of initial level) on each observation date, and expose investors to full downside tied to the worst performing underlier (downside threshold = 60% of initial level). The issuer may call the notes on scheduled redemption dates beginning December 23, 2026 if a risk neutral valuation model indicates redemption is economically rational. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk Contingent Income Auto-Callable Securities linked to Bloom Energy Corporation Class A common stock with a stated principal amount of $1,000 per security. The securities pay a contingent coupon only if the underlier meets the coupon barrier on observation dates and can be automatically redeemed early if the underlier meets the call threshold on redemption determination dates. At maturity, if the final level is below the downside threshold, investors suffer a loss equal to the underlying's percentage decline; if at or above the downside threshold, they receive principal. All payments are subject to MSFL and Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering Buffered PLUS securities due June 24, 2031 with an aggregate principal amount of $341,000 and a stated principal amount of $1,000 per security. The securities are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley.
The payout at maturity is driven by the worst performing underlier of the Dow Jones Industrial Average and the S&P 500. The terms include a 115% leverage factor on upside, a 15% buffer (85% buffer level), and a minimum payment at maturity equal to 15% of the stated principal. The pricing date and strike date are June 18, 2026, the observation date is June 18, 2031, and the issue date is June 24, 2026. The estimated value on the pricing date was $948.70 per security; the price to public is $1,000 with an agent commission of $41.50 per security.
Morgan Stanley Finance LLC is offering market-linked, auto-callable principal-at-risk securities with a face amount of $1,000 per security, fully and unconditionally guaranteed by Morgan Stanley. The securities mature on June 29, 2029 (calculation day June 26, 2029) and have a pricing date of June 26, 2026.
The securities pay a fixed call payment of at least $1,180 (an 18.00% call premium) if the closing level of the lowest performing underlying is greater than or equal to its starting level on the call date (July 1, 2027). If not called, the maturity payment depends solely on the performance of the lowest performing underlying, with a participation rate of 150% for positive returns and full downside exposure below a threshold equal to 75% of the starting level. The estimated value on the pricing date is approximately $961.50, or within $30.00 of that estimate. Investor suitability, tax treatment, distribution fees, and risks are described in the supplement.
Morgan Stanley Finance LLC priced a structured, principal-at-risk note due June 24, 2031 that is fully and unconditionally guaranteed by Morgan Stanley. The securities are linked to the worst performing of three underliers: the EURO STOXX 50®, the S&P 500® and the State Street® Technology Select Sector SPDR® ETF.
Each security has a $1,000 stated principal amount and an upside payment of $845 if conditions are met. The securities provide limited positive returns in a narrow outcome band, but expose holders to full principal losses if any underlier falls below its 70% downside threshold on the observation date.
Morgan Stanley is offering Trigger Autocallable Notes linked to the Nasdaq-100 Index® due June 26, 2031 that are unsecured obligations of Morgan Stanley Finance LLC and fully guaranteed by Morgan Stanley. The Issue Price is $10.00 per Security with a minimum investment of $1,000.
The Notes pay a fixed Call Return if the Observation Date Closing Level on any quarterly Observation Date beginning June 29, 2027 is at or above the Initial Level; Call Return Rates will be set on the Trade Date and are expected to range from 10.40% to 10.85% per annum. If not called, principal at maturity depends on the Final Level relative to the Initial Level and a Downside Threshold equal to 75% of the Initial Level. If the Final Level is below that threshold, investors will suffer principal losses proportionate to the Underlying Return. All payments are subject to Morgan Stanley’s credit risk.
The pricing supplement describes a structured, principal-at-risk note issued by Morgan Stanley Finance LLC and fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, a fixed $425 upside payment at maturity if the S&P 500® Index final level is at or above the initial level, and a maturity date of June 24, 2030. If the final level is below the downside threshold (75% of the initial level), investors lose on a 1%-for-1% basis versus the index decline; there is no minimum payment and the investment could lose the entire principal. The document discloses an estimated value of $988.10 per security on the pricing date and an aggregate issuance of 1,582 securities (aggregate principal $1,582,000). All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering Trigger PLUS principal-at-risk securities due July 7, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and pays at maturity based on the performance of the worst performing underlier: the Nasdaq-100 Index (NDX) and the VanEck Semiconductor ETF (SMH).
If both underliers finish above their initial levels, holders receive principal plus a 172.50% leveraged upside on the worst performing underlier. If either underlier finishes below its downside threshold (60% of its initial level), holders incur losses proportional to the decline in the worst performing underlier; there is no guaranteed minimum and investors may lose their entire principal. The preliminary estimated value on the pricing date is approximately $923.00 per security.
Morgan Stanley Finance LLC priced Principal-at-Risk structured notes linked to the Global X Defense Tech ETF with a $1,000 stated principal amount per security and an original issue price of $1,000. The securities include an automatic early redemption feature and a 15% buffer with a 1.1765 downside factor.
If not auto‑redeemed, maturity payouts vary: above the initial level investors receive principal plus a 125% participation rate on upside; if final level is between the buffer and initial level investors receive the stated principal; below the buffer investors incur losses at 1.1765% per 1% beyond the buffer. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk, contingent income auto‑callable securities linked to JPMorgan Chase & Co. common stock with a $1,000 stated principal amount per security and a final maturity of June 28, 2029. The notes pay a contingent coupon at an annual rate of 8.00% on each coupon payment date only if the underlier’s closing level on the related observation date is at or above the coupon barrier (set at 70% of the initial level). The notes are automatically redeemed early if the underlier’s closing level on any redemption determination date is at or above the call threshold (set at 100% of the initial level), in which case holders receive the stated principal plus the contingent coupon for that period. If not redeemed, maturity pay‑out depends on the final level versus the downside threshold (set at 70% of the initial level); a final level below that threshold produces a pro rata principal loss (payment = stated principal × performance factor). All payments are subject to Morgan Stanley Finance LLC’s and Morgan Stanley’s credit risk. The pricing date and strike date are June 24, 2026, the original issue date is June 29, 2026, and the final observation date is June 25, 2029. The document discloses an estimated value on the pricing date of approximately $970.90 per security.