Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced Buffered PLUS principal-at-risk securities due July 8, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of approximately $949.11. The payout depends on a basket performance factor measured on the observation date July 2, 2031, with a 10% buffer, a 107% leverage factor for upside, and a minimum payment at maturity of 10% of principal. The basket’s weights are allocated on the observation date (50%/35%/15% to best/second/worst performers among SPX, SX5E and TPX). The securities pay no interest, are subject to Morgan Stanley credit risk, include selling and structuring costs (agent commission $22.50 and structuring fee $2 per security), and may result in substantial principal loss if the basket declines beyond the buffer.
Morgan Stanley Finance LLC is offering structured Step-Up Jump Notes (stated principal $1,000 per note) linked to the Morgan Stanley Amplitude Index, with an original issue price of $1,000 and an estimated value on the pricing date of approximately $903.50. The notes pay no interest, have a 100% participation rate in upside at maturity if the final level exceeds the initial level, and include an automatic early redemption feature beginning with the first determination date on July 28, 2027.
Automatic early redemption will occur on specified determination dates if the closing level of the underlier meets or exceeds staged call threshold levels; early redemption payments are fixed and stated as at least $1,120 for the first call and rise across the schedule to at least $1,720 for the sixth call. The notes mature on August 2, 2033. All payments are unsecured and subject to the credit risk of MSFL and its guarantor, Morgan Stanley.
Morgan Stanley Finance LLC priced a preliminary offering of principal-at-risk securities tied to the Nasdaq-100 Index, fully and unconditionally guaranteed by Morgan Stanley. Each note has a stated principal amount of $1,000 and an issue price of $1,000. The pricing and strike date is July 31, 2026, the observation date is July 31, 2029 (subject to postponement), and the maturity date is August 3, 2029. The upside payment will be set on the pricing date at $375 to $395 per security (37.50% to 39.50% of principal). The downside threshold is 70% of the initial level; if the final level is below that threshold, investors lose 1% of principal for each 1% decline in the underlier. The estimated value on the pricing date is approximately $970.10 per security. All payments are subject to Morgan Stanley's credit risk and there is no guaranteed return of principal.
Morgan Stanley Finance LLC is offering Dual Directional Trigger PLUS principal-at-risk securities due August 3, 2029 linked to the worst performing of the Dow Jones Industrial Average, Nasdaq-100 and Russell 2000. Each security has a $1,000 stated principal amount and an issue price of $1,000.
At maturity the payout is based solely on the worst performing underlier on the observation date July 31, 2029: (1) if the worst underlier appreciates, investors receive principal plus a leveraged upside (200% leverage) capped at a $1,670–$1,690 maximum; (2) if the worst underlier declines but stays at or above 70% of its initial level, investors receive principal plus a positive absolute-return participation (100% rate) effectively limited to 30%; (3) if the worst underlier falls below its 70% downside threshold, investors lose 1% of principal for each 1% decline, potentially losing their entire investment. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable notes due August 5, 2031, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an original issue price of $1,000. The securities reference the S&P® 500 Futures 40% Intraday 4% Decrement VT Index, feature automatic early redemption on scheduled determination dates beginning August 6, 2027, and pay higher fixed early redemption amounts if a call threshold (90% of the initial level) is met.
If not called, maturity payments depend on the final index level: a fixed positive payment if at or above the call threshold, return of principal if between the call and downside threshold (60% of initial level), or a loss equal to the index decline (1% loss per 1% decline) if below the downside threshold. The pricing-date estimated value is approximately $930.30 per security. All payments are subject to Morgan Stanley's credit risk; tax treatment and secondary market liquidity are uncertain.
Morgan Stanley Finance LLC offers structured, market-linked notes due August 5, 2031 that are fully and unconditionally guaranteed by Morgan Stanley. Each note has a stated principal amount of $1,000 and pays no interest; at maturity investors receive the stated principal plus an upside payment if the S&P 500® Futures Excess Return Index closes above its strike level on the observation date.
The upside payment equals the stated principal amount multiplied by a participation rate to be set on the pricing date (range disclosed: 139.50% to 144.50%). Key dates: strike/pricing date July 31, 2026, original issue date August 5, 2026, observation date tied to July 31, 2031.
Morgan Stanley Finance LLC is offering Trigger Jump Securities linked to the Nasdaq-100 Index, with a stated principal amount of $1,000 per security and a maturity date of August 2, 2029. The securities pay no interest and are fully guaranteed by Morgan Stanley. At maturity investors may receive the stated principal plus a fixed upside payment (determined on the pricing date and disclosed here as $341.50 to $361.50, or 34.15% to 36.15% of principal) if the final level is greater than or equal to the initial level. If the final level is below the initial level but at or above the downside threshold (equal to 70% of the initial level), investors receive only principal. If the final level is below the downside threshold, holders lose 1% of principal for each 1% decline in the underlier; there is no minimum payment. The pricing date and strike date are July 28, 2026, observation date July 30, 2029, and original issue date July 31, 2026. The document states an estimated value on the pricing date of approximately $951.60 per security.
Morgan Stanley Finance LLC offers Trigger PLUS principal-at-risk securities due July 31, 2031 linked to the worst performing of the Dow Jones Industrial and the S&P 500 indices. Each security has a $1,000 stated principal amount. At maturity investors receive either principal plus a leveraged upside payment, principal only if both underliers stay above a 70% downside threshold, or an amount tied to the worst performing underlier (losses of 1% per 1% decline) and could lose the entire investment. The leverage factor will be set on the pricing date between 120% and 125%. Estimated value on the pricing date is approximately $934.70 per security. All payments are subject to issuer and guarantor credit risk and the securities do not pay interest.
Morgan Stanley Finance LLC is offering callable, contingent income Principal at Risk Securities linked to the worst performing of the Dow Jones Industrial, Nasdaq-100 Technology Sector and Russell 2000 indices. Each security has a $1,000 stated principal amount and an annual contingent coupon of 10.05% payable only if all three underliers are at or above their coupon barrier levels on scheduled observation dates. The notes are early-redeemable on specified redemption dates beginning October 15, 2026
The securities are principal-at-risk: if any underlier is below its 60% downside threshold at maturity, investors lose an amount equal to the percentage decline of the worst performing underlier. All payments are unsecured and subject to Morgan Stanley and MSFL credit risk. The issuer estimates the value on pricing at approximately $977.80 per security.
The issuer Morgan Stanley Finance LLC, guaranteed by Morgan Stanley, is offering Trigger PLUS principal-at-risk securities linked to the worst performing of the Nasdaq-100 Technology Sector, the Russell 2000 and the S&P 500. Each security has a $1,000 issue price, a stated maturity of August 3, 2029, and payoff outcomes that depend solely on the closing levels of the underliers on the observation date of July 31, 2029.
The securities provide a leveraged upside (leverage factor to be set on the pricing date between 173% and 178%), full return of principal in a limited mid-range outcome, and full downside exposure tied to the worst performing underlier if that underlier closes below its 70% downside threshold. Estimated value on the pricing date is approximately $962.80 per security; all payments are subject to Morgan Stanley’s credit risk.