Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced a primary offering of contingent income memory auto-callable notes linked to the Class A common stock of CoreWeave, Inc., with an aggregate stated principal amount of $300,000 and a stated principal amount of $1,000 per security. The securities pay a contingent coupon at an annual rate of 28.75% on observation dates when the closing level of the underlier is at or above the coupon barrier level of $50.275 (50% of the initial level). The initial closing level on the strike date was $100.55, which also establishes the call threshold level. The securities can auto-redeem on recurring redemption determination dates; maturity is June 15, 2028 with a final observation date of June 12, 2028. The issue price is $1,000 per security, the estimated value on the pricing date was $941.90 per security, and agent commissions of $32.50 per security reduce proceeds to the issuer. Payment at maturity, if not auto‑redeemed, is either the stated principal (if final level ≥ downside threshold $50.275) or the stated principal multiplied by the performance factor (final level / initial level) which can result in significant principal loss.
Morgan Stanley Finance LLC offers Structured Investments — Buffered Jump Securities due June 17, 2031 — linked to the S&P 500® Index with a $1,000 stated principal per security and an aggregate offering of $776,000. The notes feature automatic early redemption on specified determination dates if the index closing level is at or above the call threshold level (initial level 7,431.46), fixed early redemption payments equivalent to approximately 7.40% per annum, a 10% downside buffer (buffer level 6,688.314), and a minimum payment at maturity of 10% of principal. If final level is below the buffer, holders lose 1% for each 1% decline beyond the buffer, subject to the minimum. Estimated value on pricing date was $962.20 per security; issue price is $1,000 with a $25 agent commission and proceeds to issuer of $975 per security. All payments are subject to issuer and guarantor credit risk; MSFL securities are guaranteed by Morgan Stanley.
Morgan Stanley Finance LLC offers Principal at Risk auto-callable notes linked to Alphabet Inc. class A common stock with a stated principal amount of $1,000 per security and an aggregate principal amount of $670,000. The securities pay a contingent coupon at an annual rate of 13.25% only when the underlier's closing level on each observation date is at or above the coupon barrier of $251.776 (70% of the initial level). The notes are automatically redeemed early if the closing level on a redemption determination date is at or above the call threshold of $359.68 (100% of the initial level), in which case holders receive principal plus the contingent coupon for that period. If the notes reach maturity without early redemption and the final level is below the downside threshold of $251.776, investors suffer a loss equal to the underlier's percentage decline and may lose most or all principal. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to issuer credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk structured notes due June 15, 2029, fully and unconditionally guaranteed by Morgan Stanley, linked to the worst performing common stock of The Home Depot, Intercontinental Exchange and Johnson & Johnson. The stated principal amount is $1,000 per security and the aggregate offering is $961,000. The securities have a first determination date for automatic early redemption on June 16, 2027 with a fixed early redemption payment of $1,640 per security. If not redeemed, payment at maturity depends on the worst performing underlier: investors may receive the stated principal plus an upside payment (participation rate 150%), the stated principal only, or a reduced payment that falls 1% for each 1% decline of the worst performing underlier; payments are subject to Morgan Stanley credit risk. The estimated value on the pricing date was $943.80 per security.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable securities linked to the common stock of Tesla, Inc. that mature on June 22, 2029 (pricing date June 18, 2026). Each security has a face amount of $1,000 and an estimated value on the pricing date of $966.10 (within $30.00). The securities pay contingent quarterly coupons (the contingent coupon rate will be set on the pricing date and will be at least 15.00% per annum) only if the stock closing price on a quarterly calculation day is at or above a coupon threshold equal to 60% of the starting price. The securities are auto-callable if the stock closing price on any non-final calculation day is at or above the starting price; if not called, maturity payout depends on the ending price relative to a downside threshold equal to 60% of the starting price, exposing holders to a 1:1 downside if the ending price is below that threshold. All payments are subject to issuer credit risk; the document emphasizes complex features and significant risks, including possible loss of more than 40% of principal at maturity.
Morgan Stanley Finance LLC priced $78,205,000 of Digital Basket‑Linked Notes due October 16, 2028, fully and unconditionally guaranteed by Morgan Stanley. The principal‑at‑risk notes pay no interest and return at maturity is linked to a weighted basket of five international equity indices with an Initial Basket Level of 100 and a Threshold Settlement Amount of $1,285.00 per $1,000 face amount. The trade date was June 12, 2026, the estimated value on the trade date was $973.30 per note, and the determination date for final payout is scheduled for October 12, 2028, with maturity on October 16, 2028. If the Final Basket Level is below 100, investors will bear the full percentage decline in the basket and could lose some or all principal; if the Final Basket Level is at or above 100, the payoff will be the greater of the Threshold Settlement Amount and participation in upside.
Morgan Stanley Finance LLC offers Structured Investments—Buffered Jump Securities due June 17, 2031—fully and unconditionally guaranteed by Morgan Stanley. The securities are principal‑at‑risk notes with a $1,000 stated principal amount and an aggregate principal amount of $1,160,000.
The notes feature an automatic early redemption if the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index closes at or above the call threshold (1,377.30) on any determination date after the first determination date (June 15, 2027). Early redemption payments increase per schedule (first payment $1,167.50), and a final payment of $1,837.50 applies if the final level is at or above the call threshold. If the final level is below the buffer level (1,101.84, 80% of initial level), investors bear losses 1% for each 1% decline beyond the buffer, subject to a minimum payment of 20% of principal.
Morgan Stanley Finance LLC priced a structured note: Contingent Income Memory Buffered Auto-Callable Securities due May 17, 2029, fully and unconditionally guaranteed by Morgan Stanley. The notes have a stated principal amount of $1,000 per security and aggregate principal of $573,000. They pay an 8.00% annual contingent coupon on coupon dates only if the closing level of each underlier meets or exceeds its coupon barrier on the related observation date, and they may be automatically redeemed early if both underliers meet their call thresholds on a redemption determination date. At maturity, if the final level of the worst performing underlier is below its buffer level (80% of initial), principal is reduced 1% for each 1% the worst performing underlier declines beyond the buffer, subject to a minimum 20% payment of principal.
Morgan Stanley Finance LLC is offering Principal at Risk structured notes fully and unconditionally guaranteed by Morgan Stanley with an aggregate principal amount of $680,000 and a stated principal amount of $1,000 per security. The notes pay no interest, have automatic early redemption on the first determination date and a maturity of June 15, 2029.
Key economics: an early redemption payment of $1,550 (if each underlier meets its call threshold on the first determination date), a 150% participation rate for upside at maturity, and downside exposure that causes investors to lose 1% of principal for each 1% decline in the worst performing underlier below 50% of its initial level. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk, contingent income auto-callable securities linked to Intuitive Surgical, Inc. common stock with a stated principal amount of $1,000 per security and an aggregate principal amount of $1,269,000. The notes pay a contingent coupon at an annual rate of 10.75% on each coupon payment date only if the underlier equals or exceeds the coupon barrier level on the related observation date. The securities are automatically redeemed early if the closing level of the underlier is greater than or equal to the call threshold ($411.06) on any redemption determination date, in which case holders receive the stated principal plus the contingent coupon for that period. If not redeemed, at maturity holders receive principal only if the final level is greater than or equal to the downside threshold ($275.410, or 67% of the initial level); otherwise payment at maturity equals the stated principal multiplied by the performance factor (final level/initial level), exposing investors to potential loss of principal, possibly to zero. All payments are unsecured obligations of MSFL, fully guaranteed by Morgan Stanley, and subject to issuer credit risk. The estimated value on the pricing date was $966.70 per security and the issue price was $1,000 (agent commission of $15 per security).