Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC is offering fixed rate callable notes due January 9, 2046, fully and unconditionally guaranteed by Morgan Stanley. Each note has a stated principal amount and issue price of $1,000, pays a fixed interest rate of 5.00% per year on a semi-annual basis, and returns principal plus accrued interest at maturity.
The issuer may redeem the notes in whole, but not in part, on semi-annual redemption dates starting July 9, 2027 at 100% of principal plus accrued interest, if a risk neutral valuation model indicates it is economically rational for them to do so. The notes are unsecured, subject to Morgan Stanley’s credit risk, will not be listed on any securities exchange and may have limited or no secondary market. The estimated value on the pricing date is expected to be about $919 per note, reflecting issuing, selling, structuring and hedging costs borne by investors and the issuer’s internal funding rate.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering fixed rate callable notes maturing on January 8, 2038. Each note has a stated principal amount and issue price of $1,000 and pays a fixed interest rate of 4.80% per year, with interest paid semi-annually on the 8th of January and July, starting July 8, 2026.
The issuer can redeem all of the notes, but not just part of them, on semi-annual redemption dates beginning July 8, 2027. A redemption occurs only if a risk neutral valuation model shows that calling the notes is economically rational for the issuer, in which case investors receive 100% of principal plus accrued interest.
The notes are unsecured obligations subject to Morgan Stanley’s credit risk and will not be listed on any exchange, so liquidity may be limited. The estimated value on the pricing date is expected to be approximately $950.80 per note or within $50.80 of that estimate, reflecting issuing, selling, structuring and hedging costs borne by investors.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering fixed rate callable notes due January 9, 2036. Each note has a stated principal amount and issue price of $1,000, pays a fixed interest rate of 4.600% per annum, and pays interest semi-annually on the 9th of January and July, starting July 9, 2026.
Beginning on July 9, 2027, the issuer may redeem the notes in whole on semi-annual redemption dates at 100% of principal plus accrued interest if a risk neutral valuation model indicates redemption is economically rational for the issuer. The notes are unsecured, subject to the credit risk of Morgan Stanley Finance LLC and Morgan Stanley, will not be listed on any securities exchange, and may have limited secondary market liquidity.
The economic terms reflect an internal funding rate and issuance, selling, structuring and hedging costs borne by investors, so the estimated value on the pricing date is expected to be approximately $955.00 per $1,000 note. Proceeds will be used for general corporate purposes.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing fixed rate callable notes due July 9, 2029. Each note has a stated principal amount and issue price of $1,000, pays a fixed 4.000% per annum interest rate, with interest paid semi-annually each January 9 and July 9, starting July 9, 2026.
The notes are callable in whole, but not in part, on semi-annual redemption dates beginning July 9, 2027 at 100% of principal plus accrued interest, if a risk neutral valuation model indicates it is economically rational for the issuer to redeem. The estimated value on the pricing date is expected to be about $987 per note, reflecting internal funding rates and issuance, structuring and hedging costs borne by investors.
The notes are unsecured obligations of MSFL, subject to the credit risk of Morgan Stanley, will not be listed on any exchange, and may have limited or no secondary market. Key risks include early redemption risk, price sensitivity to interest rates and credit spreads, lack of listing, and the possibility of receiving less than the issue price if sold before maturity.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing fixed rate callable notes due January 9, 2034. Each note has a stated principal amount and issue price of $1,000, pays a fixed annual interest rate of 4.450%, and pays interest semi-annually on the 9th of January and July, beginning July 9, 2026.
The issuer may redeem the notes early, in whole but not in part, on semi-annual redemption dates starting January 9, 2030 at 100% of principal plus accrued interest if a risk neutral valuation model indicates it is economically rational for the issuer. The notes are unsecured, subject to the credit risk of Morgan Stanley and MSFL, will not be listed on any securities exchange, and may trade at prices below the issue price due to fees, internal funding rates, interest rate changes, and credit spread movements.
Morgan Stanley Finance LLC is offering $271,000 of Contingent Income Auto-Callable Securities linked to the VanEck Gold Miners ETF. Each $1,000 note pays a 20.00% annual contingent coupon only when the ETF’s closing level is at or above $67.88 on the specified observation dates.
The notes may be automatically redeemed starting with the March 16, 2026 redemption determination date if the ETF closes at or above $84.85, returning the stated principal amount plus the contingent coupon for that period. If not called and, at the December 18, 2026 maturity, the ETF is at or above $67.88, investors receive full principal; if it is below that downside threshold, repayment is reduced in proportion to the ETF’s decline and can fall to zero.
All payments are subject to Morgan Stanley’s credit risk, the securities are not listed on any securities exchange or insured, and investors do not participate in any upside of the ETF. The estimated value on the pricing date is $966 per security, below the $1,000 issue price, due to offering, structuring and hedging costs and the internal funding rate.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $12,800,000 of Nasdaq‑100 Index®‑linked digital notes due March 25, 2027. The notes pay no interest and are unsecured, principal-at-risk obligations.
At maturity, for each $1,000 note, investors receive a fixed $1,103 (110.30% of face) if the Nasdaq‑100 final level is at least 85% of its initial level of 25,067.27. If the index has fallen by more than 15%, repayment is reduced using a buffer rate of about 117.65%, so losses accelerate below the 85% threshold and can reach a full loss of principal.
The maximum gain is therefore capped at 10.3% even if the index rises sharply, while downside beyond a 15% drop is only partially cushioned. The issue price is $1,000 per note, with an estimated value on the trade date of $983, reflecting structuring and hedging costs and Morgan Stanley’s internal funding rate. Underwriting commissions total 1.28% of face, and the notes will not be listed on any exchange, so liquidity will depend on Morgan Stanley & Co.’s secondary market making, if any.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk structured notes linked to the worst performer of the iShares Silver Trust (SLV) and VanEck Gold Miners ETF (GDX), maturing on December 28, 2028. Each $1,000 note may pay an 11.00% annual contingent coupon, but only when both underliers close at or above a set coupon barrier (60% of their initial levels) on scheduled observation dates.
The notes can be auto-called beginning June 22, 2026 if both SLV and GDX are at or above 95% of their initial levels, in which case holders receive principal plus that period’s coupon and no further payments. If held to maturity and both final levels are at or above their downside thresholds (also 60% of initial), investors receive full principal plus any final coupon. If either finishes below its downside threshold, repayment is reduced 1% for each 1% decline of the worst underlier, potentially to zero.
The estimated value on the pricing date is about $930 per $1,000 note. The notes are unsecured, subject to Morgan Stanley’s credit risk, will not be listed on an exchange, and involve additional commodity, ETF, liquidity and U.S. tax uncertainties described in detail.
Morgan Stanley Finance LLC is offering principal-at-risk structured notes linked to the worst performer of Lowe’s, Pfizer and Target common stocks. Each security has a $1,000 stated principal amount and pays a contingent “memory” coupon at an annual rate of 9.10%, but only when all three stocks close at or above their coupon barrier levels on the relevant observation date; missed coupons can be paid later if conditions are met.
The notes may auto-call starting June 22, 2026 if each stock is at or above its call threshold (100% of its initial level), returning principal plus the current and any previously unpaid coupons. If not called, at maturity in December 2030 investors receive principal back only if each stock is at or above its downside threshold (50% of its initial level; otherwise they lose 1% of principal for each 1% decline in the worst-performing stock, up to total loss. The securities are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, with an estimated value on the pricing date of about $925.20 per $1,000.
Morgan Stanley Finance LLC is offering buffered participation securities linked to the S&P 500® Index, fully and unconditionally guaranteed by Morgan Stanley. Each note has a stated principal amount of $1,000, pays no interest and exposes investors to principal at risk. At maturity in June 2027, holders receive their principal plus 100% of any index gain, capped at a maximum payment of $1,173.50 per security. If the index is flat or down but not below 85% of the initial level, investors receive only their principal. If the index closes below the 85% buffer level, repayment is reduced dollar-for-dollar with further index declines, but not below 15% of principal. The indicative estimated value on the pricing date is approximately $990 per security, reflecting issuing, selling, structuring and hedging costs, and all payments depend on Morgan Stanley’s credit.