Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced a preliminary pricing supplement for Buffered Participation Securities due July 1, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount, is linked to the worst performing of the Dow Jones Industrial Average and the S&P 500, and uses an observation date of June 26, 2031.
The securities provide a 20% buffer (buffer level = 80% of initial), a 103% participation rate in upside of the worst performing underlier, no interest payments, and a minimum payment at maturity of 20% of principal. The agent-estimated value on the pricing date is approximately $931.40 per security. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC priced contingent income auto-callable securities linked to Exxon Mobil Corporation common stock. Each note has a stated principal amount of $1,000, an issue price of $1,000 and an estimated value on the pricing date of approximately $976.50. The notes pay a contingent coupon at an annual rate of 10.25% on each coupon payment date only if the closing level of the underlier is at or above the coupon barrier (70% of the initial level) on the related observation date. The notes may be automatically redeemed on specified redemption determination dates if the closing level is at or above the call threshold (100% of the initial level), providing the stated principal plus the contingent coupon; otherwise holders face downside exposure at maturity. If the final level is below the downside threshold (70% of the initial level), payment at maturity equals the stated principal multiplied by the performance factor and could be significantly less than the principal, possibly zero. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to Morgan Stanley credit risk. Tax treatment and withholding for non-U.S. holders are discussed; Section 871(m) considerations and U.S. federal tax uncertainty are noted.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable notes linked to the common stock of Tenet Healthcare Corporation, with a stated principal amount of $1,000 per security and original issue price of $1,000. The notes pay a contingent coupon of 14.60% per annum on observation dates when the underlier meets the coupon barrier and may auto-redeem early if the underlier meets the call threshold on redemption determination dates. If not auto-redeemed, maturity is June 29, 2029, and payment at maturity returns principal only if the final level is at or above the downside threshold; otherwise investors suffer a proportional loss in principal down to zero. The estimated value on the pricing date was approximately $962.00 per security. All payments are unsecured obligations of MSFL and guaranteed by Morgan Stanley and are subject to issuer credit risk and specific tax uncertainties described herein.
Morgan Stanley Finance LLC is offering Structured Investments Enhanced Trigger Jump Securities due July 1, 2027, linked to Nebius Group N.V. Class A ordinary shares and fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an upside payment of $632.50 (63.25%). If the final level on the observation date (June 28, 2027) is at or above the downside threshold ($141.805, 50% of the initial level), investors receive principal plus the upside payment. If the final level is below that threshold, the payment equals the stated principal amount multiplied by the performance factor (final level / initial level), exposing investors to full principal loss with no guaranteed minimum. All payments are subject to MSFL’s and Morgan Stanley’s credit risk. The pricing date was June 23, 2026, original issue date June 26, 2026, and the estimated value on the pricing date was approximately $953.70 per security.
Morgan Stanley Finance LLC offers Principal at Risk auto-callable securities linked to the worst performing of the Nasdaq-100 Technology Sector Index and the Russell 2000 Index. Each security has a stated principal amount of $1,000, a contingent coupon at an annual rate of 14.20%, a pricing and strike date of July 7, 2026, and a maturity date of October 13, 2027. Coupons are paid only if both underliers meet coupon barrier levels on observation dates; automatic early redemption occurs on specified redemption determination dates if both underliers meet call thresholds. If not redeemed, payment at maturity returns principal only if both underliers are at or above their downside thresholds (each set at 75% of initial levels); otherwise investors suffer a loss equal to the percentage decline of the worst performing underlier. All payments are unsecured obligations of MSFL and guaranteed by Morgan Stanley and are subject to issuer credit risk.
Morgan Stanley Finance LLC priced a principal-at-risk structured note linked to NVIDIA Corporation common stock. Each security has a stated principal amount of $1,000 and offers a fixed $141.60 upside payment if the final level is at or above a 60% downside threshold. If the final level is below that threshold, investors lose on a 1% for 1% basis of the underlier’s decline and could lose their entire principal. The observation date is July 30, 2027 and maturity is August 4, 2027. Payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to the issuer’s credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent income auto-callable securities linked to the common stock of The Goldman Sachs Group, Inc. Each security has a stated principal amount of $1,000 and an original issue price of $1,000.
The notes pay a contingent coupon at an annual rate of 12.70% on coupon dates only if the closing level of the underlier meets the coupon barrier (set at 70% of the initial level). The securities may be automatically redeemed early if the underlier meets the call threshold on scheduled redemption determination dates. At maturity, if not redeemed, investors receive principal only if the final level is at or above the downside threshold (also 70% of the initial level); otherwise payment is the stated principal multiplied by the performance factor and could be significantly less or zero.
Morgan Stanley Finance LLC is offering Principal at Risk auto-callable notes due July 3, 2031, backed by a full guarantee of Morgan Stanley. The notes have a $1,000 stated principal amount and an original issue price of $1,000 per security; estimated value on the pricing date was approximately $959.00. The notes pay a contingent annual coupon of 16.55% on observation dates when the underlier meets the coupon barrier (70% of the initial level). The notes will automatically redeem early if the underlier is at or above the call threshold (100% of the initial level) on any redemption determination date. At final maturity, if the final level is below the downside threshold (60% of the initial level), principal is reduced pro rata by the underlier’s performance factor and could be significantly less than the stated principal or zero. The underlier is the S&P® 500 Futures 40% Intraday 4% Decrement VT Index, which applies a 4% per annum daily decrement and uses intraday leverage and volatility targeting; its closing level on June 18, 2026 was 3,500.76. All payments are subject to issuer and guarantor credit risk; tax treatment is uncertain.
Morgan Stanley Finance LLC offers Principal-at-Risk, fixed-income, auto-callable notes linked to the common stock of NVIDIA Corporation. Each security has a stated principal amount of $1,000, a fixed annual coupon of 12.75%, monthly coupon payments and potential automatic early redemption tied to the underlier.
Pricing and strike dates are July 10, 2026 (original issue July 15, 2026); the observation date is August 10, 2027 and maturity is August 13, 2027. If not auto‑redeemed, principal is repaid at maturity only if the final level is at or above the downside threshold (60% of the initial level); otherwise principal is reduced pro rata to the underlier's decline.
Morgan Stanley Finance LLC is offering contingent income, principal-at-risk notes due June 28, 2029, fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and a preliminary contingent coupon rate of 9.30% per annum payable only if the underlier meets the coupon barrier on observation dates.
The notes reference the First Trust Nasdaq Cybersecurity ETF (CIBR). Key mechanics: coupon and downside barrier levels are 70% of the initial level; automatic early redemption can occur starting on September 24, 2026; maturity payment can be full principal if final level is at or above the downside threshold or a pro rata principal loss if below (payment = principal × final level/initial level). The estimated value on the pricing date is approximately $967.10 per security. All payments are subject to the issuers credit risk.