Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC is offering Enhanced Trigger Jump Securities, a type of principal-at-risk structured note, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, matures on December 29, 2026, and pays no interest.
The return depends on the worst performing of the S&P 500 Index, Nasdaq-100 Technology Sector Index and Russell 2000 Index. If, on the observation date of December 23, 2026, the final level of each index is at or above 68% of its initial level, investors receive $1,000 plus a fixed $90 upside payment, a 9% gain. If any index closes below its downside threshold, investors lose 1% of principal for each 1% decline of the worst index, with no minimum repayment.
The securities are unsecured obligations subject to Morgan Stanley’s credit risk, are not listed on any exchange, and may have limited secondary market liquidity. The estimated value on the pricing date is expected to be approximately $981.80 per security, reflecting issuance, structuring and hedging costs borne by investors.
Morgan Stanley is offering fixed rate senior notes due December 16, 2033 with an aggregate principal amount of $1,267,000. Each note has a stated principal amount and issue price of $1,000 and pays interest at a fixed annual rate of 4.350%, with semi-annual payments on June 16 and December 16, starting June 16, 2026.
The notes are unsecured and all payments depend on Morgan Stanley’s credit; if the firm defaults, investors could lose some or all of their investment. The notes will not be listed on any securities exchange, so secondary market liquidity may be limited. The estimated value on the pricing date is $974.50 per note, below the issue price, reflecting issuing, selling, structuring and hedging costs and an internal funding rate that is advantageous to the issuer. The issuer will use the proceeds for general corporate purposes, and dealers typically receive a $12 sales commission per note, except for fee-based advisory accounts priced at $988 per note.
Morgan Stanley Finance LLC is offering principal-at-risk “Jump Securities” with an auto-callable feature, linked to the worst-performing of the Dow Jones Industrial Average, Nasdaq-100 Index and S&P 500 Index. Each security has a stated principal amount and issue price of $1,000, with an estimated value on the pricing date of approximately $981.20 per security.
The notes can be automatically redeemed on scheduled determination dates starting in December 2026 if all three indexes are at or above their call threshold levels, for fixed cash payments that rise over time (from $1,126 up to $1,315 per security). If the notes are not called, and on the final determination date in December 2028 each index is at or above its call threshold, investors receive $1,378 per security. If any index finishes below its call threshold but all are at or above 70% of their initial levels, investors receive only the $1,000 principal.
If at maturity any index is below 70% of its initial level, repayment is reduced 1% for each 1% decline of the worst-performing index, which can result in a significantly reduced payment or a total loss of the initial investment. The securities pay no interest, do not participate in any index gains and are unsecured obligations fully and unconditionally guaranteed by Morgan Stanley, exposing holders to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC is offering market-linked notes due December 27, 2030, fully and unconditionally guaranteed by Morgan Stanley. Each note has a stated principal amount of $1,000 and pays no interest.
At maturity, investors receive $1,000 per note plus an upside payment if the S&P 500® Futures Excess Return Index final level is above its initial level. The upside payment equals the principal amount multiplied by a 101.50% participation rate times the index percent increase. If the final level is equal to or below the initial level, investors receive only the $1,000 principal.
The notes are unsecured obligations subject to the issuer’s and guarantor’s credit risk. The estimated value on the pricing date is approximately $942 per note, reflecting issuance, selling, structuring and hedging costs and the use of an internal funding rate that is advantageous to the issuer. The notes will not be listed on any securities exchange, and secondary market liquidity may be limited.
Morgan Stanley is offering $5,252,000 of fixed-rate notes due December 18, 2035, paying 4.500% per year in U.S. dollars. Each note has a $1,000 stated principal amount and issue price, with interest paid semi-annually on June 18 and December 18, starting June 18, 2026, using a 30/360 day-count convention.
The notes are unsecured senior debt, so all payments depend on Morgan Stanley’s credit; a default could cause loss of some or all of the investment. The notes will not be listed on any securities exchange, and any secondary trading would rely mainly on Morgan Stanley & Co. as a dealer, which is not obligated to make a market.
Morgan Stanley estimates the value of each note on the pricing date at $966.20, below the $1,000 issue price, reflecting issuing, selling, structuring and hedging costs and an internal funding rate that is advantageous to the issuer. Investors in fee-based advisory accounts may pay $985 per note, and selected dealers receive a $15 per-note sales commission in other accounts. Proceeds are for general corporate purposes.
Morgan Stanley Finance LLC is offering principal-at-risk Callable Contingent Income Securities due June 24, 2027, linked to the worst performer of the Utilities Select Sector SPDR Fund, the Nasdaq‑100 Index and the Russell 2000 Index, and fully and unconditionally guaranteed by Morgan Stanley.
The notes have a stated principal amount of $1,000 and offer a contingent coupon at an annual rate of 10.55%, paid only if on each observation date all three underliers are at or above their respective coupon barrier levels, set at 70% of their initial levels. Beginning June 25, 2026, the notes are callable in whole on specified redemption dates if a risk‑neutral valuation model indicates it is economically rational for the issuer to redeem, in which case investors receive $1,000 plus any due coupon and no further payments.
If not redeemed early and, at maturity, each underlier is at or above its downside threshold (also 70% of its initial level), investors receive their $1,000 principal plus any final coupon; if any underlier is below its threshold, repayment is reduced 1% for each 1% decline of the worst performer, potentially to zero. The estimated value on the pricing date is approximately $983.10 per $1,000 note, the securities will not be listed on any exchange, and all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering callable contingent income securities linked to the worst performer of the Dow Jones Industrial Average, Nasdaq-100 Index and Russell 2000 Index. Each note has a $1,000 stated principal amount and an estimated value on the pricing date of approximately $986.50 per security, reflecting embedded issuance, structuring and hedging costs.
The notes pay a 10.60% per annum contingent coupon only when all three indices close at or above their coupon barrier levels (70% of initial levels) on the relevant observation dates. Beginning April 7, 2026, the issuer may redeem the notes early, in whole but not in part, if a risk neutral valuation model shows redemption is economically rational for Morgan Stanley. At maturity on July 7, 2028, if not previously redeemed, investors receive principal back only if each index finishes at or above its downside threshold level; otherwise the payoff is reduced 1% for each 1% decline in the worst-performing index and can be zero. All payments are subject to Morgan Stanley’s credit risk, the notes are not listed, and secondary market prices may be significantly below the $1,000 issue price.
Morgan Stanley is offering $6,906,000 of fixed rate notes due December 18, 2030, with a stated principal amount and issue price of $1,000 per note and a fixed interest rate of 4.000% per year, paid semi-annually each June 18 and December 18.
Interest starts accruing on December 18, 2025, and at maturity investors receive $1,000 per note plus any accrued and unpaid interest, subject to Morgan Stanley’s credit risk. The notes are unsecured, will not be listed on any securities exchange, and may have limited or no secondary market liquidity.
The estimated value on the pricing date is $985.00 per note, below the issue price, reflecting issuing, selling, structuring and hedging costs and the use of an internal funding rate. Dealers generally receive a $7.50 sales commission per note, except for sales into fee-based advisory accounts.
Morgan Stanley is issuing fixed rate senior notes due December 18, 2031 with an aggregate principal amount of $4,000,000. Each note has a stated principal amount and issue price of $1,000, pays a fixed annual interest rate of 4.150%, and makes semi-annual interest payments on June 18 and December 18, beginning June 18, 2026. Interest uses a 30/360 day-count convention and all payments depend on Morgan Stanley’s credit.
The notes are unsecured, not insured by any government agency, and will not be listed on any securities exchange, so secondary market liquidity may be limited. Morgan Stanley estimates the value of each note on the pricing date at $983.50, below the issue price because it includes issuing, selling, structuring and hedging costs and uses an internal funding rate. Selected dealers receive a $10 sales commission per note, except for fee-based advisory accounts where investors pay $990 per note and no sales commission is paid.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk Enhanced Trigger Jump Securities maturing on December 24, 2030. These $1,000-denomination notes pay no interest and their payoff depends on the worst performing of the Dow Jones Industrial Average, Nasdaq-100 Index and Russell 2000 Index.
If, on the observation date, each index is at or above 70% of its initial level, investors receive their principal plus the greater of the index gain on the worst performer or a fixed $380 upside payment per security, equal to a 38% return. If any index finishes below its downside threshold, repayment is reduced 1% for every 1% decline in the worst performer, and the maturity payment can be as low as zero.
The securities are unsecured obligations subject to Morgan Stanley’s credit risk, will not be listed on an exchange and may have limited liquidity. The preliminary estimated value on the pricing date is approximately $957.60 per security, reflecting structuring and hedging costs embedded in the $1,000 issue price.