Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing Jump Securities with an auto-callable feature linked to the worst-performing of Lam Research, Broadcom and Carnival common stocks, in an aggregate principal amount of $1,246,000 at $1,000 per security.
The notes pay no interest and do not guarantee repayment of principal. If on any determination date all three stocks close at or above their call threshold levels (80% of initial levels), the notes are automatically redeemed for a cash amount that implies a return of about 32% per year, starting at $1,320 on the first determination date and rising to $1,933.333 by the 24th. If still outstanding and a redemption event has occurred for each stock by the final determination date, investors receive $1,960 at maturity.
If no full redemption event occurs but each final stock level is at or above its downside threshold (60% of initial), investors receive only the $1,000 principal. If any stock finishes below its downside threshold without having met its redemption condition, the payoff is $1,000 multiplied by the performance of the worst stock, and the amount can fall to zero. The estimated value on the pricing date is $984.20 per security, all payments are subject to Morgan Stanley’s credit risk, and the notes are not listed, so secondary liquidity may be limited.
Morgan Stanley Finance LLC is issuing $500,000 of contingent income “principal at risk” securities, fully and unconditionally guaranteed by Morgan Stanley, linked to the worst performer of the Russell 2000 Index and the S&P 500 Index. Each $1,000 note offers a 9.00% per annum contingent coupon, paid only on observation dates when both indices are at or above 70% of their initial levels, with missed coupons potentially paid later if the barrier is met.
The notes auto-call on August 27, 2026 if, on August 24, 2026, both indices are at or above 100% of their initial levels, paying principal plus the applicable coupon. If not called, and on February 22, 2027 both indices are at or above 70% of initial, investors receive full principal back plus any due coupon; otherwise repayment is reduced 1% for each 1% decline in the worst index, down to zero. The notes are unsecured, not listed, have an estimated value of $984.30 per $1,000, and involve complex tax and liquidity risks.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $1,000-denomination callable contingent income memory securities linked to Robinhood Markets, Inc. Class A common stock, with an aggregate principal amount of $500,000.
The notes pay a 25.75% annual contingent coupon only when Robinhood’s closing price is at or above the $63.552 coupon barrier on observation dates; missed coupons can be paid later if the barrier is met. The issuer may redeem the notes on scheduled redemption dates if a risk neutral valuation model shows early redemption is economically rational. If not called and the final stock level is at or above the $63.552 downside threshold, investors receive principal back; if below, repayment is reduced 1% for each 1% decline in the stock, potentially to zero. The estimated value on the pricing date is $981.40 per $1,000 note, reflecting issuance, structuring and hedging costs and the issuer’s internal funding rate.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $1,000,000 of Buffered PLUS notes maturing on January 28, 2027, linked to the worst performer among the EURO STOXX 50 Index, iShares MSCI EAFE ETF, iShares MSCI Emerging Markets ETF and Nikkei Stock Average.
Each $1,000 note pays no interest and can return enhanced upside at maturity: if the worst performing underlier finishes above its initial level, investors receive principal plus a leveraged gain of 231% of that underlier’s appreciation.
If the worst performer is at or below its initial level but at or above 80% of its initial level, investors receive only their $1,000 principal. If the worst performer falls below 80% of its initial level, principal is reduced 1% for each 1% decline beyond this 20% buffer, with a minimum payment of 20% of principal; for example, a 95% drop would pay $250.
The notes are unsecured and subject to Morgan Stanley’s credit risk, will not be listed on any exchange, and had an estimated value of $990 per note on the pricing date, reflecting issuance, structuring and hedging costs.
Morgan Stanley Finance LLC is issuing $5,000,000 of structured “Jump Notes” due June 7, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each $1,000 note pays no interest and is linked to the worst performer between the State Street® Energy Select Sector SPDR® ETF and the S&P 500® Index.
At maturity, if the final level of both underliers is at or above their initial levels (XLE $47.60 and S&P 500® 6,796.86), investors receive $1,000 plus a fixed upside payment of $103.50 per note, a 10.35% return. If either underlier finishes below its initial level, investors receive only the $1,000 principal. The notes are unsecured, not listed on an exchange, and carry issuer credit risk, with an estimated value on the pricing date of $988.50 per note.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $140,000 of Buffered Jump Securities with an auto-call feature linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index, at $1,000 stated principal amount per security. The notes pay no interest and can be automatically redeemed quarterly starting January 22, 2027 if the index is at or above the call threshold of 1,263.96, with early redemption payments designed to reflect a return of approximately 17.65% per annum, up to $1,867.792 per security before maturity. If held to January 24, 2031 and not called, investors receive $1,882.50 per security if the final index level is at or above the call threshold, $1,000 if it is between the buffer level of 1,074.366 and the threshold, and a reduced amount if it falls below the buffer, subject to a 15% minimum payment at maturity. The estimated value on the pricing date is $911.10 per security, the securities are unsecured and unlisted, and all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing principal-at-risk “Jump Securities” linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index. Each note has a $1,000 stated principal amount and was priced at $1,000, with an aggregate principal amount of $943,000 and an estimated value on the pricing date of $904.30 per security. The notes are unsecured and not listed on any exchange.
The securities are auto-callable starting January 28, 2027: if on a determination date the index closes at or above the call threshold (100% of the 2,955.93 initial level), investors receive an early redemption payment corresponding to about 20% per annum (e.g., $1,200 on the first call date), and the notes terminate.
If not redeemed early, at maturity on January 24, 2031 investors receive $2,000 per security if the index is at or above the upside threshold (80% of initial), $1,000 if between 80% and 60%, and a linear loss of 1% of principal for each 1% index decline below 60%, down to zero. Returns are capped, investors do not participate in full index gains, and they face full downside risk and Morgan Stanley credit risk. The underlying index is highly engineered, uses leverage up to 400%, applies a 4% per annum decrement, and has limited live history with substantial reliance on hypothetical back-tested data.
Morgan Stanley Finance LLC is offering auto-callable Market Linked Securities tied to the worst performer of Amazon, Home Depot and Nike stock, maturing in January 2028. The notes have a 15.65% annual contingent coupon, paid monthly only if the lowest stock closes at or above 70% of its starting price.
The face amount is $1,000 per security, with total offering proceeds of $974,353.75 to the issuer. The notes are issued at $1,000 but the issuer’s estimated value is $958.80, reflecting embedded costs and internal funding rates. Principal is at risk below a 70% downside threshold and investors do not participate in stock upside.
The securities may be automatically called after about three months if all three stocks are at or above their starting prices, returning face value plus due coupons. They are unsecured obligations guaranteed by Morgan Stanley, not listed on any exchange, and fully subject to Morgan Stanley’s credit risk and complex U.S. tax treatment.
Morgan Stanley Finance LLC is offering market-linked, auto-callable notes due January 25, 2029, tied to the worst performer among NVIDIA, Broadcom, Alphabet Class A and Amazon.com stock. Each security has a $1,000 face amount, with a total offering size of $7,863,000.
The notes pay a contingent coupon at 15.20% per annum, but only when the lowest-performing stock on a monthly observation date is at or above 50% of its starting price; missed coupons can be "remembered" and paid later if the condition is met. If all stocks stay below their 50% coupon thresholds, no coupons are ever paid.
Principal is fully at risk. If the securities are not called and any stock finishes below 50% of its starting price at maturity, repayment is reduced in line with the worst stock’s decline and can be far below the $1,000 face amount, including a total loss. The securities are issued at $1,000 but have an estimated value of $963 on the pricing date, reflecting embedded costs and funding terms.
Morgan Stanley Finance LLC is offering principal-at-risk Jump Securities linked to the KraneShares CSI China Internet ETF. Each security has a $1,000 stated principal amount, issue price of $1,000, and aggregate principal of $500,000, and is fully and unconditionally guaranteed by Morgan Stanley.
The notes may be automatically redeemed on January 28, 2027 if the ETF’s closing level on the first determination date is at or above the $35.58 call threshold, paying an early redemption amount of $1,150 per security. If held to the January 25, 2029 maturity and not called, investors receive principal plus an upside payment if the final level exceeds the $35.58 initial level, with a 125% participation rate. Principal is protected only down to a downside threshold of $17.79; below that, losses match the ETF’s decline and can reach 100%.
The estimated value on the pricing date is $981.80 per security, reflecting issuance, structuring and hedging costs and Morgan Stanley’s internal funding rate. The notes are unsecured, subject to Morgan Stanley’s credit risk, will not pay interest, are not listed on an exchange, and embed risks tied to China internet equities, market volatility, liquidity and complex U.S. tax treatment.