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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced a preliminary offering of callable, principal-at-risk notes due January 3, 2028 that pay a 13.65% contingent coupon (annual rate) and have a stated principal amount of $1,000 per security. The notes are linked to the worst performing of the Dow Jones Industrial Average, the Nasdaq-100® Technology Sector Index and the Russell 2000® Index, are fully and unconditionally guaranteed by Morgan Stanley and are subject to early redemption beginning on the first redemption date of October 2, 2026 if a risk neutral valuation model determination indicates redemption is economically rational for the issuer. If not called, repayment at maturity returns $1,000 only if the final level of each underlier is at or above its downside threshold level (each set at 70% of its initial level), otherwise the maturity payment equals the stated principal multiplied by the performance factor of the worst performing underlier and could be significantly less or zero. All payments are subject to the issuer’s credit risk.
Morgan Stanley Finance LLC is offering Dual Directional Buffered PLUS notes due July 31, 2031, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an original issue price of $1,000. The notes link to the S&P 500® Futures Excess Return Index, have a 114% leverage factor for positive returns, a 40% buffer (buffer level = 60% of the initial level), and a 40% minimum payment at maturity. The pricing and strike dates are July 28, 2026 and the original issue date is July 31, 2026. The document states an estimated value on the pricing date of approximately $934.60 per security and warns that payments are subject to issuer credit risk and that investors may lose a significant portion of their principal.
Morgan Stanley Finance LLC is offering Principal at Risk structured notes linked to the VanEck® Semiconductor ETF (SMH) with a stated principal amount of $1,000 per security. The notes have a pricing date of June 29, 2026, original issue date July 1, 2026 and maturity on March 24, 2028. The securities pay a contingent coupon at an annual rate of 18.50% on each coupon payment date only if the closing level of the underlier on the related observation date is at or above the coupon barrier level. The notes may be automatically redeemed early if the closing level on a redemption determination date is at or above the call threshold, in which case holders receive the stated principal plus the contingent coupon for that period. If not redeemed and the final level is below the downside threshold, holders suffer loss proportional to the decline in the underlier: payment at maturity equals the stated principal multiplied by the performance factor (final level/initial level), which could result in a total loss of principal. The document discloses an estimated value on the pricing date of approximately $965.70 per security and highlights material credit, liquidity, tax and sector concentration risks.
Morgan Stanley Finance LLC offers Principal-at-Risk Auto-Callable Securities with an aggregate principal amount of $2,500,000 and a stated principal amount of $1,000 per security. The securities pay a fixed annual coupon of 11.75%, are callable on set determination dates, and mature on June 30, 2027.
The notes are linked to the worst performing of the EURO STOXX 50®, the Nikkei Stock Average and the S&P 500®. If not auto‑redeemed, repayment at maturity depends on the final level of the worst performing underlier versus a 75% downside threshold; losses can be significant and may include total loss of principal. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering contingent income auto-callable securities linked to the common stock of NextEra Energy, Inc. The offering size is $2,589,000 in aggregate principal ($1,000 stated principal per security) and is fully and unconditionally guaranteed by Morgan Stanley. The notes pay a contingent coupon at an annual rate of 9.40% on observation dates where the closing level of the underlier meets or exceeds the coupon barrier of $60.011 (70% of the initial level). The securities may be automatically redeemed early if the underlier closes at or above the call threshold of $85.73 on any redemption determination date; if not redeemed, maturity payments depend on the final level relative to the downside threshold of $60.011, and investors can suffer a full or partial loss of principal. All payments are subject to issuer credit risk and tax treatment is described as uncertain in the pricing supplement.
Morgan Stanley Finance LLC priced a primary offering of structured, principal-at-risk notes. The pricing supplement shows an aggregate principal amount of $434,000 issued at $1,000 per security with an estimated value of $977.90 on the pricing date. The securities reference the State Street® SPDR® S&P® Oil & Gas Exploration & Production ETF (Bloomberg: XOP), mature on July 22, 2027, and pay either the stated principal plus a fixed $165 upside payment if the final level is at or above the 80% downside threshold, or a prorated payment tied to the underlier's performance if the final level is below that threshold. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to the issuer's credit risk. Purchase costs include a $10 sales commission and $1 structuring fee per security, reducing proceeds to MSFL to $989 per security (proceeds to issuer shown as $429,226 aggregate).
Morgan Stanley Finance LLC is offering Structured Investments Contingent Income Auto-Callable Securities with an aggregate principal amount of $657,000 and a stated principal amount of $1,000 per security.
The securities pay a contingent coupon at an annual rate of 16.30% on each coupon payment date only if the closing level of a five-stock basket is at or above a coupon barrier level of 70% on the related observation date. The notes feature automatic early redemption if the closing level is at or above a call threshold of 90% on specified redemption determination dates; early redemption returns the stated principal plus the contingent coupon for that period. At maturity, if the final level is below the downside threshold of 60%, investors suffer a loss equal to the performance decline (payment = stated principal × performance factor), potentially losing most or all principal. All payments are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley; payments are subject to issuer credit risk. The document lists key dates: strike date June 10, 2026, pricing date June 17, 2026, original issue date June 23, 2026, final observation date March 10, 2028, and maturity date March 15, 2028.
Morgan Stanley Finance LLC priced a series of callable, principal‑at‑risk notes due June 24, 2027 linked to the worst performer of the Nasdaq‑100, Russell 2000 and S&P 500. The securities pay a fixed coupon of 10.2038% annually (monthly payments) and have a stated principal amount of $1,000 per security with an aggregate issue size of $138,620,000. The notes may be called beginning on December 24, 2026 if a risk neutral valuation model indicates redemption is economically rational for the issuer. At maturity, if any underlier is below its downside threshold (70% of its initial level), the payment equals principal times the performance factor of the worst performing underlier, exposing investors to up to a total loss of principal. All payments are subject to Morgan Stanley’s credit risk; the estimated value at issuance was $987.60 per security.
Morgan Stanley Finance LLC priced a contingent-income, principal-at-risk structured note offering totaling $476,000. Each security has a $1,000 stated principal amount, an original issue date of June 23, 2026, a maturity date of June 23, 2031, and an estimated value on the pricing date of $911.90 per security.
The notes reference the S&P® 500 Futures 40% Intraday 4% Decrement VT Index, pay a contingent annual coupon of 11.85% subject to observation-date barriers, feature automatic early redemption if the index closes at or above the call threshold (3,403.14) on a redemption determination date, and expose holders to full downside below a 60% downside threshold (2,041.884) at maturity.
Morgan Stanley Finance LLC priced Buffered Jump Securities with an Auto-Callable Feature linked to the worst performing of the VanEck Gold Miners ETF (GDX) and the SPDR S&P Metals & Mining ETF (XME). The securities have a stated principal amount of $1,000 per security, aggregate principal amount of $445,000, estimated value on the pricing date of $950.70, and an issue price of $1,000. They pay no regular interest, have a 15% buffer and a 15% minimum payment at maturity, may auto‑redeem on scheduled determination dates for fixed early redemption payments (approximately 9.50% per annum equivalent on those dates), and mature on March 22, 2029. All payments are subject to MSFL's and Morgan Stanley's credit risk.