Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Dual Directional Buffered PLUS notes due June 13, 2031 with a stated principal amount of $1,000 per security and an aggregate principal amount of $250,000. The securities are linked to the worst performing of the EURO STOXX 50® and the S&P 500®.
Key economic features: a leverage factor of 204% on upside, an absolute return participation rate of 50% for limited positive payoff when the worst underlier is down but above an 80% buffer level, a 20% buffer amount, an estimated value on the pricing date of $981.30 per security and a minimum payment at maturity of 20% of stated principal. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC offers Principal at Risk structured notes due December 14, 2026 linked to the worst performing of IWM, NDXT and SPX.
The offering is for an aggregate principal amount of $9,325,000 at a stated principal amount of $1,000 per security and an issue price of $1,000. The securities pay a contingent coupon at an annual rate of 11.50% per annum only if each underlier closes at or above its coupon barrier on each observation date. The securities include a 20% buffer and a downside factor of 1.25, are callable beginning on July 14, 2026 based on a risk neutral valuation model, and have an estimated value on the pricing date of $987.60 per security. Investors bear principal and credit risk and do not participate in underlier appreciation.
Morgan Stanley Finance LLC priced a series of principal-at-risk notes due July 15, 2027, fully and unconditionally guaranteed by Morgan Stanley. The securities have a stated principal amount of $1,000 per security, an issue price of $1,000, aggregate principal of $1,052,000 and an estimated value on the pricing date of $980.90.
Returns depend on the worst performing underlier of the EURO STOXX 50®, Russell 2000® and the XLP ETF. If the worst performing underlier is at or above its 70% downside threshold on the observation date, holders receive principal plus an $110 (11%) upside payment. If any underlier is below its 70% threshold, payment equals principal multiplied by the performance factor of the worst performing underlier, and could be significantly less than principal or zero. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk auto-callable securities due June 13, 2031 tied to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. The securities are issued at $1,000 per security with an aggregate principal amount of $1,135,000 and are fully guaranteed by Morgan Stanley.
The notes pay a contingent coupon at an annual rate of 13.40% on each coupon date only if the underlier closes at or above the coupon barrier on the related observation date. The securities can be automatically redeemed early if the underlier equals or exceeds the call threshold on any redemption determination date. At maturity, if the final level is below the downside threshold (50% of the initial level), investors suffer losses proportional to the index decline, potentially losing all principal. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable Buffered Jump Securities linked to the worst performing of three underliers. Each security has a $1,000 stated principal amount, an issue price of $1,000 and an estimated value on the pricing date of $945.30. The securities pay no interest, may be automatically redeemed on June 16, 2027 if each underlier meets its call threshold on the first determination date, and mature on June 13, 2031. At maturity investors receive either principal plus an upside payment (300% participation), only principal if underliers remain above a 25% buffer, or a reduced principal tied to the worst performing underlier subject to a 25% minimum payment.
Morgan Stanley Finance LLC is offering $2,500,000 aggregate principal of callable, principal-at-risk structured notes due June 17, 2027, fully and unconditionally guaranteed by Morgan Stanley. The notes pay a 17.75% contingent coupon per annum on observation dates only if each underlier meets its coupon barrier, feature a 10% buffer and a 10% minimum payment at maturity, and may be called early based on a risk neutral valuation model. Terms reference the Nasdaq-100, Russell 2000 and S&P 500 indices; payments depend on the worst-performing underlier and are subject to postponement for non-trading days and certain market disruption events.
Morgan Stanley Finance LLC offers Buffered PLUS principal-at-risk securities due June 24, 2031. Each security has a stated principal amount of $1,000 and an original issue price of $1,000. The securities are linked to the Dow Jones Industrial Average and the S&P 500® Index and pay at maturity based on the worst performing underlier.
If the worst performing underlier finishes above its initial level, investors receive the stated principal plus a 115% leverage on appreciation. If the worst performing underlier finishes between its initial level and the buffer level (85% of initial), investors receive the stated principal. If the worst performing underlier finishes below the buffer level, investors lose 1% of principal for each 1% decline beyond the buffer, subject to a minimum payment of 15% of principal. The observation date is June 18, 2031. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley; they are subject to credit risk.
Morgan Stanley Finance LLC is offering Market Linked Securities due July 8, 2027 that are fully and unconditionally guaranteed by Morgan Stanley. The securities have a face amount of $1,000 per security, an estimated value on the pricing date of $960.10 (± $35.00), and a participation rate of at least 123.75% to be set on the pricing date.
The payout is linked to the lowest performing of the Dow Jones Industrial Average, Nasdaq-100, S&P 500 and EURO STOXX 50. There is an 80% threshold (a 20% buffer); if the lowest performing underlying falls below its threshold on the calculation day, investors can lose up to 80% of face amount. Price to public is $1,000 with agent commissions up to $23.25, leaving proceeds to issuer shown as $976.75 per security.
Morgan Stanley Finance LLC is offering $553,000 aggregate of Capped Leveraged Basket‑Linked Notes due February 18, 2028, fully and unconditionally guaranteed by Morgan Stanley. Trade Date is June 9, 2026 with Original Issue Date June 12, 2026. Each $1,000 Face Amount note has an Upside Participation Rate of 300%, a Cap Level of 110.30% of the Initial Basket Level and a Maximum Settlement Amount of $1,309.00 per $1,000 Face Amount. The notes pay no interest; final cash at maturity depends on the Basket Return measured from the Initial Basket Level of 100 to the Final Basket Level on the Determination Date. Morgan Stanley estimates the notes' value on the Trade Date at $990.30 per note. All payments are subject to issuer and guarantor credit risk; purchasers may lose some or all principal.
Morgan Stanley Finance LLC prices Contingent Income Auto-Callable Securities offering $2,000,000 aggregate principal (stated principal $1,000 per security) due March 8, 2028 and fully guaranteed by Morgan Stanley. The securities pay a contingent coupon (17.30% per annum) subject to observation-date barriers, include automatic early redemption at 90% call threshold, and principal is at risk if the final level is below the 60% downside threshold.
The underlier is a five-stock equally weighted basket (HOOD, ORCL, CRWV, CVNA, VRT) with an estimated value per security of $930.50 on the pricing date. All payments are subject to issuer and guarantor credit risk; secondary market liquidity and tax treatment are limited.