Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC is offering principal-at-risk contingent income auto-callable securities linked to the worst performer of the Nasdaq-100, Dow Jones Industrial Average and Russell 2000, fully guaranteed by Morgan Stanley and maturing on January 5, 2029. Investors may receive a 7.50% per annum contingent coupon, paid only if on each observation date all three indices are at or above their respective coupon barrier levels, set at 70% of initial levels.
The notes can be automatically called on scheduled redemption determination dates starting July 2026 if all indices are at or above their call thresholds, set at 100% of initial levels, paying principal plus the applicable coupon and then terminating. If not called, and at maturity any index finishes below its downside threshold (also 70% of its initial level), the payoff is reduced 1% for every 1% decline of the worst-performing index, which can lead to a total loss of principal.
The estimated value on the pricing date is approximately $964.10 per $1,000 security, reflecting issuance, selling, structuring and hedging costs and an internal funding rate that is advantageous to the issuer. The securities are unsecured obligations subject to Morgan Stanley’s credit risk, will not be listed on an exchange, may have limited liquidity, and involve complex tax and small-cap exposure considerations.
Morgan Stanley Finance LLC is offering $20,381,000 of contingent income memory auto-callable securities due December 15, 2028, linked to the worst performer of the S&P 500® and EURO STOXX 50® indexes. Each $1,000 security can pay an 8.40% per annum contingent coupon, but only if on an observation date both indexes are at or above 80% of their initial levels; missed coupons can be paid later if the barrier is later met.
The notes are automatically redeemed at par plus any due coupons if, on specified dates starting June 12, 2026, both indexes are at or above 100% of their initial levels. If held to maturity and both final index levels are at or above 80% of initial, investors receive par plus any payable coupons. If either index finishes below 80%, repayment is reduced 1% for each 1% decline of the worst-performing index, potentially to zero. The securities are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, with an estimated value on the pricing date of $973.10 per $1,000 and no exchange listing.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk callable contingent income securities due December 21, 2028, linked to the worst performer of the S&P 500® Index, Nasdaq-100® Technology Sector IndexSM and Russell 2000® Index. Each security has a stated principal amount and issue price of $1,000, with an estimated value on the pricing date of approximately $952.30 per security.
The notes can pay a contingent coupon at an annual rate of 8.35%, but only if on each observation date all three indices close at or above their coupon barrier levels, set at 70% of their initial levels. If any index is below its barrier on an observation date, no coupon is paid for that period. Starting June 24, 2026, the issuer may redeem the securities in whole on scheduled redemption dates if a risk neutral valuation model indicates that calling is economically rational for Morgan Stanley; after redemption, no further payments are made.
If the notes are not redeemed and, on the final observation date, each index is at or above its downside threshold (also 70% of its initial level), investors receive the full principal plus any final coupon. If any index finishes below its downside threshold, the maturity payment is reduced 1% for every 1% decline of the worst-performing index and can be zero, meaning a total loss of principal. The securities are unsecured obligations subject to Morgan Stanley’s credit risk and will not be listed on any exchange.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk Contingent Income Memory Buffered Auto-Callable Securities maturing on January 16, 2031. Each security has a stated principal amount of $1,000 and is linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index.
Investors may receive a contingent coupon at an annual rate of 8.50% to 9.50%, but only when the index closes at or above a coupon barrier set at 75% of the initial level, with unpaid coupons potentially paid later if the barrier is met. The notes can be automatically redeemed early if the index is at or above a call threshold of 90% of the initial level on scheduled redemption determination dates, returning principal plus applicable coupons.
If held to maturity and not called, investors receive full principal only if the final index level is at or above an 80% buffer level; below that, losses match the index decline beyond the 20% buffer, subject to a minimum payment of 20% of principal. The estimated value on the pricing date is approximately $905.90 per security, the securities are not listed on any exchange, and all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering Contingent Income Buffered Auto-Callable Securities maturing on November 29, 2028, linked to the worst performer of the VanEck Gold Miners ETF (GDX) and the iShares Silver Trust (SLV). These unsecured notes, guaranteed by Morgan Stanley, pay a contingent coupon at 11.00% per year only when both underliers close at or above their coupon barrier levels on scheduled observation dates.
The notes can be automatically redeemed early if both underliers are at or above their call thresholds, returning principal plus the applicable coupon. At maturity, if not redeemed and both underliers are at or above their buffer levels, investors receive full principal; if either falls below its buffer, principal is reduced in line with the worst underlier’s drop beyond a 20% buffer, subject to a minimum payment of 20% of principal. The estimated value on the pricing date is approximately $939.90 per $1,000 note, and all payments depend on Morgan Stanley’s credit.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing Contingent Income Auto-Callable Securities due December 15, 2028, linked to Ford Motor Company common stock. The aggregate principal amount is $12.437 million, with a stated principal of $1,000 per security and an annual contingent coupon rate of 11.51% (about $28.775 per quarter), payable only when Ford’s stock is at or above the downside threshold of $8.256, or 60% of the initial share price of $13.76.
The notes are auto-callable: if on any of the first eleven quarterly determination dates Ford’s stock closes at or above the initial share price, investors receive $1,000 plus the coupon and the securities terminate early. If held to maturity and the final share price is at or above the downside threshold, investors receive $1,000 plus the final coupon; if it is below, repayment is reduced in line with the stock’s decline and can be zero, meaning full loss of principal.
The securities are unsecured, subject to Morgan Stanley’s credit risk, not listed on any exchange and may have limited liquidity. The estimated value at pricing is $970.90 per security, below the $1,000 issue price, reflecting selling, structuring and hedging costs borne by investors.
Morgan Stanley Finance LLC is issuing $360,000 of Buffered Step-Down Jump Securities with an auto-call feature, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and is linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index, with principal at risk and no periodic interest payments.
The notes can be automatically redeemed on 16 scheduled determination dates if the index closes at or above a declining call threshold, paying fixed call amounts that imply roughly a 13.80% per annum return. If never auto-called and the final index level is at or above a 70% buffer level, investors receive $1,690 per security at maturity. If the final level is below the buffer, repayment is reduced dollar-for-dollar with index losses beyond the 30% buffer, but not below 30% of principal.
The estimated value on the pricing date is $941.90 per security, below the $1,000 issue price due to issuance, structuring and hedging costs and the issuer’s internal funding rate. The index itself is highly engineered, uses up to 400% futures leverage, targets 40% volatility and applies a 4% per annum decrement, all of which can significantly affect returns.
Morgan Stanley Finance LLC is offering Buffered Performance Leveraged Upside Securities linked to the S&P 500® Index, with an aggregate principal amount of $1,412,000 and a price of $1,000 per security. The notes pay no interest and return depends solely on index performance at maturity on December 15, 2028.
If the index rises, investors receive principal plus 200% of the index gain, capped at a maximum payment of $1,272 per security. If the index falls but stays above a 20% buffer, principal is returned; below the buffer, investors lose 1.25% of principal for every 1% further decline, with no minimum payment. The initial S&P 500® level is 6,827.41, the buffer level is 80% of that, and the estimated value on the pricing date is $975.80 per security. The notes are unsecured, subject to Morgan Stanley’s credit risk, will not be listed on an exchange and may have limited liquidity, and their U.S. tax treatment is described as uncertain.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing Enhanced Trigger Jump Securities maturing on January 14, 2027, linked to Oracle Corporation common stock. Each security has a $1,000 stated principal amount and a total offering size of $500,000, with an issue price of $1,000 and an estimated value on the pricing date of $976.50 per security.
If the Oracle stock closing level on the January 11, 2027 observation date is at or above the downside threshold of $149.138 (75% of the $198.85 initial level), investors receive $1,000 plus a fixed upside payment of $273.50, a 27.35% gain. If the final level is below the threshold, repayment is fully exposed to downside, losing 1% of principal for each 1% decline, with no minimum payment, so the entire investment can be lost.
The notes pay no interest, are unsecured and subject to the credit risk of MSFL and Morgan Stanley. They will not be listed on any exchange, secondary liquidity may be limited, and the economic terms are reduced by embedded issuance, selling, structuring and hedging costs.
Morgan Stanley Finance LLC is issuing Buffered Performance Leveraged Upside Securities linked to the S&P 500® Index with an aggregate principal amount of $823,000, in $1,000 denominations, maturing on June 17, 2030. The notes pay no interest and are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley.
At maturity, if the index is above the initial level of 6,827.41, investors receive principal plus 150% of the index gain, capped at a maximum payment of $1,515 per security (151.50% of principal). If the index is between 90% and 100% of the initial level, investors receive only their $1,000 principal. Below the 90% buffer level, investors lose 1% of principal for each 1% additional decline, but receive at least 10% of principal.
The estimated value on the pricing date is $979.40 per security, reflecting issuance, structuring and hedging costs. The notes will not be listed on any exchange, secondary trading may be limited, and returns depend on both S&P 500 performance and Morgan Stanley's creditworthiness.